Watterson v. Page

CourtCourt of Appeals for the First Circuit
DecidedFebruary 26, 1993
Docket92-1224
StatusPublished

This text of Watterson v. Page (Watterson v. Page) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Watterson v. Page, (1st Cir. 1993).

Opinion

February 9, 1993 UNITED STATES COURT OF APPEALS FOR THE FIRST CIRCUIT

No. 92-1224

VALERIE WATTERSON, ET AL.,

Plaintiffs, Appellants,

v.

EILEEN PAGE, ET AL.,

Defendants, Appellees.

APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF NEW HAMPSHIRE

[Hon. Shane Devine, U.S. District Judge]

Before

Selya, Circuit Judge,

Campbell, Senior Circuit Judge,

and Boudin, Circuit Judge.

Charles E. Dibble with whom Charles E. Dibble, P.C. was on brief

for appellants. Mark H. Gardner with whom Craig F. Evans and Evans & Hermann were

on brief for appellees Janet Seymour and Roland Smith.

February 9, 1993

CAMPBELL, Senior Circuit Judge. The mother and

grandparents of two minor children brought this action in the

district court under 42 U.S.C. 1983 and state law against a

social worker and two psychologists who were involved in the

State of New Hampshire's investigation into reports that the

children had been sexually abused. The two psychologists

moved to dismiss the complaint against themselves, and the

court allowed their motion. It ruled that they had absolute

immunity from suit under 42 U.S.C. 1983 and state statutory

immunity from the pendent state law claims. We affirm,

although on somewhat different grounds as to the 1983

claims.

I.

In considering a motion to dismiss, a court must

take the allegations in the complaint as true and must make

all reasonable inferences in favor of the plaintiffs.

Monahan v. Dorchester Counseling Ctr., Inc., 961 F.2d 987,

988 (1st Cir. 1992). Here the district court also took into

account certain facts set out in public documents plaintiffs

attached to an opposition they filed to the motion to

dismiss. Ordinarily, of course, any consideration of

documents not attached to the complaint, or not expressly

incorporated therein, is forbidden, unless the proceeding is

properly converted into one for summary judgment under Rule

56. See Fed. R. Civ. P. 12(b)(6). However, courts have made

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narrow exceptions for documents the authenticity of which are

not disputed by the parties; for official public records; for

documents central to plaintiffs' claim; or for documents

sufficiently referred to in the complaint. See, e.g., Romani

v. Shearson Lehman Hutton, 929 F.2d 875, 879 n.3 (1st Cir.

1991) (considering offering documents submitted by defendants

with motion to dismiss claim of securities fraud); Fudge v.

Penthouse Int'l, Ltd., 840 F.2d 1012, 1014-15 (1st Cir.)

(considering allegedly libelous article submitted by

defendants with motion to dismiss), cert. denied, 488 U.S.

821 (1988); Mack v. South Bay Beer Distrib., Inc., 798 F.2d

1279, 1282 (9th Cir. 1986) ("[O]n a motion to dismiss a court

may properly look beyond the complaint to matters of public

record and doing so does not convert a Rule 12(b)(6) motion

to one for summary judgment."); see also In re Wade, 969 F.2d

241, 249 & n.12 (7th Cir. 1992).

Here, all or most of the above-mentioned elements

are present. Plaintiffs, moreover, introduced the documents

themselves, in order to bolster their argument against

defendants' motions to dismiss. See Cortec Indus., Inc. v.

Sum Holding L.P., 949 F.2d 42, 48 (2d Cir. 1991) ("[T]he

problem that arises when a court reviews statements

extraneous to a complaint generally is the lack of notice to

the plaintiff . . . . Where plaintiff has actual notice . . .

and has relied upon these documents in framing the complaint

-3-

the necessity of translating a Rule 12(b)(6) motion into one

under Rule 56 is largely dissipated."), cert. denied, 112 S.

Ct. 1561 (1992); Berk v. Ascott Inv. Corp., 759 F.Supp. 245,

249 (E.D. Pa. 1991) ("[W]hen a plaintiff has admitted the

authenticity of a document . . ., a court may consider that

document in ruling on a motion under Fed. R. Civ. P.

12(b)(6).").

Like the court below, therefore, we treat the

documents submitted by plaintiffs the Abuse and Neglect

Petitions, the Pittsfield District Court orders, defendant

Seymour's written report to defendant Page, and Seymour's

affidavit as part of the pleadings. The facts that emerge

are as follows:

Plaintiff-appellant Valerie Watterson is the

natural mother of two minor girls born in 1979 and 1984

respectively ("the older child" and "the young child";

collectively "the children" or "the girls"). Plaintiff-

appellant Violet Bruillard is the natural mother of Valerie

and grandmother of the children. Plaintiff-appellant Paul

Bruillard is Violet's husband, and stepgrandfather to the

children. The girls lived with all three appellants in a

house belonging to Violet and Paul in New Hampshire. The

girls' natural father, who separated from Valerie in 1981, is

not a party to this action.

Since birth, the older child has had only partial

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hearing and partial speech abilities. Beginning in 1985,

when she was six years old, the child attended the Green

Acres School in Manchester, New Hampshire, as part of a

program for the hearing impaired. In January 1986, school

officials reported unusual behavior by the child to the New

Hampshire Division for Children and Youth Services (DCYS),

including symptoms of neglect and possible sexual abuse.

DCYS officials investigated the case and identified a

fourteen-year-old boy who rode to school on the child's

school bus as the probable abuser. Steps were taken to

remedy the situation and the case was closed.

In March 1987, however, school officials again

wrote to DCYS to report continuing symptoms of sexual abuse.

Defendant Eileen Page (who is not an appellee), a state

social worker assigned to the case by DCYS, filed a Petition

for Neglect in the Pittsfield District Court, State of New

Hampshire, on May 18, 1987. See N.H. Rev. Stat. Ann. 169-

C:7. The petition alleged that the older child was subject

to neglect by Valerie Watterson, citing the reports of the

Green Acres School officials that the child was describing

sexual matters in detail to other children and her teacher,

fondling herself and other children, and complaining about

pains in her stomach and lower abdomen. The petition also

alleged that the child wore dirty clothing to school, was

unkempt and unwashed, and appeared to be making her own lunch

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of mayonnaise sandwiches.

On May 28, 1987, the Pittsfield District Court

conducted a preliminary hearing and ordered that the child,

then eight years of age, be referred to Concord Psychological

Associates for counseling. See N.H. Rev. Stat. Ann. 169-

C:15, 16. The court also granted legal supervision of the

child to DCYS, left placement of the child with Valerie

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