Whittaker v. Byard

25 S.W.3d 118, 2000 Ky. LEXIS 90, 2000 WL 1210931
CourtKentucky Supreme Court
DecidedAugust 24, 2000
DocketNo. 1999-SC-0894-W C
StatusPublished
Cited by1 cases

This text of 25 S.W.3d 118 (Whittaker v. Byard) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Whittaker v. Byard, 25 S.W.3d 118, 2000 Ky. LEXIS 90, 2000 WL 1210931 (Ky. 2000).

Opinion

OPINION OF THE COURT

This workers’ compensation appeal concerns a matter of first impression: whether a claim against the Special Fund was barred by the two-year period of limitations in an instance where a timely claim was filed against the employer, where the first evidence to support Special Fund liability was produced by the employer more than two years after the last voluntary payment, and where a motion to join the Special Fund was filed at the same time as the evidence supporting Special Fund liability.

Claimant was employed as a steel fabricator. He was injured on December 7, 1995, while building a rack upon which to store sheets of steel. The structure fell, striking him and pinning him to the floor. Claimant was taken to the emergency room where it was determined that he had sustained a dislocated right shoulder with a possible rotator cuff tear and that he had also sustained a vertebral compression fracture. His employer paid voluntary temporary, total disability (TTD) benefits from December 8,1995, through March 11, 1996. A claim was filed against the employer on October 21,1997.

Dr. Oexmann, the orthopedic surgeon who treated claimant’s back injury, diagnosed an L2 compression deformity with approximately a 40% loss of vertebral body height. He assigned a 15% whole body impairment, restricted claimant to lifting no more than 15-20 pounds, and indicated that claimant could perform no more than light duties due to ongoing pain. He did not indicate that any of claimant’s impair[120]*120ment was caused by the arousal of a prior, dormant condition. Dr. Oexmann’s notes for the period of April 17, 1996, through December 8, 1997, document a course of conservative treatment, at the end of which claimant continued to complain of low back pain, difficulty sleeping, and right leg pain.

Dr. Quader performed surgery to reduce the anterior dislocation of claimant’s right shoulder. He indicated that claimant should avoid extreme flexion and external rotation of the shoulder which could result in a recurrence. He assigned a 4% functional impairment to the injury.

Treatment records were submitted by Dr. Kenitzer, a chiropractor. They indicate that he treated claimant for neck and upper back pain. There is no indication by the parties that the records shed any light on the question presently at issue.

Dr. Ensalada evaluated the claimant at the request of the employer on April 14, 1998, more than two years after the last voluntary TTD payment. Dr. Ensalada’s report indicates that claimant complained of weakness in his right arm and shoulder and pain in his lower back and right leg. His report related the cause of claimant’s symptoms to the work incident; however, he thought that claimant’s condition had stabilized and that he had a good prognosis. Dr. Ensalada assigned a 6% functional impairment to the shoulder injury, all of which was due to the injury, itself. He also assigned a 5% functional impairment to the back injury, half of which was attributed to the arousal of pre-existing degenerative changes and half of which was attributed to the work injury, itself.

Dr. Ensalada’s report was filed by the employer on May 11, 1998, at which time the employer moved to join the Special Fund as a party to the claim. The pre-hearing conference was held on that same day. A memorandum of the prehearing conference indicates, among other things, that all parties were represented by counsel, that the employer’s motion to join the Special Fund was granted, and that the question of limitations was contested by the Special Fund. The hearing transcript indicates that all parties were represented by counsel and that, at the end of the hearing, the parties were directed to file briefs. The Special Fund failed to do so.

After considering the claim, the Administrative Law Judge (ALJ) determined that claimant was entitled to the TTD benefits which had been paid. After considering claimant’s age and his educational and occupational history, the ALJ determined that as of November 18, 1997, he was permanently and totally disabled as a result of the 1995 accident. With regard to the question of limitations, the ALJ noted that the Special Fund had not submitted a brief outlining the basis for its argument concerning limitations. Presuming that the Special Fund had objected to joinder because the motion was not filed until more than two years after the last voluntary payment by the employer, the ALJ determined that the motion was timely on these particular facts. The ALJ concluded that although the injury to claimant’s shoulder was of appreciable proportions, his restrictions were attributable to the lower back condition. For that reason, income benefits were based upon the back injury and were apportioned equally to the employer and the Special Fund. The Special Fund appealed; however, the decision was affirmed by the Workers’ Compensation Board and the Court of Appeals.

In appealing to this Court, the Special Fund argues that any claim against it must be asserted within two years of the work accident or last voluntary payment of income benefits by the employer. The crux of the Special Fund’s argument is that its liability no longer derives from that of the employer and that the employer and Special Fund are in the position of being eodefendants in workers’ compensation cases. Palmore v. Helton, Ky., 779 S.W.2d 196 (1989). It also argues that neither defendant bears responsibility for [121]*121the other’s liability, and cites Dickerson v. Twentieth Century Hoov-R-Line, Ky., 893 S.W.2d 365 (1995), for the additional proposition that filing of a claim against one defendant does not equate to filing a claim against both. See also, Leistner v. Concession Air, Inc., Ky., 892 S.W.2d 567 (1994). Finally, the Special Fund notes that for claims attributable to a single traumatic event, a rule of discovery does not save an otherwise untimely claim. Coslow v. General Electric Co., Ky., 877 S.W.2d 611 (1994).

Claimant points out that the employer did not have Dr. Ensalada evaluate him until April 14,1998, at which point the two-year period of limitations had already expired. It was Dr. Ensalada who gave the first testimony concerning the arousal of a pre-existing, dormant degenerative condition. Claimant asserts that KRS 342.120(2) is the only statute which addresses joinder of the Special Fund and that it provides only that the Special Fund must be joined “as soon as practicable.” He also asserts that none of the cases to which the Special Fund refers is factually consistent with the instant case and that none involved an original claim in which the first evidence of possible Special Fund liability arose after the two-year period of limitations had run.

The employer asserts that KRS 342.120(2) requires the ALJ to join the Special Fund where there is medical evidence to support joinder if the Special Fund is named as soon as practicable. Other arguments were not raised below and, therefore, will not be considered by this Court.

In Palmore v. Helton,

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Cite This Page — Counsel Stack

Bluebook (online)
25 S.W.3d 118, 2000 Ky. LEXIS 90, 2000 WL 1210931, Counsel Stack Legal Research, https://law.counselstack.com/opinion/whittaker-v-byard-ky-2000.