White River Paper Co. v. Ashmont Tissue, Inc.

110 Misc. 2d 373, 441 N.Y.S.2d 960, 1981 N.Y. Misc. LEXIS 3094
CourtCivil Court of the City of New York
DecidedAugust 17, 1981
StatusPublished
Cited by7 cases

This text of 110 Misc. 2d 373 (White River Paper Co. v. Ashmont Tissue, Inc.) is published on Counsel Stack Legal Research, covering Civil Court of the City of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
White River Paper Co. v. Ashmont Tissue, Inc., 110 Misc. 2d 373, 441 N.Y.S.2d 960, 1981 N.Y. Misc. LEXIS 3094 (N.Y. Super. Ct. 1981).

Opinion

OPINION OF THE COURT

Edward H. Lehner, J.

This application by plaintiff for an ex parte order to permit it to file the summons nunc pro tunc under section 411 of the New York City Civil Court Act raises the question of whether an attorney admitted to practice in New York State may appear as attorney of record for a party without having an office in the State.

The summons herein shows that the office and post office address of the attorney for the plaintiff is One Veterans Square, Media, Pennsylvania. The summons and indorsed complaint both indicate that said attorney is a member of the New York Bar. Inquiry has revealed that the attorney was admitted to practice here in 1980 but has no office and has no intention of opening an office in the State. One of the reasons mentioned for not having such an office is the tax consequences that would ensue.

RELEVANT STATUTE

The only statute dealing with the issue is section 470 of the Judiciary Law which reads as follows: “Attorneys having offices in this state may reside in adjoining state. A person, regularly admitted to practice as an attorney and [374]*374counsellor, in the courts of record of this state, whose office for the transaction of law business is within the state, may practice as such attorney or counsellor, although he resides in an adjoining state.”

Interpreting that section, the court in Rosenberg v Johns-Manville Sales Corp. (99 Misc 2d 554, 557) held that said section: “clearly mandates that an attorney must maintain an office in New York in order to practice here *** This requirement appears to be absolute. The requirement of residence, as a condition to the continued right to practice, appears to have been ameliorated for attorneys who reside in an adjacent State, but only upon condition they maintain an office for the practice of law in this State”.

In Matter of Tang (39 AD2d 357, 359 app dsmd 35 NY2d 851), the court said: “It therefore appears that those entitled to practice are limited to residents of this State and of adjoining States providing they maintain an office here. This has been specifically provided in section 470. Attorneys regularly admitted who subsequently move or fail to maintain an office here lose the right originally acquired”. (See, also, Matter of Fordan, 5 Misc 2d 372; Park Lane Commercial Corp. v Travelers Ind. Co., 50 Misc 2d 231.)

THE UNCONSTITUTIONALITY OF THE RESIDENCY REQUIREMENT FOR ADMISSION TO THE BAR

In November, 1979, our Court of Appeals in Matter of Gordon (48 NY2d 267), ruled unconstitutional the provision of CPLR 9406 (subd 2) which requires that an applicant for admission to practice be “an actual resident of the state of New York for six months immediately preceding the submission of his application”. The court found that such requirement violates the privileges and immunities clause of article IV of the United States Constitution. It did not pass on the question of whether such requirement violates the due process and equal protection clauses, noting (supra, p 270, n 6) that challenges on such grounds had been rejected in Matter of Tang, (supra) and in other cases.

The court stated (48 NY2d 266, 270-272, supra):

[375]*375“The principal purpose of the privileges and immunities clause, like the commerce clause, is to eliminate protectionist burdens placed upon individuals engaged in trade or commerce by confining the power of a State to apply its laws exclusively to nonresidents *** In essence, the clause prevents a State from discriminating against nonresidents merely to further its own parochial interests or those of its residents * * * it is settled that a State may not premise an individual’s right to engage in his chosen occupation within its borders solely on residence. ***

“No extended discussion is necessary to demonstrate that the right to pursue one’s chosen occupation free from discriminatory interference is the very essence of the personal freedom that the privileges and immunities clause was intended to secure *** It is now beyond dispute that the practice of law, despite its historical antecedents as a learned profession somehow above that of the common trades, is but a species of those commercial activities within the ambit of the clause”.

In its decision, the court Toomer v Witsell (334 US 385, 396) where it was said: “one of the privileges which the clause guarantees to citizens of State A is that of doing business in State B on terms of substantial equality with the citizens of that State.”

ANALYSIS

Prior to the Gordon decision, the effect of the interplay of CPLR 9406 (subd 2) and section 470 of the Judiciary Law was that an applicant had to be an actual resident of the State for at least six months immediately preceding admission. Thereafter to practice he would have to remain a resident or move to an adjoining State, in which case he was required to maintain an office here. Since a resident could obviously employ his home as his office (as do many attorneys particularly in rural areas), there is no statutory requirement of an office for a resident.

Thus, prior to the November, 1979 decision in Gordon, plaintiff’s attorney, although a resident of an adjoining State (Pennsylvania), could not practice in New York, even if he had been admitted at that time, because of his failure to maintain an office here.

[376]*376As a result of Gordon, it is clear that the restriction on section 470 of the Judiciary Law limiting the nonresidents who can practice here to those who reside in adjoining States is unconstitutional. If there is no need to be a resident to be admitted, there can be no such requirement in order to practice.

Therefore, the issue before the court, which I find to be one of first impression, is:

(1) whether as a result of the elimination of the residency requirement, the statutory provision that nonresidents of adjoining States must have offices here in order to practice is still applicable, and if so,

(2) . whether the Gordon constitutional interpretation bars enforcement of such statutory requirement.

STATUTORY CONSTRUCTION

The construction issue presented is whether section 470 should now be interpreted to: (1) require a local office for all nonresident lawyers, (2) require a local office only for residents of adjoining States, or (3) be of no force and effect.

Since Gordon dealt with the right to practice and not the office maintenance issue, statutorily the office requirement is thus still applicable to residents of adjoining States. To then leave the requirement binding on such persons without being applicable to residents of other States would constitutionally be impermissible. (See Toomer v Witsell, 334 US 385, supra; Hicklin v Orbeck, 437 US 518.) Hence, I find that statutorily such requirement is now applicable to all nonresidents who appear as attorney of record in the courts of this State.

CONSTITUTIONAL ISSUE

Having determined the construction as aforesaid, the next question presented is whether the Gordon constitutional interpretation requires a striking of the local office mandate.

In Hicklin v Orbeck (supra,

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Bluebook (online)
110 Misc. 2d 373, 441 N.Y.S.2d 960, 1981 N.Y. Misc. LEXIS 3094, Counsel Stack Legal Research, https://law.counselstack.com/opinion/white-river-paper-co-v-ashmont-tissue-inc-nycivct-1981.