Whalen v. Gordon

95 F. 305, 37 C.C.A. 70, 1899 U.S. App. LEXIS 2462
CourtCourt of Appeals for the Eighth Circuit
DecidedMay 29, 1899
DocketNo. 1,109
StatusPublished
Cited by59 cases

This text of 95 F. 305 (Whalen v. Gordon) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Whalen v. Gordon, 95 F. 305, 37 C.C.A. 70, 1899 U.S. App. LEXIS 2462 (8th Cir. 1899).

Opinions

SANBORN, Circuit Judge.

When, at the close of the trial upon 1he issues presented by the original petition, the court below held tha t there could be no recovery, and the defendants in error filed an amended petition in which they claimed only $1,800, exclusive of interest and costs, (he court refused to dismiss the case for want of jurisdiction, and permitted them to again amend their petition, by adding claims which increased the apparent amount in controversy to more than $2,000. It is insisted that these rulings were erroneous, because, when the first amendment was made, the amount in controversy became less than $2,000, so that the court lost jurisdiction, and had no power to permit an amendment which would confer it, and because the claims pleaded by the subsequent amendment were not made in good faith, but were interposed for the mere purpose of sustaining the jurisdiction of the court. When the case was commenced, the amount in controversy was $2,950, so that the court originally obtained jurisdiction of the parties and of the subject-matter. The subsequent decision, that on the issues presented by the original petition the defendants in error could not recover, did not oust the jurisdiction of the court. It still retained complete control of the case, and full power to dispose of it. The defendants in error still had the right, by objection, by argument, by motion for new trial, and by writ of error, to contest the original controversy. The allowance of the first amendment was not, therefore, erroneous, because of any want of jurisdiction of the subject-matter or of the parties. When it was made, and it disclosed that the amount claimed was only $1,800, the question of jurisdiction was presented. If this $1,-800 was in fact the entire amount in controversy between the parties, it must be conceded that it was the duty of the court to dismiss the action. If, however, by mistake or inadvertence, the defendants in error had omitted to state a part of their claim, we think it was within the discretion of that court to permit them to do so by amendment, although the statement would contain a jurisdictional allegation. A portion of the additional claims which were; set forth in the second amendment: — that portion which charges the vendor with the expense of the care and keeping of the horse for a reasonable time after the sale was rescinded — appears upon its face to be well founded in law and in fact, and there is nothing in the record that would warrant the conclusion that it was fictitious or was interposed in had faith. The case appears to have been one, therefore, in which there was a sufficient amount in controversy to give the court jurisdiction, but the defendants in error had failed to plead it. Where (he facts warrant the exercise of the jurisdiction of the court, hut the pleader has failed to state them properly, the court is not deprived of the usual power to permit him to do so hv amendment by the mere fact that the amendment will constitute or contain a jurisdictional averment. Bowden v. Burnham, 8 C. C. A. 248, 59 Fed. 752. and 19 U. S. App. 448; Carnegie, Phipps & Co. v. Hulbert, 16 C. C. A. 498, 70 Fed. 209, and 36 U. S. App. 81, 97. The objections to the jurisdiction of the court below are untenable.

The cause of action to recover back the purchase price of the horse accrued on March 30, 1892, when the defendants in error repudiated [308]*308the sale, offered to return the animal to the vendor, and demanded of him the return of their cash and notes. Under the statutes of Iowa, this cause of action became barred in five years from that date, or on March 30, 1897. Code Iowa, 1897, § 3447, subd. 6. The recovery of this purchase price was first demanded, and the necessary facts to warrant its recovery were first pleaded, by the defendants in error in the action at bar in the amendment which they filed on April 27, 1898, after the court below had held that they could not recover upon their cause of action for damages for a breach of the warranty pleaded in their original petition. To this amendment the plaintiff in error promptly pleaded the bar of the statute, but the court below overruled it. This ruling presents the main question in this case. It is, did the amendment of April 27, 1898, relate back to the commencement of the original action of January 10, 1896, and thus nullify the statute of limitations, which by its terms barred the cause of action to recover back the purchase price before the amendment was made?

By the legal fiction of relation, an amendment to a petition ordinarily takes effect as of the date of the commencement of the action. But this fiction always yields to the positive provisions of statute and to the legal rights of the defendant. It is never permitted to deprive the adverse party of any legal defense to the claim presented by the amendment, such as that which arises by virtue of the provisions of the statute of limitations. A lis pendens prevents the running of the statute against a cause of action, but, where no suit is pending upon it, the statute continues to run against it. If no suit had been pending upon a given cause of action, and the statute had barred it, it would be a plain disregard or repeal of that statute to allow the cause of action to be ingrafted by amendment upon an action for another cause, which had been pending, and thus to revive by the fiction of relation that which was dead by law. In Gorman v. Judge, 27 Mich. 138, the supreme court of that state declared that “to permit the shallow fiction of relation back to the commencement of the suit, under such circumstances, to nullify the act of the legislature, would be discreditable to the judiciary.” In Dudley v. Price’s Adm’r, 10 B. Mon. 84, 88, the supreme court of Kentucky said: “If, during the pendency of a suit, any new matter or claim, not before asserted, is set up and relied upon, the defendant has a right to insist upon the benefit of the statute until the time that the new claim' is presented, because, until that time, there was no lis pendens as to that matter between the parties.” The rule which governs the reciprocal effect of the doctrine of relation and the statute of limitations upon each other in the matter of amendments to petitions— a rule which seems to be universally sustained by the authorities— may be stated in these words: An amendment to a petition which sets up no new cause of action or claim, and makes no new demand, but simply varies or expands the allegations in support of the cause of action already propounded, relates back to the commencement of the action, and the running of the statute against the claim so pleaded is arrested at that point. But an amendment which introduces a new or different cause of action, and makes a new or different demand, not before introduced or made in the pending suit, [309]*309does not relate back to the beginning of the action, so as to stop the running of the statute, but is the equivalent of a fresh suit upon a new cause of action,-and the statute continues to run until the; amendment is filed. Railway Co. v. Wyler, 158 U. S. 285, 289, 298, 35 Sup. Ct. 877; Railway Co. v. Cox, 145 U. S. 593, 691, 606, 12 Sup. Ct. 905; Sieard v. Davis, 6 Pet. 124; Van de Haar v. Van Domseler, 56 Iowa, 671, 676, 10 N. W. 227; Jacobs v. Insurance Co., 86 Iowa, 145, 53 N. W. 101; Buel v. Transfer Co., 45 Mo. 563; Scovill v. Glasner, 79 Mo. 449, 453; Crofford v. Cothran, 2 Sneed. 492; Railroad Co. v. Jones, 149 Ill. 361, 37 N. E. 247; Eylenfeldt v. Steel Co., 165 Ill. 185, 16 N. E. 266; Railroad Co. v. Campbell, 170 Ill.

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Bluebook (online)
95 F. 305, 37 C.C.A. 70, 1899 U.S. App. LEXIS 2462, Counsel Stack Legal Research, https://law.counselstack.com/opinion/whalen-v-gordon-ca8-1899.