Appellate Case: 23-2187 Document: 010110992781 Date Filed: 01/31/2024 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT January 31, 2024 _________________________________ Christopher M. Wolpert Clerk of Court DAVID WARNER,
Plaintiff - Appellant,
v. No. 23-2187 (D.C. No. 2:22-CV-00544-WJ-DLM) KATIE G. LUND; LISA ABEYTA; (D. N.M.) ANDRE BILLINGSLEY; NEW MEXICO STATE POLICE; NEW MEXICO TAXATION AND REVENUE DEPARTMENT,
Defendants - Appellees. _________________________________
ORDER AND JUDGMENT* _________________________________
Before MATHESON, BACHARACH, and McHUGH, Circuit Judges. _________________________________
David Warner, appearing pro se, appeals the district court’s dismissal without
prejudice of his amended complaint, which alleged claims under 42 U.S.C. § 1983 and
New Mexico state law. Exercising jurisdiction under 28 U.S.C. § 1291, we affirm.
* After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist in the determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. Appellate Case: 23-2187 Document: 010110992781 Date Filed: 01/31/2024 Page: 2
I. BACKGROUND
A. Amended Complaint Allegations
Mr. Warner alleged in his amended complaint that New Mexico State Police
Officer Andre Billingsley issued a traffic citation to him but then failed to accomplish
any one of three alternative state law requirements: obtain Mr. Warner’s signature on the
citation, detain him, or bring him before a magistrate. Instead, unbeknownst to
Mr. Warner, Officer Billingsley filed the citation and a criminal summons in state court.
State Magistrate Judge Katie Lund held an arraignment hearing and issued bench
warrants when Mr. Warner failed to appear. Mr. Warner was arrested and detained for
three days until he posted bail. ROA at 46-50.
B. District Court Proceedings
When Mr. Warner filed his original complaint, he moved to proceed in forma
pauperis (“ifp”) under 28 U.S.C. § 1915(a). The federal magistrate judge granted the ifp
request and noted that “[t]he statute governing [ifp] proceedings states ‘the court shall
dismiss the case at any time if the court determines that . . . the action . . . fails to state a
claim on which relief may be granted.’” ROA at 28 (alterations in original) (quoting
28 U.S.C. § 1915(e)(2)). The magistrate judge concluded the complaint failed to state a
claim, ordered Mr. Warner to file an amended complaint, and said “[t]he Court will not
order service of Summons and Complaint on Defendants at this time because the
Complaint fails to state a claim over which the Court has jurisdiction.” Id. at 28-29.1
1 The magistrate judge added that “[t]he Court will order service if Plaintiff files: (i) an amended complaint that states a claim over which the Court has 2 Appellate Case: 23-2187 Document: 010110992781 Date Filed: 01/31/2024 Page: 3
Mr. Warner filed an amended complaint naming the original defendants—Officer
Billingsley, Magistrate Judge Lund, and Magistrate Court Clerk Lisa Abeyta—and
adding the New Mexico State Police and the New Mexico Taxation and Revenue
Department as defendants. His § 1983 claims alleged violations of Amendments I, IV, V,
VIII, IX, X, and XIV of the United States Constitution. His state claims alleged
violations of the New Mexico Constitution and various New Mexico statutes. He also
alleged various state common law tort claims.
The district court, noting the amended complaint was “in large part identical to the
original Complaint,” ROA at 63, dismissed the federal claims against the individual
defendants for failure to state a claim, dismissed the federal claims against the state
entities as barred by the Eleventh Amendment, and declined to exercise supplemental
jurisdiction over the state law claims, citing 28 U.S.C. § 1367(c)(3).
As relevant to one of the issues presented on appeal, the district court said that
Magistrate Judge Lund had judicial immunity from suit for monetary damages. ROA
at 67-69. Although the amended complaint alleged that she “le[ft] the Court House,
[went] to the New Mexico Department of Motor Vehicle[s] (herein DMV) and personally
search[ed] plaintiff’s record[s] at the DMV,” ROA at 40, the court said the allegations did
not establish an exception to judicial immunity—that she “was acting in complete
absence of all jurisdiction.” Id. at 68-69.
jurisdiction; and (ii) a motion for service which provides each Defendant’s address.” ROA at 29.
3 Appellate Case: 23-2187 Document: 010110992781 Date Filed: 01/31/2024 Page: 4
The district court entered judgment dismissing the case without prejudice.
II. DISCUSSION
A. Issues Presented in Mr. Warner’s Brief
Mr. Warner lists four issues for review:2
1. “Refusing to issue ‘Summons’ to Appellant.” He mentions due process and Federal Rules of Civil Procedure 4 and 5 and argues about the summons giving the Defendants notice. Aplt. Br. at 3.
2. “Service of Process/Notice and Opportunity.” He makes a similar argument about lack of notice due to withholding the summons to the Defendants. Id.
3. “Katie G. Lund investigating Appellant’s driving record at the Department of Motor Vehicles . . . .” He appears to argue that Magistrate Judge Lund acted outside her jurisdiction and therefore lacked judicial immunity to suit. Id.
4. “Appellees/Defendants acted in their personal capacity as well as under color of law . . . .” He recounts several filings he made in district court and again references his concerns about the summons, but his argument is otherwise not clear. Id. at 3, 5.
In addition to this list, Mr. Warner argues he should be allowed to amend his
complaint. Id. at 4.
B. Analysis
Because Mr. Warner appears pro se, we construe his filings liberally. See
Erickson v. Pardus, 551 U.S. 89, 94 (2007) (per curiam); United States v. Pinson,
584 F.3d 972, 975 (10th Cir. 2009). But we do not “fashion . . . arguments for him,”
United States v. Fisher, 38 F.3d 1144, 1147 (10th Cir. 1994), and we may not “assume
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Appellate Case: 23-2187 Document: 010110992781 Date Filed: 01/31/2024 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT January 31, 2024 _________________________________ Christopher M. Wolpert Clerk of Court DAVID WARNER,
Plaintiff - Appellant,
v. No. 23-2187 (D.C. No. 2:22-CV-00544-WJ-DLM) KATIE G. LUND; LISA ABEYTA; (D. N.M.) ANDRE BILLINGSLEY; NEW MEXICO STATE POLICE; NEW MEXICO TAXATION AND REVENUE DEPARTMENT,
Defendants - Appellees. _________________________________
ORDER AND JUDGMENT* _________________________________
Before MATHESON, BACHARACH, and McHUGH, Circuit Judges. _________________________________
David Warner, appearing pro se, appeals the district court’s dismissal without
prejudice of his amended complaint, which alleged claims under 42 U.S.C. § 1983 and
New Mexico state law. Exercising jurisdiction under 28 U.S.C. § 1291, we affirm.
* After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist in the determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. Appellate Case: 23-2187 Document: 010110992781 Date Filed: 01/31/2024 Page: 2
I. BACKGROUND
A. Amended Complaint Allegations
Mr. Warner alleged in his amended complaint that New Mexico State Police
Officer Andre Billingsley issued a traffic citation to him but then failed to accomplish
any one of three alternative state law requirements: obtain Mr. Warner’s signature on the
citation, detain him, or bring him before a magistrate. Instead, unbeknownst to
Mr. Warner, Officer Billingsley filed the citation and a criminal summons in state court.
State Magistrate Judge Katie Lund held an arraignment hearing and issued bench
warrants when Mr. Warner failed to appear. Mr. Warner was arrested and detained for
three days until he posted bail. ROA at 46-50.
B. District Court Proceedings
When Mr. Warner filed his original complaint, he moved to proceed in forma
pauperis (“ifp”) under 28 U.S.C. § 1915(a). The federal magistrate judge granted the ifp
request and noted that “[t]he statute governing [ifp] proceedings states ‘the court shall
dismiss the case at any time if the court determines that . . . the action . . . fails to state a
claim on which relief may be granted.’” ROA at 28 (alterations in original) (quoting
28 U.S.C. § 1915(e)(2)). The magistrate judge concluded the complaint failed to state a
claim, ordered Mr. Warner to file an amended complaint, and said “[t]he Court will not
order service of Summons and Complaint on Defendants at this time because the
Complaint fails to state a claim over which the Court has jurisdiction.” Id. at 28-29.1
1 The magistrate judge added that “[t]he Court will order service if Plaintiff files: (i) an amended complaint that states a claim over which the Court has 2 Appellate Case: 23-2187 Document: 010110992781 Date Filed: 01/31/2024 Page: 3
Mr. Warner filed an amended complaint naming the original defendants—Officer
Billingsley, Magistrate Judge Lund, and Magistrate Court Clerk Lisa Abeyta—and
adding the New Mexico State Police and the New Mexico Taxation and Revenue
Department as defendants. His § 1983 claims alleged violations of Amendments I, IV, V,
VIII, IX, X, and XIV of the United States Constitution. His state claims alleged
violations of the New Mexico Constitution and various New Mexico statutes. He also
alleged various state common law tort claims.
The district court, noting the amended complaint was “in large part identical to the
original Complaint,” ROA at 63, dismissed the federal claims against the individual
defendants for failure to state a claim, dismissed the federal claims against the state
entities as barred by the Eleventh Amendment, and declined to exercise supplemental
jurisdiction over the state law claims, citing 28 U.S.C. § 1367(c)(3).
As relevant to one of the issues presented on appeal, the district court said that
Magistrate Judge Lund had judicial immunity from suit for monetary damages. ROA
at 67-69. Although the amended complaint alleged that she “le[ft] the Court House,
[went] to the New Mexico Department of Motor Vehicle[s] (herein DMV) and personally
search[ed] plaintiff’s record[s] at the DMV,” ROA at 40, the court said the allegations did
not establish an exception to judicial immunity—that she “was acting in complete
absence of all jurisdiction.” Id. at 68-69.
jurisdiction; and (ii) a motion for service which provides each Defendant’s address.” ROA at 29.
3 Appellate Case: 23-2187 Document: 010110992781 Date Filed: 01/31/2024 Page: 4
The district court entered judgment dismissing the case without prejudice.
II. DISCUSSION
A. Issues Presented in Mr. Warner’s Brief
Mr. Warner lists four issues for review:2
1. “Refusing to issue ‘Summons’ to Appellant.” He mentions due process and Federal Rules of Civil Procedure 4 and 5 and argues about the summons giving the Defendants notice. Aplt. Br. at 3.
2. “Service of Process/Notice and Opportunity.” He makes a similar argument about lack of notice due to withholding the summons to the Defendants. Id.
3. “Katie G. Lund investigating Appellant’s driving record at the Department of Motor Vehicles . . . .” He appears to argue that Magistrate Judge Lund acted outside her jurisdiction and therefore lacked judicial immunity to suit. Id.
4. “Appellees/Defendants acted in their personal capacity as well as under color of law . . . .” He recounts several filings he made in district court and again references his concerns about the summons, but his argument is otherwise not clear. Id. at 3, 5.
In addition to this list, Mr. Warner argues he should be allowed to amend his
complaint. Id. at 4.
B. Analysis
Because Mr. Warner appears pro se, we construe his filings liberally. See
Erickson v. Pardus, 551 U.S. 89, 94 (2007) (per curiam); United States v. Pinson,
584 F.3d 972, 975 (10th Cir. 2009). But we do not “fashion . . . arguments for him,”
United States v. Fisher, 38 F.3d 1144, 1147 (10th Cir. 1994), and we may not “assume
2 Mr. Warner does not contest on appeal much of the district court’s analysis and its conclusions on many of his claims.
4 Appellate Case: 23-2187 Document: 010110992781 Date Filed: 01/31/2024 Page: 5
the role of advocate,” Yang v. Archuleta, 525 F.3d 925, 927 n.1 (10th Cir. 2008)
(quotations omitted); see also Pinson, 584 F.3d at 975.
With the foregoing in mind, we understand Mr. Warner to contend (1) based on
issues 1, 2, and 4 of his brief, the district court erred in failing to issue summonses for
service on the defendants; (2) the court erred in dismissing the § 1983 claims against
Magistrate Judge Lund based on judicial immunity; and (3) he should be granted leave to
amend the complaint.
Summons and Service
Mr. Warner complains that the district court did not issue summonses for service
on each defendant. But when, as here, the plaintiff proceeds ifp under 28 U.S.C.
§ 1915(a), a court must screen the complaint and “dismiss the case at any time if the court
determines that . . . the action or appeal . . . fails to state a claim upon which relief may be
granted.” 28 U.S.C. § 1915(e)(2)(B)(ii) (emphasis added).
The district court here sua sponte dismissed the complaint for failure to state a
claim. Section 1915(e)(2)(B)(ii) “authorizes the dismissal of a case prior to service of
process if the court determines that the action fails to state a claim upon which relief can
be granted.” Collier v. Nelson, 246 F.3d 679, 679 (10th Cir. 2000) (unpublished).3 The
3 See also Kersey v. Becton Dickinson & Co., 2017 WL 11622234, *1 (1st Cir. 2071) (“The district court was not required to issue summonses until after it screened the complaint and amended complaint under 28 U.S.C. § 1915(e)(2).”) (unpublished); In re Wolf, 696 F. App’x 599, 600 (3rd Cir. 2017) (“If the District Court grants [petitioner’s] application to proceed in forma pauperis, it will then be required to screen the complaint pursuant to 28 U.S.C. § 1915(e)(2)(B) before issuing any summonses.”) (unpublished); Haba v. Arthur, 851 F. App’x 405, 406 (4th Cir. 2021) (“[S]ervice was not required before dismissing the action for failure to state a claim 5 Appellate Case: 23-2187 Document: 010110992781 Date Filed: 01/31/2024 Page: 6
district court properly followed the statute and did not err in failing to issue summonses
for service before screening the ifp complaint under § 1915(e)(2)(B)(ii).
Magistrate Judge Lund
Mr. Warner takes issue with the district court’s determination that Magistrate
Judge Lund’s alleged search of his DMV records was “complete[ly] abs[ent]” from her
jurisdiction and, “[a]t most,” was in excess of her jurisdiction. ROA at 67-68; Aplt. Br.
at 3. He does not contest on appeal that judicial immunity applies to Magistrate Judge
Lund’s other alleged actions. As to the DMV search, rather than parse the amended
complaint to determine whether it alleged she acted “in complete absence” or “in excess”
of jurisdiction, ROA at 67-69, we affirm dismissal on an alternative ground.
Even if a New Mexico magistrate judge should not search a defendant’s DMV
records, Mr. Warner alleged in only two sentences that Magistrate Judge Lund did so,
ROA at 40, 48, and he has failed to allege sufficient facts to show that she violated his
constitutional rights. “To survive a motion to dismiss, a complaint must contain
sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible on its
face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v. Twombly,
550 U.S. 544, 570 (2007)); see Strain v. Regalado, 977 F.3d 984, 989 (10th Cir. 2020).
[under] 28 U.S.C. § 1915(e)(2) . . . .”) (unpublished). Unpublished cases are not binding precedent, but we may consider them for their persuasive value. See Fed. R. App. 32.1(a); 10th Cir. R. 32.1(A).
6 Appellate Case: 23-2187 Document: 010110992781 Date Filed: 01/31/2024 Page: 7
Request to Amend
Mr. Warner requests us to remand with instructions to allow him to amend his
complaint. We reject this request because he did not move for leave to amend in district
court and asks to amend for the first time on appeal. See Pyle v. Woods, 874 F.3d 1257,
1267 (10th Cir. 2017) (denying plaintiff's request to amend because plaintiff could have
made request in district court but instead chose to appeal); Dahn v. United States,
127 F.3d 1249, 1252 (10th Cir. 1997) (noting that the amendment of a complaint is a
procedure to be addressed in the first instance by the district court).
III. CONCLUSION
We affirm the district court judgment.
Entered for the Court
Scott M. Matheson, Jr. Circuit Judge