Western Helicopter Services, Inc. v. Rogerson Aircraft Corp.

811 P.2d 627, 311 Or. 361, 1991 Ore. LEXIS 32
CourtOregon Supreme Court
DecidedMay 14, 1991
DocketUSDC Civil 87-1435-FR; SC S37702
StatusPublished
Cited by106 cases

This text of 811 P.2d 627 (Western Helicopter Services, Inc. v. Rogerson Aircraft Corp.) is published on Counsel Stack Legal Research, covering Oregon Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Western Helicopter Services, Inc. v. Rogerson Aircraft Corp., 811 P.2d 627, 311 Or. 361, 1991 Ore. LEXIS 32 (Or. 1991).

Opinion

*363 GILLETTE, J.

We are asked in this civil action to accept certification of two questions of law propounded by the United States District Court for the District of Oregon pursuant to ORS 28.200, which provides:

“The Supreme Court may answer questions of law certified to it by the Supreme Court of the United States, a Court of Appeals of the United States, a United States District Court or the highest appellate court or the intermediate appellate court of any other state, when requested by the certifying court if there are involved in any proceedings before it questions of law of this state which may be determinative of the cause then pending in the certifying court and as to which it appears to the certifying court there is no controlling precedent in the decisions of the Supreme Court and the intermediate appellate courts of this state.”

For the reasons set out in Part II of this opinion, we decline to accept certification in this case.

I.

Although we have accepted and decided several cases involving certified questions since the enactment of Oregon’s certification law, ORS 28.200 to 28.255, in 1983, we have not heretofore discussed the considerations that we use in deciding whether to accept certification. 1 Our statute is taken from the Uniform Certified Questions of Law Act, which by 1990 had been adopted by statute or court rule (with some variations) in 29 jurisdictions. 12 Uniform Laws Annotated 49 (1975) and 18 (1990 supplement) (hereafter cited as “ULA”). ORS 28.250 directs that Oregon’s certification law “shall be so construed as to effectuate its general purpose to make uniform the law of those states which enact it.” 2

*364 In this case, we decline, for the first time, to accept a question certified to us under the Act. We shall explain, first in general terms and then in terms applicable to the present case, the considerations that lead us to this denial. Our starting point is the statutory text.

A. Criteria for Certified Questions Under the Statute

ORS 28.200 provides that the decision whether to accept certification is committed to our discretion: “The Supreme Court may answer questions of law certified to it * * *.” (Emphasis supplied.) See also 12 ULA 52, Commissioners’ Comment to § 1 (“[T]he highest court of the state has the right to answer questions certified to it; [answering the questions certified] is not mandatory”). Before our discretion is called into play, however, the certified question must meet five criteria created by the statute: (1) The certification must come from a designated court; (2) the question must be one of law; (3) the applicable law must be Oregon law; (4) the question must be one that “may be determinative of the cause;” and (5) it must appear to the certifying court that there is no controlling precedent in the decisions of this court or the Oregon Court of Appeals. We address each of these criteria in turn.

1. Designating court

The first requirement is self-explanatory. The certifying court must be one of those listed in the statute. We note, by way of illustration, that the list does not include United States Magistrates or Referees in Bankruptcy. It follows that any certification from a federal court must be from a court described in Article III of the United States Constitution.

2. Question must be one of law

The second requirement, viz., that the question certified be one of law, requires that the question be framed in a way that is susceptible of adjudication by way of a pronouncement as to what the law is. If particular facts are pertinent to resolution of the question, those facts must be discernible from the materials provided by the certifying court. ORS 28.210. 3 Certification, therefore, is not appropriate if disputed facts make questions of law unclear. 17A Wright, Miller *365 & Cooper, Federal Practice and Procedure § 4248 at 174 and n 52 (1988 & 1990 Supp)(hereafter “Wright & Miller”).

3. Law at issue must be Oregon law

The third requirement, closely related to the second, is that the legal question propounded concern Oregon law, rather than the law of some other jurisdiction. See Equitable Life Assurance v. McKay, 306 Or 493, 760 P2d 871 (1988) (answering a certified question concerning whether, under Oregon law, a particular legal rule from another jurisdiction would be treated as “procedural” or “substantive”).

4. Question may “be determinative of the cause”

The fourth requirement, viz., that the question must be one whose answer may determine the cause, means that our decision must, in one or more of the forms it could take, have the potential to determine at least one claim in the case. That interpretation accords both with the text of the statute and with the majority rule. E.g., Wright & Miller § 4248 at 169-71 and nn 42, 43; White v. Edgar, 320 A2d 668, 677 (Maine 1974) (illustrating majority view). 4

5. No controlling Oregon precedent

The fifth requirement is that it must appear to the certifying court that there is no controlling precedent from either this court or the Oregon Court of Appeals. Controlling precedent from either court is sufficient. A certifying court is not to distinguish between decisions of this court, on the one hand, and those of the Court of Appeals, on the other, so long as the latter are not called into question by other decisions of this court. Certification is not a vehicle in Oregon for obtaining a Supreme Court decision on a question of law that already has been decided by the Court of Appeals.

*366 The first four requirements can be determined objectively by the certifying court prior to certification. The fifth question, on the other hand, is subjective. It directs the certifying court to satisfy itself that it is not certifying questions of law already controlled by existing Oregon appellate precedent. Presumably, no court would certify a question unless it were so satisfied. Thus, as to this fifth criterion, there really is nothing for us to review — the act of certification itself establishes that the certifying court had the requisite state of mind.

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811 P.2d 627, 311 Or. 361, 1991 Ore. LEXIS 32, Counsel Stack Legal Research, https://law.counselstack.com/opinion/western-helicopter-services-inc-v-rogerson-aircraft-corp-or-1991.