Wiley v. State

822 P.2d 940, 1991 Alas. App. LEXIS 93, 1991 WL 262466
CourtCourt of Appeals of Alaska
DecidedDecember 13, 1991
DocketA-3557
StatusPublished
Cited by1 cases

This text of 822 P.2d 940 (Wiley v. State) is published on Counsel Stack Legal Research, covering Court of Appeals of Alaska primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Wiley v. State, 822 P.2d 940, 1991 Alas. App. LEXIS 93, 1991 WL 262466 (Ala. Ct. App. 1991).

Opinion

OPINION

BRYNER, Chief Judge.

Kelly Wiley entered a plea of no contest to one count of sexual assault in the first degree. In return, the state agreed to dismiss a second count of first-degree sexual assault, as well as a charge of assault in the first degree. Prior to sentencing, the state filed a notice of presumptive sentencing and aggravating factors. The notice alleged that Wiley was a first felony offender, that he had used a dangerous instrument and caused serious physical injury to his victim, and that he was therefore subject to the ten-year presumptive term specified in AS 12.55.125(i)(2). 1 The notice *941 further alleged that six statutory aggravating factors applied to Wiley’s case. In an accompanying sentencing memorandum the state asked the court to sentence Wiley to a term of fifteen to twenty-five years.

Wiley moved to withdraw his no contest plea the next day. He later filed a superseding motion, supported by his own affidavit. Wiley alleged that his no contest plea had resulted from ineffective assistance of the three public defender agency attorneys who initially represented him. In particular, Wiley asserted that his most recent public defender, Kevin Callahan, had led him to believe that he would receive a sentence in the range of four to eight years if he pled no contest to the first-degree sexual assault charge:

Mr. Callahan ... told me if I was convicted at trial, I would probably receive approximately thirty years in jail, but if I entered a plea I would only receive four to eight years in jail.
... Based on Mr. Callahan’s statements and the belief I would only receive four to eight years in jail as opposed to 30 years in jail, I entered a no contest plea.

After hearing oral argument, Superior Court Judge Rene J. Gonzalez denied Wiley’s motion to withdraw his plea. Judge Gonzalez found that Wiley had failed to establish a fair and just reason to withdraw his plea, as required under Alaska Criminal Rule 11(h)(2). 2 With regard to Wiley’s claim that Callahan misled him about the likely sentence, Judge Gonzalez concluded:

A review of the record of the change of plea proceeding reveals that the undersigned judge clearly informed Wiley of his rights as well as the exposure he would have regarding a sentence if the court accepted his plea of no contest. Wiley has failed to present sufficient evidence upon which this court could conclude that he had a reasonable basis to believe that by entering a plea to one count he was exposing himself to a sentence limited to a range of four (4) to eight (8) years.

Judge Gonzalez also concluded that the state, as a result of its reliance on Wiley’s no contest plea, would incur substantial prejudice if Wiley were to withdraw the plea:

Additionally, in its opposition the state has produced sufficient evidence to establish that it would be prejudiced by permitting the Defendant to withdraw his plea as the whereabouts of three of the State’s witnesses are unknown.

On appeal, Wiley argues that the superior court erred in denying the motion to withdraw his plea. Abandoning his claim of ineffective assistance of counsel, Wiley advances a slightly different argument than he raised below. He now contends that, at his change of plea hearing, Judge Gonzalez mistakenly indicated that the applicable presumptive sentence in the case would be eight years (the standard presumptive sentence for a first offender convicted of first-degree sexual assault) instead of ten years (the presumptive term for a first offender who uses a dangerous instrument or causes serious physical injury).

Wiley characterizes this flaw as a breach of the court’s duty to inform him, prior to accepting his plea of no contest, “of the mandatory minimum punishment, if any, and the maximum possible punishment provided by the statute defining the of- *942 fense_” Alaska R.Crim.P. ll(c)(3)(i). He argues that this violation of Criminal Rule 11 mandated withdrawal of his plea.

Wiley’s argument is unpersuasive. Criminal Rule 11(c) requires the court, before it accepts a plea of guilty or no contest, to advise the defendant of any mandatory minimum or statutory maximum term applicable to the case. The rule does not purport to require specific information concerning the applicable presumptive term. While it is certainly desirable that pertinent information concerning presumptive sentencing be given by the court in a change of plea hearing, such advice is not explicitly mandated under Criminal Rule 11(c).

Wiley points out that this court has previously held that presumptive sentencing is mandatory, not discretionary. See Kelly v. State, 663 P.2d 967, 974 (Alaska App.1983). He contends that, for this reason, the presumptive sentence specified for a given case is the equivalent of a mandatory minimum sentence.

We find little merit to this argument. The mere fact that the statutory system of presumptive sentencing is, as a whole, obligatory, does not mean that the presumptive term in any given case is the equivalent of a mandatory minimum sentence. In fact, we have previously held that mandatory minimum sentences are not the same as presumptive sentences. See, e.g., Middleton v. Anchorage, 673 P.2d 283, 284 (Alaska App.1983).

A presumptive term is subject to upward or downward adjustment in light of various statutory aggravating and mitigating factors. 3 Even in the absence of mitigating factors, the sentencing court is authorized to refer any case to the three-judge sentencing panel to avoid manifest injustice. 4

Only when the court finds no mitigating factors or manifest injustice will it be precluded from imposing a sentence below the applicable presumptive term for an offense. However, it would be unrealistic to construe Criminal Rule 11(c) to apply even to such cases, because, at a change of plea hearing, the court will seldom be in a position to accurately determine whether and to what extent presumptive sentencing will apply to a case and what if any mitigating factors may be established. Issues pertaining to the defendant’s prior record and to the existence of aggravating and mitigating factors are ordinarily resolved immediately before a sentence is actually imposed — well after the change of plea hearing has occurred. 5 For this reason, it will *943 rarely be possible for the court, at the change of plea hearing, to give the defendant accurate and specific information about the effect that presumptive sentencing will actually have in the case at hand.

Wiley’s case provides a good example. Wiley was found subject to the ten-year presumptive term specified in AS 12.55.-125(i)(2) because he used a dangerous instrument and caused serious physical injury.

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Related

Perry v. State
928 P.2d 1227 (Court of Appeals of Alaska, 1996)

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Bluebook (online)
822 P.2d 940, 1991 Alas. App. LEXIS 93, 1991 WL 262466, Counsel Stack Legal Research, https://law.counselstack.com/opinion/wiley-v-state-alaskactapp-1991.