Watson v. State

924 S.W.2d 711, 1996 Tex. Crim. App. LEXIS 81, 1996 WL 280052
CourtCourt of Criminal Appeals of Texas
DecidedMay 29, 1996
Docket1287-94, 1288-94
StatusPublished
Cited by232 cases

This text of 924 S.W.2d 711 (Watson v. State) is published on Counsel Stack Legal Research, covering Court of Criminal Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Watson v. State, 924 S.W.2d 711, 1996 Tex. Crim. App. LEXIS 81, 1996 WL 280052 (Tex. 1996).

Opinions

OPINION ON STATE’S PETITION FOR DISCRETIONARY REVIEW

MEYERS, Judge.

On April 15,1987, in exchange for a recommendation from the prosecuting attorney that the trial judge “defer further proceedings without entering an adjudication of guilt, and place [her] on probation,” appellant pled guilty to an indictment charging her with forgery. Tex.Code Crim.Proc. art. 42.12, § 3d(a), as amended through the 69th Legislature. Finding that the evidence substantiated appellant’s guilt and that the best interests of society and appellant would be served thereby, the trial judge then placed appellant on probation, as recommended by the prosecutor, without adjudicating her guilty of the charged offense. But within a year, appellant violated the conditions of her probation, and the prosecutor filed a motion with the court to proceed with an adjudication of guilt. For reasons which are not entirely clear fi’om the record, appellant was not brought before the court to answer this motion until more than four years later. When she finally did appear, she pled true to the allegations, this time without securing any recommendation from the prosecuting attorney concerning disposition of the case. On the basis of this plea the trial judge then proceeded to adjudicate her guilty of the original forgery charge and sentenced her to confinement in the penitentiary for ten years.

On appeal appellant complained that she was punished without due course of law because the trial judge decided to give her a ten-year sentence before even adjudicating her guilty. Tex. Const. art. I, § 19. The State argued, however, that the appellate court should dismiss the appeal for want of jurisdiction on the ground that appellant’s notice of appeal did not comply with Texas Rule of Appellate Procedure 40 because it failed to recite that “the trial judge granted permission to appeal” or that the errors assigned on appeal “were raised by written motion and ruled on before trial.” Tex.R.App.Proc. 40(b)(1). The Eighth Court of Appeals, relying on our opinion in Ex parte Hernandez, 705 S.W.2d 700 (Tex.Crim.App.1986), overruled the State’s jurisdictional claim, holding that because “the order defer[713]*713ring adjudication did not assess punishment and Appellant did not enter into a plea bargain as to the punishment ultimately assessed upon adjudication,” the scope of her appeal was not limited by Rule 40(b)(1). Watson v. State, 884 S.W.2d 836, 837 (Tex.Crim.App.1994). With respect to the merits of appellant’s due-course-of-law complaint, the Court of Appeals then reversed the trial court’s judgment and remanded for a new punishment hearing. Id. at 838-39.

On discretionary review the State now contests only the first of these decisions, insisting that the Eighth Court of Appeals erred to exercise its jurisdiction in this case absent a legally acceptable notice of appeal. Specifically, the State argues that, because a defendant may now appeal from a deferred adjudication order, and because it is clear that the legislature now regards deferred adjudication as a form of punishment in the context of negotiated pleas, the relevant statutory conditions under which Hernandez was decided have materially changed. We granted review to reconsider Hernandez in light of these changes.

Deferred adjudication has long been the subject of plea bargaining in Texas. Prosecutors and defense lawyers have found that they can settle more cases without the necessity of a trial if they consider conditioning a defendant’s plea of guilty or nolo contendere on a recommendation that he be placed on probation without an adjudication of guilt. But, although the availability of this option has been useful during plea negotiations, it has raised difficult problems at later stages of the criminal prosecution.

When the Legislature first implemented deferred adjudication it did not expressly authorize the appeal of orders placing defendants on probation without an adjudication of guilt. This was a significant omission, since the right to appeal does not exist at all unless authorized by statute. Ex parte Paprskar, 573 S.W.2d 525, 528 (Tex.Crim.App.1978). Of course, the legislature has long expressly permitted appeals from convictions in criminal cases. Tex.Code Crim.Proc. art. 44.02. But, because a deferred adjudication order was, by its very terms, not a conviction, it could not be appealed under authority of that general statute. See McDougal v. State, 610 S.W.2d 509 (Tex.Crim.App.1981). Accordingly, a defendant who pled guilty in exchange for a recommendation that he be allowed to avoid conviction altogether by successfully completing a period of community supervision effectively lost the right to complain on appeal about errors affecting the legality of the order deferring an adjudication of his guilt and placing him on probation.

If, however, he was later found to have violated the conditions of his probation and the trial court decided to proceed immediately with an adjudication of his guilt, he could then appeal his conviction under the general statutory right to appeal in criminal cases. But, because deferred adjudication is only available to defendants who plead guilty or nolo contendere, there are certain statutory restrictions on the right of appeal from a conviction which necessarily affect all persons who fail successfully to complete their probationary period under a deferred adjudication order. Any defendant who has been convicted on his plea of guilty or nolo conten-dere and whose punishment has been assessed by the trial judge in accordance with a recommendation of the prosecuting attorney may only complain on appeal of those matters allowed by the trial judge or “raised by written motion filed prior to trial.” Tex.Code Crim.Proc. art. 44.02, as amended through the 69th Legislature. See now Tex.R.App.Proc. 40(b)(1).

The question therefore soon arose whether a defendant’s right to appeal from a criminal conviction might be restricted on account of an earlier recommendation by the prosecutor that he be placed on probation without an adjudication of guilt. In 1986 we held that, because “an order conforming with plea bargain for deferred adjudication is not an appealable order and does not assess punishment,” any appeal from a subsequent judgment of conviction in the case is not restricted by the prosecutor’s earlier recommendation of deferred adjudication. Hernandez, 705 S.W.2d at 703. In 1987, however, the conditions upon which we based that conclusion changed when the legislature add[714]*714ed article 44.01(j) to the Code of Criminal Procedure, providing in part that an appeal “may be prosecuted by the defendant where the punishment assessed is in accordance with Subsection (a), Section 3d, Article 42.12 of this code,” the deferred adjudication statute. See Acts 1987, 70th Leg., eh. 382, § 1. We have held that the effect of this statute is to make deferred adjudication orders appeal-able and, by implication, to restrict such appeals as prescribed by Rule 40(b)(1). Dillehey v. State, 815 S.W.2d 623 (Tex.Crim.App.1991).

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Bluebook (online)
924 S.W.2d 711, 1996 Tex. Crim. App. LEXIS 81, 1996 WL 280052, Counsel Stack Legal Research, https://law.counselstack.com/opinion/watson-v-state-texcrimapp-1996.