Waterman v. State

35 Misc. 2d 954, 232 N.Y.S.2d 22, 1962 N.Y. Misc. LEXIS 2755
CourtNew York Court of Claims
DecidedAugust 29, 1962
DocketClaim No. 40040; Claim No. 40041; Claim No. 40042; Claim No. 40043
StatusPublished
Cited by9 cases

This text of 35 Misc. 2d 954 (Waterman v. State) is published on Counsel Stack Legal Research, covering New York Court of Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Waterman v. State, 35 Misc. 2d 954, 232 N.Y.S.2d 22, 1962 N.Y. Misc. LEXIS 2755 (N.Y. Super. Ct. 1962).

Opinion

Jorar P. Gualtiebi, J.

There are before the court two motions, one by the claimants for an examination before trial of a State employee; the second, brought on by the Attorney-General for the dismissal of all four claims.

On November 22,1960, judgments totaling $61,189.77 in favor of the claimants, Waterman, were docketed in the office of the Clerk of the Court of Claims; these awards resulted from a Thruway accident which occurred on June 29, 1957, resulting in personal injuries.

On December 6,1960, the defendant appealed from said judgments to the Appellate Division, Fourth Department. On February 24, 1961, the present claimants made a motion in the Appellate Division returnable March 28,1961, for a dismissal of the State’s appeal on the ground that the Attorney-General had failed to perfect it within the time prescribed by law.

The Attorney-General countered by making a motion to vacate the judgments in favor of the claimants. In opposition to the claimants’ motion for dismissal of the appeal and in support of its motion to vacate the judgments, the defendants filed with the court affidavits disclosing that the court stenographer, Samuel C. Goldner, who took the trial minutes in the negligence actions, had lost his notes and was thus unable to furnish the appellant, State of New York, with a copy of the official minutes.

It appears that sometime in early November of 1960, the stenographer who lived in Baldwin, Long Island, planned to take [956]*956his notes to his home for the purpose of expediting the preparation of the transcript; the minutes were lost in the process. The stenographer thinks that they may have slipped out of his brief case while traveling to his home on the Long Island Rail Road.

The Appellate Division (13 A D 2d 619) by order dated March 28.1961, granted the State’s motion to vacate the judgments and directed that the claims be retried; however, it provided in its order that any party to the claims could move to vacate the order vacating the judgments, on or before June 27, 1961, if by that date it could be ‘ ‘ found that an adequate record can be presented to this court ”.

On May 2,1961, an order of the Court of Claims restored the cases to the calendar, granted a preference and directed a retrial to commence June 19,1961; the second trial commenced on June 19.1961, and concluded on June 21,1961. Judgments were again rendered in favor of the claimants in substantially the same amounts awarded in the first trial, and were entered in the office of the Clerk of the Court of Claims on November 8, 1961.

The State filed no appeal from these second judgments and the claimants were paid the awards made to them.

On January 18, 1962, the claimants, Waterman, filed the present claims against the State alleging in said claims that because of the negligence of the court stenographer in losing his original notes they sustained damage by reason of the expenses incurred in the second trial and for loss of interest from the date of the first judgments entered November 22, 1960 to November 8, 1961, the date of entry of judgments following the second trial.

In a fourth claim filed simultaneously with the Waterman claims the claimant, Roger H. Williams, also alleging negligence of the court stenographer in losing the minutes, makes a claim for the additional legal services he was obliged to render subsequent to the first trial by reason of the said employee’s negligence.

We will consider the State’s motion for dismissal of the claims first because if the court concludes to grant that motion, the claimants’ motion for an examination before trial becomes academic.

The grounds relied upon by the Attorney-General as a basis for its motion for dismissal may be stated as follows :

1. That because the court stenographer is an officer of the court both he and the State are protected from civil liability under the doctrine of judicial immunity; and that the State, by waiving its sovereign immunity under the provisions of the [957]*957Court of Claims Act never intended to surrender its immunity in the case of judicial officers.

2. That even assuming the stenographer’s negligence and the State’s liability therefor, under the doctrine of respondeat superior, that, nevertheless, any damages suffered by the claimants were contingent upon the happening of an uncertain event, namely, an affirmance by the Appellate Division of the judgments, even if the minutes had been available.

3. That the court has no jurisdiction of the claims because they were not timely filed.

4. That the claim of Attorney Roger H. Williams for legal services he was obliged to render by reason of the loss of the stenographer’s minutes must be dismissed in any event because such a claim should have been included in the claims of his clients, Watexman, for whom the services were rendered.

It is the holding of this court that the doctrine of judicial immunity has no application here and cannot be successfully asseided to defeat these claims.

The rule granting immunity to judicial officers is one of the oldest in English and American jurisprudence. It protects a judicial officer when there is involved a judicial act calling for the exercise of judgment, discretion, analysis and determination. (Lange v. Benedict, 73 N. Y. 12 [1878]; East Riv. Gas-Light Co. v. Donnelly, 93 N. Y. 557, 559, affg. 25 Hun 614 [1883].)

Thus, to be immune from civil responsibility the judicial officer involved must be doing something in the nature of a judicial function calling for weighing facts and evidence, considering legal principles, and making a decision thereon.

The Attorney-General argues that because section 290 of the Judiciary Law provides that the stenographer is “ an officer of the court ’ ’ that ipso facto the acts of the stenographer are protected by the judicial immunity rule and that the State cannot be held liable in these claims.

That is not so. A court stenographer, notwithstanding the fact that he is an officer of the court, by the very nature of his work pei’forms no judicial function. His duties are purely ministerial and administrative; he has no power of decision. The doctrine has no application to the facts with which we are confronted here. (Evarts v. Kiehl, 102 N. Y. 296 [1886]; Luckie v. Goddard, 171 Misc. 774 [1939].)

Koeppe v. City of Hudson (276 App. Div. 443 [1950]), cited in the Attorney-General’s brief is clearly distinguishable. There a City Judge issued a warrant without an infonnation being laid before him. The coui’t held that the defendaxxt, City of Hudson, [958]*958wag not liable; but in that case the issuance of a warrant was a judicial act; whether the act was right or wrong it nevertheless was done by a person acting as a Judge.

It is our ruling that the stenographer was a State employee; that the doctrine of judicial immunity has no application; and that therefore the doctrine of respondeat superior would apply.

To hold otherwise would place an unreasonable and improper limitation on the waiver of immunity provisions in the Court of Claims Act. In the early days of the development of the English common law, from which our jurisprudence was derived, the Sovereign or King was clothed with absolute and supreme power.

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Bluebook (online)
35 Misc. 2d 954, 232 N.Y.S.2d 22, 1962 N.Y. Misc. LEXIS 2755, Counsel Stack Legal Research, https://law.counselstack.com/opinion/waterman-v-state-nyclaimsct-1962.