Whittington v. Maes

655 F. App'x 691
CourtCourt of Appeals for the Tenth Circuit
DecidedJuly 21, 2016
Docket15-2122
StatusUnpublished
Cited by1 cases

This text of 655 F. App'x 691 (Whittington v. Maes) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Whittington v. Maes, 655 F. App'x 691 (10th Cir. 2016).

Opinion

ORDER AND JUDGMENT *

Gregory A. Phillips, Circuit Judge

The class-action plaintiffs, Stephen R. Whittington and Whittco, Inc., individually and on behalf of all others similarly situated (collectively, Plaintiffs), challenge the constitutionality of New Mexico’s electronic filing (e-filing) fee structure. New Mexico’s e-filing fee structure requires civil litigants who are represented by attorneys to pay mandatory e-filing fees each time they electronically file a document in district court. In the district court, Plaintiffs asserted that the e-filing fee structure suffers three constitutional infirmities: (1) it impermissibly burdens their First Amendment right to retain counsel; (2) it violates their Fourteenth Amendment right to access the courts; and (3) it violates their Fourteenth Amendment right to equal-protection. The defendants—members of the New Mexico Supreme Court and the Director of the New Mexico Administrative Office of the Courts (AOC) (collectively, Defendants)—moved to dismiss for failure to state a claim upon which relief can be granted, and the district court dismissed Plaintiffs’ federal claims. The district court declined to exercise supplemental jurisdiction over Plaintiffs’ state-law claims.

Exercising jurisdiction under 28 U.S.C. § 1291, we affirm. We hold that the e-filing fee burdens neither Plaintiffs’ right to retain counsel nor their right to access the courts. Similarly, Plaintiffs’ equal-protection claim also fails because Plaintiffs are not similarly situated to the narrow class of civil litigants who are not required to use the e-filing system.

BACKGROUND

A. New Mexico’s E-Filing System

In 2007, AOC entered into an agreement with Tyler Technologies, Inc. (Tyler) to develop electronic-case-management soft-' ware for New Mexico state courts. In 2009, to enable the software-implementation process, the New Mexico Legislature enacted a statute permitting AOC to establish an e-filing system:

[AOC] is authorized to enter into agreements with electronic filing companies to provide electronic services, collect the electronic services fees and remit those fees to the [AOC]. An agreement approved by the supreme court'may further allow an electronic filing company to retain a portion of the electronic services fees collected and to remit the remainder of those fees to the [AOC] for deposit in the electronic services fund.

N.M. Stat. Ann. § 34-l-ll(D) (West 2015). This statute further provided that “[t]he supreme court is authorized to establish by rule reasonable electronic services fees to cover the expense of providing electronic services to the public, including electronic document filing, access to electronic documents and ancillary services.” Id. § 34-1-11(C).

Under this authority, the New Mexico Supreme Court negotiated a contract with *694 Tyler to implement Tyler’s Odyssey Case Management Software System. Tyler receives $3.70 of each $6.00 e-filing fee, 1 and $3,70 of each $4.00 electronic-service fee. Tyler delivers the remaining balance of each fee to AOC. AOC uses the remaining balance to defray the costs of operating and .maintaining electronic-filing services and providing public access to electronic documents. The contract guarantees Tyler payment for 192,019 filing- and service-fee transmissions annually, which Plaintiffs allege results in annual payments to Tyler totaling $710,472. For all filings exceeding this required minimum, AOC receives a credit against the cost of any purchases of additional services or software from Tyler up to $500,000 with any amounts in excess of $500,000 deposited in the electronic services fund. AOC uses the electronic services fund to “defray! ] the costs of operating and maintaining electronic filing services” and provide access to electronic documents in courts. Id, § 34-1-11(33).

The New Mexico Supreme Court adopted Rule 1-005.2, which “makes electronic filing mandatory for parties represented by attorneys in all civil cases, with the exception of domestic relations, domestic violence, sealed actions, habeas corpus or proceedings under the Children’s Code.” Appellants’ App. at 8 (citing N.M. Dist. Ct. R. Civ. P. 1-005.2(B)(1)). For cases requiring e-fíling, Rule 1-005.2 imposes a $6.00 filing fee for each electronic transmission of one or more documents filed in any single case. N.M. Dist. Ct. R. Civ. P. 1-005.2(E)(1). Only civil litigants using the e-filing system must pay the e-filing fee. Pro se litigants don’t have to pay the e-filing fee, because, as Plaintiffs describe it, pro se litigants bring their documents to the clerk of court, who files the documents for them. In addition, represented civil litigants in metropolitan or magistrate courts don’t pay the fee because the New Mexico Supreme Court does not require e-filing for those courts. The rule also exempts state entities and certain non-profit organizations from paying the e-filing fees. N.M. Dist. Ct. R. Civ. P. 1-005.2(E)(4), (M). Finally, upon a showing of good cause, the rule allows, without payment of any fee, attorneys to request an exemption from any requirements to electronically file documents. Id.

B. Plaintiffs’ Class-Action Lawsuit

Plaintiffs filed a class-action complaint in the United States District Court for the District of New Mexico, asserting claims under 42 U.S.C. § 1983. Specifically, Plaintiffs alleged that the e-filing system: (1) violates their “free speech rights by imposing filing fees upon [the Plaintiffs] for the exercise of their constitutional right to be represented by an attorney”; (2) “unconstitutionally infringed and placed a burden upon the Plaintiffs’ right to access to the courts”; (3) violates Plaintiffs’ equal-protection rights by distinguishing who pays the filing fees on the basis of whether a party is represented, the type of case, and the court system used; (4) violates the New Mexico Constitution’s equal-taxation provisions; (5) violates the New Mexico Constitution’s separation-of-powers clause; and (6) violates Article VI, Section 30 of the New Mexico Constitution, which requires that all fees collected by the judiciary be paid into the state treasury. Appellants’ App. at 11.

Defendants moved to dismiss under Fed. R. Civ. P. 12(b)(6) for failure to state a claim upon which relief can be granted. The district court granted the motion and declined to exercise jurisdiction over Plaintiffs’ supplemental state-law claims. Re *695 garding the first federal claim, Plaintiffs’ right-to-counsel claim, the court concluded that “the government action at issue is not a tax, but a fee charged for a service” and that “Plaintiffs have not alleged in their complaint how their right to retain counsel has been infringed.” Appellants’ App. at 65.

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655 F. App'x 691, Counsel Stack Legal Research, https://law.counselstack.com/opinion/whittington-v-maes-ca10-2016.