White v. GARLOCK SEALING TECHNOLOGIES, LLC

924 N.E.2d 53, 398 Ill. App. 3d 610
CourtAppellate Court of Illinois
DecidedFebruary 8, 2010
Docket4-09-0036
StatusPublished
Cited by5 cases

This text of 924 N.E.2d 53 (White v. GARLOCK SEALING TECHNOLOGIES, LLC) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
White v. GARLOCK SEALING TECHNOLOGIES, LLC, 924 N.E.2d 53, 398 Ill. App. 3d 610 (Ill. Ct. App. 2010).

Opinions

JUSTICE STEIGMANN

delivered the opinion of the court:

This case presents the question of whether Supreme Court Rule 237(b) (210 Ill. 2d R. 237(b)), dealing with persons whom a party may be required to produce at trial, includes not only persons who are “officer[s], director[s], or employee[s,]” but also those persons who are under a party’s control. We hold that it does not.

I. PROLOGUE

During an October 2008 wrongful-death jury trial based upon asbestos exposure (which was the second jury trial in this case), the trial court sanctioned defendant, Garlock Sealing Technologies, LLC, pursuant to Rule 237(b) (210 Ill. 2d R. 237(b)) for failing to produce a witness. The court entered judgment against Garlock on the issues of liability and causation and ordered the case to proceed on the issue of damages only. The jury subsequently awarded plaintiff, Rose White, $500,000 in damages.

Garlock appeals, arguing that (1) the trial court erred by finding that Garlock violated Rule 237(b); (2) if this court agrees and orders a new trial, Garlock should be allowed to introduce evidence of decedent’s exposure to other sources of asbestos; and (3) if this court affirms the court’s Rule 237(b) finding, we should order remittitur. Because we agree with Garlock that the court erred by finding that Garlock violated Rule 237(b), we reverse and remand for a new trial.

II. BACKGROUND

A. The First Trial

1. White’s Wrongful-Death Suit

In August 2002, White sued Garlock (and several other defendants who are not parties to this appeal) for the wrongful death of her husband, Don R. White. White asserted that Garlock was responsible for her husband’s death because, while employed by Garlock, her husband’s duties required him to perform work that exposed him to asbestos-containing products that Garlock had manufactured.

2. The Rule 237(b) Issue at the First Trial

a. Rule 237(b)

Because Rule 237(b) is the gravamen of Garlock’s claim on appeal, we will first discuss that rule. It reads, in pertinent part, as follows:

“The appearance at the trial or other evidentiary hearing of a party or a person who at the time of trial or other evidentiary hearing is an officer, director, or employee of a party may be required by serving the party with a notice designating the person who is required to appear. *** Upon a failure to comply with the notice, the court may enter any order that is just, including any sanction or remedy provided for in Rule 219(c) [(210 Ill. 2d R. 219(c))] that may be appropriate.” 210 Ill. 2d R. 237(b).

b. The Interrogatory That Gave Rise to White’s Rule 237(b) Request

Prior to the first jury trial in this case that took place in November and December 2005, White presented the trial court with a response by Garlock to an interrogatory from another asbestos-related case in which Garlock was a party. That interrogatory stated as follows:

“Has [Garlock] ever had one or more persons whose primary responsibility included looking after or monitoring the health of [Garlock’s] employees, such as a medical director? If so, state the following as to each person who [ha]s held this position: name, address, name of the position or title, and dates during which he or she held the position.”

Garlock’s response stated that Dr. David Carlson had done so since “July/August 2002.” The address listed under Dr. Carlson’s name read: “Garlock Sealing Technologies, LLC[,] 1666 Division Street[,] Palmyra, New York 14522.”

c. The Rule 237(b) Arguments Presented to the Trial Court

In September 2005, White served Garlock with a Rule 237(b) request to produce Dr. Carlson. Garlock responded by filing a motion to quash White’s request, asserting that although Dr. Carlson had examined and treated some Garlock employees, he did so as an independent contractor, not an employee. As proof, Garlock submitted an affidavit from its vice president of human relations, Ramond Mathes, in which Mathes stated that (1) Dr. Carlson was not and had never been an employee of Garlock; (2) Dr. Carlson had never been paid a salary by Garlock; (3) Dr. Carlson had never received employee benefits from Garlock; (4) Dr. Carlson was the medical director of Healthworks, which was part of the New York-based Thompson Medical Center; (5) Healthworks had provided services to Garlock since June 2002; (6) Healthworks provided medical services to approximately 120 other businesses and organizations; and (7) Dr. Carlson had visited Garlock plants and treated its employees in his capacity as an independent contractor or employee of Healthworks. Following an October 21, 2005, hearing, the trial court denied Garlock’s motion to quash.

On October 31, 2005, Garlock filed a motion to reconsider the trial court’s October 21, 2005, ruling. At a November 2005 hearing on that motion to reconsider, Garlock engaged in the following exchange with the court:

“[GARLOCK]: Clearly in this particular case, the [interrogatory from the other case] counsel cites in no way indicates that Dr. Carlson is an employee, officer[,] or director. It has an address on there which has unknown explanations as to what the particular address means. We have affidavits from the supposed employer, the corporation, saying Dr. Carlson works for this health company who has been contracted to come and look at people at our facility.
Dr. Carlson, the horse’s mouth, has an affidavit saying [he is] not an employee, officer [,] or director of Garlock.
s$c * $•;
What [White] gives [the court] is a document from a closed lawsuit where there is nothing in [t]here to indicate that [Dr. Carlson] is an officer, director!,] or employee. It has an address of Palmyra, New York, and [White] wants [this court] to speculate that somehow *** this guy was a member of the company. ***
THE COURT: Well, *** the confusing part of this to this court is, if he is not now and has never been an employee of Garlock, why was this interrogatory answered in the way it was, giving Garlock as his address? Maybe it is speculation, but that does lead one to speculate or wonder about what’s going on.
❖ * *
The question is why would you answer this interrogatory this way if [Dr. Carlson] has never had an office at Garlock and never been employed at Garlock and has always provided independent medical services? As [the court] recall[s], [the court] didn’t get a really great answer before, and [it is] not getting a really great answer today.
[GARLOCK]: I don’t know[.] I can come up with a bunch of plausible answers, but I don’t know. I don’t know if there’s a facility that he works out of to check people. I don’t know.
But I do have an affidavit saying he’s not in our control. We have an affidavit from Garlock people saying he is not in our control ***.

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White v. GARLOCK SEALING TECHNOLOGIES, LLC
924 N.E.2d 53 (Appellate Court of Illinois, 2010)

Cite This Page — Counsel Stack

Bluebook (online)
924 N.E.2d 53, 398 Ill. App. 3d 610, Counsel Stack Legal Research, https://law.counselstack.com/opinion/white-v-garlock-sealing-technologies-llc-illappct-2010.