White v. State

832 So. 2d 676, 2001 Ala. Crim. App. LEXIS 287, 2001 WL 1520605
CourtCourt of Criminal Appeals of Alabama
DecidedNovember 30, 2001
DocketCR-00-1374
StatusPublished

This text of 832 So. 2d 676 (White v. State) is published on Counsel Stack Legal Research, covering Court of Criminal Appeals of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
White v. State, 832 So. 2d 676, 2001 Ala. Crim. App. LEXIS 287, 2001 WL 1520605 (Ala. Ct. App. 2001).

Opinions

COBB, Judge.

On September 10, 1999, Roderick Dewayne White was indicted on one count of distribution of cocaine, a violation of § 13A-12-211, Ala.Code 1975, and one count of trafficking in cocaine, a violation of § 13A-12-231, Ala.Code 1975. On October 20, 1999, White waived arraignment and entered a formal “not-guilty” plea. White withdrew his not-guilty plea and entered into a written plea agreement on August 14, 2000.

Pursuant to the plea agreement, the State nol prossed the distribution count of the indictment, and White pleaded guilty to the trafficking count of the indictment. The guilty plea form showed a recommended sentence of 15 years, to be split so that White would serve 3 years. The form also stated that probation was discretionary and was not a condition of the agreement, and that the prosecutor would oppose probation, as not applicable on a split sentence. (C. 17.)

On March 27, 2001, the trial court sentenced White, in accordance with the written plea agreement form, to a 15-year sentence; that sentence was split, and he was ordered to serve the mandatory minimum of 3 years’ incarceration under § 13A-12-211, Ala.Code 1975, followed by 12 years’ probation. White was also ordered to pay attorney’s fees and court costs, $52,150 in fines and assessments, and to submit to random drug testing.

The district attorney then informed the sentencing judge that the State was not recommending probation. White then made an oral motion to withdraw his guilty plea, arguing that the plea bargain provided the possibility of probation if White substantially assisted law enforcement in pursuing other drug cases. The trial [679]*679judge stated that, absent a recommendation from the district attorney, he had “no leeway other than to impose sentence and not grant probation.” (R. 22.)

White then filed timely motions for the trial court (1) to permit him to withdraw his guilty plea and (2) to declare § 13A-12 — 232(b), Ala.Code 1975, unconstitutional as it applied to this case. On April 9, 2001, the trial court denied the motions, following a hearing.

First, White contends that the trial court erred by not ruling on the constitutionality of § 13A-12-232(b), Ala.Code 1975, as to the facts in this case. He argues that the district attorney abused his discretion in refusing to recommend probation. Section 13A-12-232(b), Ala. Code 1975, provides:

“The prosecuting attorney may move the sentencing court to reduce or suspend the sentence of any person who is convicted of a violation of Section 13A-12-231 ... and who provides substantial assistance in the arrest, or in the conviction of any of his accomplices, accessories, coconspirators, or principals. The arresting agency shall be given an opportunity to be heard in aggravation or mitigation in reference to any such motion. Upon good cause shown, the motion may be filed and heard in camera. The judge hearing the motion may reduce or suspend the sentence if he finds that the defendant rendered such substantial assistance. Under no circumstances may the judge reduce or suspend the sentence except upon motion of the prosecuting attorney.”

Where the defendant has rendered substantial assistance pursuant to an agreement, and the prosecuting attorney fails to move for a reduction or suspension of the sentence, the defendant may seek to have the foregoing statute declared unconstitutional as it applies to his particular case. State v. Drewry, 519 So.2d 591, 597 (Ala.Crim.App.1987). In Drewry, the court set out the three-prong test for determining the unconstitutionality of the section:

“However, before a sentencing judge may find that § 20-2-81(b) [the predecessor statute to § 13A-12-232(b) ] is unconstitutional in its application to a particular defendant, that judge must make an express finding (1) that the defendant has provided ‘substantial assistance in the identification, arrest, or conviction of any of his accomplices, accessories, coconspirators, or principals,’ § 20-2-81 (b); (2) pursuant to an agreement with the State; and (3) that the State has arbitrarily or unjustifiably breached the terms of the agreement by refusing to make the motion for sentence reduction or suspension.”

519 So.2d at 597.

The issue whether the defendant has provided substantial assistance must be decided on a case-by-case basis. Id. The record in this case contains a letter from a Drug Enforcement Agency (“DEA”) agent to the prosecutor that described the assistance White provided the DEA. In particular, the letter described White’s assistance in the arrest and prosecution in federal court of two individuals for distribution and conspiracy to distribute controlled substances, and of White’s efforts in a third case in which the DEA agent was transferred and the investigation was terminated. The letter continued to describe other information White provided in a murder investigation and in other drug transactions at “great risk to Mr. White’s person and family.” (C. 47.) The letter from the DEA agent concluded by stating, “I fully believe Mr. White met all aspects of our agreement and I strongly urge the District Attorney’s Office to bear that in mind on any future plea agreements entered into with Mr. White.” (C. [680]*68048.) The State contends that White’s activities resulted in less than substantial assistance, that White’s activities were limited to assisting federal agents, and that he did not maintain contact with local law enforcement. However, the trial judge made no express findings as to whether White provided substantial assistance, because he believed that he could reduce the sentence only upon a motion from the district attorney.

With regard to the second prong of the Drewry test, although it is uncontro-verted that a plea agreement existed in the present case, there is a dispute as to the terms and conditions of that agreement. White contends that the agreement included the possibility of probation if he provided substantial assistance. The letter from the DEA agent indicates that no guarantees were made as to what sentence White would receive if he cooperated, only that the DEA agent he worked with would recommend leniency based on White’s cooperation. The signed plea agreement states that “probation is discretionary and is not a condition of the agreement” and that “prosecutor will oppose probation, as it is not applicable on split sentence.” (C. 17.) The record indicates there might have been terms agreed upon by the parties other than those included in the written plea agreement. The State, at the motion hearing, seemed to acknowledge that the possibility of probation might have been part of the oral plea bargain, but, the prosecutor argued at the hearing, White, did not provide enough assistance to warrant a recommendation of probation from the State. (R. 39-41.) The trial court is in a better position to hear the evidence and to make a determination as to the terms of the agreement.

The third prong of the Drewry test, whether the State arbitrarily or unjustifiably breached the terms of the plea agreement, cannot be evaluated until the terms and conditions of the agreement are determined.

“[T]here may be cases where the state’s action will constitute bad faith and thereby result in a violation of the contract or plea bargain agreement. If that happens, the relief sought would be ‘specific performance of the agreement or withdrawal of the plea, depending upon the requirements of the circumstances in each case.’ Ex parte Williams,

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Cite This Page — Counsel Stack

Bluebook (online)
832 So. 2d 676, 2001 Ala. Crim. App. LEXIS 287, 2001 WL 1520605, Counsel Stack Legal Research, https://law.counselstack.com/opinion/white-v-state-alacrimapp-2001.