Lichtenstein v. Emerson

171 Misc. 2d 933, 656 N.Y.S.2d 180, 1997 N.Y. Misc. LEXIS 85
CourtNew York Supreme Court
DecidedMarch 21, 1997
StatusPublished
Cited by5 cases

This text of 171 Misc. 2d 933 (Lichtenstein v. Emerson) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lichtenstein v. Emerson, 171 Misc. 2d 933, 656 N.Y.S.2d 180, 1997 N.Y. Misc. LEXIS 85 (N.Y. Super. Ct. 1997).

Opinion

OPINION OF THE COURT

Edward H. Lehner, J.

The issue most hotly contested before me was whether the [934]*934claimed office of the nonresident attorney who appeared on the instant motion on behalf of the plaintiff, which office is located in the basement of a restaurant and bar in which the attorney has a proprietary interest, may be considered an "office for the transaction of law business” within the meaning of that term in section 470 of the Judiciary Law.

The complaint herein states, in the preamble: "Plaintiff * * * by his attorneys Barrymore & Loots, alleges”, and concludes in the typed portion: "Barrymore & Loots by Mark E. Herlihy (of counsel), attorneys for plaintiff”, with a sticker placed under the typed material showing a different law firm, to wit, Levi Perry Simmons & Loots P. C. (the Levi firm), with a Washington, D.C. address and telephone number. The summons, as filed with the County Clerk on March 14, 1995, shows Barrymore & Loots as attorneys for plaintiff, with a Washington, D.C. address and phone number (different from that of the Levi firm), with the following addition: "Attn: Mark E. Herlihy, Esq., c/o Sheridan Acquisitions Corp., 59 Christopher Street, Greenwich Village, N. Y. 10014”, with no New York telephone number. Such summons failed to state a venue or the number of days in which defendant has to serve his answer.

The summons, as allegedly served, does contain a venue, but not the number of days in which to answer the summons, and has the Levi firm as attorneys for plaintiff, rather than Barrymore & Loots, with a different address in Washington, D.C. Thus, the summons served upon defendant was not a copy of the summons as filed.

By stipulation dated July 7, 1995 between Kornstein, Veisz & Wexler (the Kornstein firm) as attorneys for defendant, and the Levi firm as attorneys for plaintiff, the timé of defendant to answer or move was extended to August 18, 1995. The Kornstein firm subsequently moved to dismiss the complaint pursuant to CPLR 3211 (a) (5), (7) and (8). For reasons unexplained, that motion was adjourned 10 times in the submission part and did not come on for oral argument before me until June 21, 1996. By that time David Goldstein had been substituted as attorney for defendant.

At oral, argument the issue was raised as to whether the law firm which appeared for plaintiff was entitled to act as attorneys of record. A hearing was then held at which Mark Herlihy testified that he was admitted to the New York Bar in 1978, but had lived in Washington, D.C. for several years. He acknowledged that no partner or associate of Barrymore & [935]*935Loots was a member of the New York Bar, but stated that he was "of counsel” to that firm. His explanation for the use of the names of two different law firms on the papers was that there was a merger effective in May 1995 between two firms that resulted in his becoming a partner of the Levi firm in May, and that before service was effected on defendant he merely placed stickers on the papers with the name of the new firm, but did not alter the typed portions of the complaint which showed Barrymore & Loots as plaintiff’s attorneys.

Discussion

Since the summons and complaint were filed by a firm, Barrymore & Loots, in which no partner or associate was a member of the Bar of this State, it was therefore a nullity and for this reason alone dismissal of the complaint is granted.

But I find that even if Mr. Herlihy’s relationship with the Washington firms would enable them to act as attorneys for plaintiff, the complaint must nevertheless be dismissed due to his failure to maintain a bona fide law office in this State.

Section 470 of the Judiciary Law states: "A person, regularly admitted to practice as an attorney and counsellor, in the courts of record of this state, whose office for the transaction of law business is within the state, may practice as such attorney or counsellor, although he resides in an adjoining state.”

Mr. Herlihy testified at the hearing that he is a shareholder of Sheridan Acquisitions Corp., the entity that operated the bar and restaurant in lower Manhattan known as the Lion’s Head. He stated that he is not admitted to the Bar in any State other than New York, his practice essentially dealing with international matters. The space which he claims to be his law office is located in the basement of the restaurant and bar and can be reached only by going through the kitchen and down a flight of stairs into a room described by Mr. Herlihy as the size of the jury box, and by a bartender as being 10 feet by 12 feet. The room contains three desks, none of which Mr. Herlihy claims to be his. The law literature therein is limited to a copy of the Federal Rules of Civil Procedure. Mr. Herlihy has reported no New York income for the past five years, has no employees, and on his registration with the Office of Court Administration and his membership in the Association of the Bar of the City of New York, he lists a Washington address as his office. The bartender testified that he had never been told that he was authorized to accept service of papers, and the liquor license for the premises indicates that no other business [936]*936will be conducted at the location. Mr. Herlihy’s name is not listed in any New York telephone directory, nor did his name anywhere appear on the premises.

Mr. Herlihy first attacks the constitutionality of section 470. The Attorney-General, having been informed of such challenge, declined the invitation to participate in the litigation.

Section 470 had its origin in 1866 and has been in the law in the same form since 1909. Although the wording is somewhat awkward in that it does not state that one must reside in the State in order to practice here, the clear intent is that in order to practice in New York one must reside in the State or an adjoining State (see, Matter of Tang, 39 AD2d 357, 359, appeal dismissed 35 NY2d 851; Rosenberg v Johns-Manville Sales Corp., 99 Misc 2d 554, 557).

In Matter of Gordon (48 NY2d 266, 269) the CPLR provision which required that an applicant for admission to the Bar be " 'an actual resident of the state of New York for six months immediately preceding the submission of his application’ ” was ruled unconstitutional as violative of the Privileges and Immunities Clause of article IV of the United States Constitution.

In 1981 in White Riv. Paper Co. v Ashmont Tissue (110 Misc 2d 373), I ruled that in light of the decision in Gordon (supra) it would be unconstitutional to limit nonresidents who wish to practice here to those who reside in adjoining States, and similarly unconstitutional to continue the requirement for the maintenance of a local law office to only residents of adjoining States, citing Toomer v Witsell (334 US 385) and Hicklin v Or-beck (437 US 518). Therefore, to uphold constitutionality, I ruled that the statute would be interpreted to require a local law office for all nonresidents who wish to appear as attorneys of record in courts of this State.

As so interpreted, I believe that it cannot be said that the requirement for a local office lacks a rational basis, and thus invalidity has not been "demonstrated beyond a reasonable doubt” (Matter of McGee v Korman,

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Cite This Page — Counsel Stack

Bluebook (online)
171 Misc. 2d 933, 656 N.Y.S.2d 180, 1997 N.Y. Misc. LEXIS 85, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lichtenstein-v-emerson-nysupct-1997.