Water Keeper Alliance v. United States Department of Defense

271 F.3d 21, 32 Envtl. L. Rep. (Envtl. Law Inst.) 20314, 53 ERC (BNA) 1481, 2001 U.S. App. LEXIS 24351, 2001 WL 1388856
CourtCourt of Appeals for the First Circuit
DecidedNovember 13, 2001
Docket01-2057
StatusPublished
Cited by71 cases

This text of 271 F.3d 21 (Water Keeper Alliance v. United States Department of Defense) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Water Keeper Alliance v. United States Department of Defense, 271 F.3d 21, 32 Envtl. L. Rep. (Envtl. Law Inst.) 20314, 53 ERC (BNA) 1481, 2001 U.S. App. LEXIS 24351, 2001 WL 1388856 (1st Cir. 2001).

Opinion

STAHL, Senior Circuit Judge.

Plaintiffs-appellants, Water Keeper Alliance et al. (“Water Keeper”), appeal the denial of their motion for preliminary injunction to stay Department of Navy (the “Navy,” one of several defendants-appel-lees) military exercises on the island of Vieques off Puerto Rico. Water Keeper alleges violations by the Navy of certain procedural requirements under section 7 of the Endangered Species Act (“ESA”), 16 U.S.C. § 1536. The district court found that Water Keeper had failed to show a strong likelihood of success on its ESA theory, that its showing of-potential irreparable harm had not been strong, and that the balance of harms, as well as the interest of the public, weighed in favor of denying the motion. Since the denial of Water Keeper’s motion for a preliminary injunction, the district court has additionally determined that it lacked jurisdiction over the ESA claims because Water Keeper, prior to bringing suit, failed to provide adequate 60-day notice as required by the citizen suit provisions of the ESA. See ESA § 11(g)(2)(A), 16 U.S.C. *25 § 1540(g)(2)(A). We hold that notice was adequate for the purposes of the particular ESA claim on appeal here, but affirm on the merits the district court’s denial of Water Keeper’s motion for a preliminary injunction.

I. Statutory Framework

The current appeal takes place against the background of a complex statutory framework that we examine at the outset of our opinion. The ESA directs federal agencies to insure that agency action “is not likely to jeopardize the continued existence of any endangered species or threatened species or result in the destruction or adverse modification of habitat of such species.” ESA § 7(a)(2), 16 U.S.C. § 1536(a)(2). This substantive requirement is backed up by a scheme of procedural requirements that set up a consultation process between the agency (in this case the Navy) and the National Marine Fisheries Service (“NMFS”) and the U.S. Fish and Wildlife Service (“FWS”) (jointly, the “Services”) 1 to determine whether endangered species or critical habitat are jeopardized by proposed agency action and whether this adverse impact may be avoided or minimized. See ESA § 7, 16 U.S.C. § 1536.

Under the ESA, “[ejach Federal agency shall review its actions at the earliest possible time to determine whether any action may affect listed species or critical habitat.” 50 C.F.R. § 402.14(a). Although the determination of possible effects is ultimately the agency’s responsibility, see 51 Fed.Reg. 19949, in making this determination, the agency may consult with the Services through “informal consultation.” The term simply describes discussions and correspondence between the Services and the agency designed to assist the agency in determining whether its proposed action is likely to impact listed species or critical habitat. Id. § 402.13. If, at the conclusion of the informal consultation, the Services issue written concurrences that a “proposed action is not likely to adversely affect any listed species or critical habitat,” the agency may proceed with the action without further consultation between the parties. Id. § 402.14(b)(1).

However, where the proposed agency action rises to the level of a “major construction activity” the determination as to whether agency action may affect listed species or critical habitat cannot be made through informal consultation alone, but must be based on a “biological assessment.” Id. § 402.12(b)(1); see also 51 Fed.Reg. 19948 (noting that the biological assessment may be conducted simultaneously with informal consultation or without any informal consultation). A “major construction activity” is “a construction project (or other undertaking having similar physical impacts) which is a major Federal action significantly affecting the quality of the human environment as referred to in the National Environmental Policy Act [NEPA, 42 U.S.C. § 4332(2)(C)].” 2 50 *26 C.F.R. § 402.02. The biological assessment is a study that “evaluate[s] the potential effects of the action on listed and proposed species ... and determined] whether any such species or habitat are likely to be adversely affected by the action.... ” 50 C.F.R. § 402.12(a). If, following completion of the biological assessment, the Services issue written concurrences that the “proposed action is not likely to adversely affect any listed species or critical habitat,” the consultation is terminated. Id. at § 402.14(b).

If, on the other hand, based on either informal consultation or a biological assessment, the Services are unwilling to concur that the agency action is unlikely to impact protected species and habitat, or if the agency independently concludes that its actions may affect listed species or critical habitat, the agency is required to initiate “formal consultation.” See id., § 402.14(a) & (b)(1). Formal consultation is initiated by the written request of the agency describing the action and the manner in which it may affect listed species and critical habitat. Id. § 402.14(c). Significantly, “formal consultation shall not be initiated by the Federal agency until any required biological assessment has been completed and submitted to the [Services] in accordance with § 402.12.” Id. § 402.14(c). Nonetheless, formal consultation may take place without a biological assessment if the action is not a major construction activity.

After a period of review and discussion, formal consultation culminates in the Services’ issuance of biological opinions advising the agency “whether the action is likely to jeopardize the continued existence of a listed species or result in the destruction or adverse modification of critical habitat,” and, if so, whether “reasonable and prudent alternatives” exist to allow the agency to comply with the ESA. 50 C.F.R. § 402.14(h); see also ESA § 7(b)(3)(A), 16 U.S.C. § 1536(b)(3)(A). If the Services conclude that the action, or the implementation of any reasonable and prudent alternatives, comply with the ESA, the Services must also issue an “incidental take statement” that specifies the amount or extent of the authorized taking of the species. ESA § 7(b)(4), 16 U.S.C. § 1536(b)(4); 50 C.F.R. § 402.14®.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
271 F.3d 21, 32 Envtl. L. Rep. (Envtl. Law Inst.) 20314, 53 ERC (BNA) 1481, 2001 U.S. App. LEXIS 24351, 2001 WL 1388856, Counsel Stack Legal Research, https://law.counselstack.com/opinion/water-keeper-alliance-v-united-states-department-of-defense-ca1-2001.