Ware v. State

983 A.2d 853, 118 Conn. App. 65, 2009 Conn. App. LEXIS 501, 107 Fair Empl. Prac. Cas. (BNA) 1498
CourtConnecticut Appellate Court
DecidedNovember 24, 2009
DocketAC 28600
StatusPublished
Cited by12 cases

This text of 983 A.2d 853 (Ware v. State) is published on Counsel Stack Legal Research, covering Connecticut Appellate Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ware v. State, 983 A.2d 853, 118 Conn. App. 65, 2009 Conn. App. LEXIS 501, 107 Fair Empl. Prac. Cas. (BNA) 1498 (Colo. Ct. App. 2009).

Opinion

*67 Opinion

BEACH, J.

The defendant, the state of Connecticut, appeals from the judgment of the trial court denying its motion to dismiss the complaint of the plaintiff, Joy Ware. The defendant claims that the court improperly denied its motion to dismiss because (1) sovereign immunity bars the plaintiffs claims of wrongful termination and breach of implied contract, (2) the plaintiff failed to exhaust administrative remedies as to several of her claims brought pursuant to General Statutes § 46a-60 and (3) sovereign immunity bars claims for punitive damages against the state. We agree and reverse the judgment of the trial court.

The following facts are relevant to our resolution of the defendant’s appeal. On July 23, 2004, the plaintiff was transferred from a position with the department of children and families to a position with the office of victim services. The department of children and families is an agency within the executive branch of the state, and the office of victim services is within the judicial branch. In December, 2004, the plaintiff informed her supervisors that she was pregnant. On April 8, 2005, the plaintiff was discharged from her position at the office of victim services.

The plaintiff brought this action against the defendant by way of a three count complaint. In count one, the plaintiff alleged that the defendant improperly terminated her employment and failed to rehire her in violation of General Statutes §§ 5-196, 5-236 and 5-239 and “Connecticut Regulations § 5-239 (b) . . . ,” 1 The plaintiff alleged that the defendant improperly subjected her to a nine month probationary period rather than the *68 six month period provided in the State Personnel Act (personnel act), General Statutes § 5-193 et seq. The plaintiff also alleged that the defendant violated § 5-236 by failing to place her on the reemployment list and that the defendant’s discriminatory conduct created a “hostile and offensive work environment . ...” In count two, the plaintiff alleged employment discrimination in violation of § 46a-60 (a) (1), (4), (5) and (7), as well as the creation of a “hostile and offensive work environment . . . .’’In count three, the plaintiff alleged that the defendant “breached its express and implied contractual commitments to [her] by terminating [her] employment, without cause,” and “breached the covenant of good faith and fair dealing by failing to take [the] rights afforded her . . . seriously, and failing to place safeguards in the workplace that would prevent the [defendant from retaliating against [her].” Additional facts will be set forth as necessary.

We begin by noting the standard that this court applies in reviewing a trial court’s ruling on a motion to dismiss. “A motion to dismiss . . . properly attacks the jurisdiction of the court, essentially asserting that the plaintiff cannot as a matter of law and fact state a cause of action that should be heard by the court. . . . [0]ur review of the trial court’s ultimate legal conclusion and resulting [denial] of the motion to dismiss will be de novo.” (Internal quotation marks omitted.) State v. Welwood, 258 Conn. 425, 433, 780 A.2d 924 (2001). Factual findings underlying the court’s decision, however, will not be disturbed unless they are clearly erroneous. See, e.g., Practice Book § 60-5; State v. Wiggs, 60 Conn. App. 551, 553, 760 A.2d 148 (2000). The determination as to which statutory and regulatory scheme governed the plaintiffs employment and whether sovereign immunity bars the plaintiffs claims are questions of law. “The question of whether a particular statute . . . applies to a given state of facts is a question of *69 statutory interpretation .... Statutory interpretation presents a question of law for the court. . . . Our review is, therefore, plenary.” (Internal quotation marks omitted.) Atlantic Mortgage & Investment Corp. v. Stephenson, 86 Conn. App. 126, 131-32, 860 A.2d 751 (2004).

I

The defendant first claims that the court improperly denied its motion to dismiss as to the counts of the complaint alleging wrongful termination and breach of implied contract because the doctrine of sovereign immunity bars those claims. 2 We agree.

“It is a well-established rule of the common law that a state cannot be sued without its consent. ... A sovereign is exempt from suit, not because of any formal conception or obsolete theory, but on the logical and practical ground that there can be no legal right as against the authority that makes the law on which the right depends. . . . The practical and logical basis of the doctrine is today recognized to rest on this principle and on the hazard that the subjection of the state and federal governments to private litigation might constitute a serious interference with the performance of their functions and with their control over their respective *70 instrumentalities, funds, and property.” (Citations omitted; internal quotation marks omitted.) Martinez v. Dept. of Public Safety, 263 Conn. 74, 78-79, 818 A.2d 758 (2003).

Our Supreme Court has held that “a plaintiff seeking to circumvent the doctrine of sovereign immxmity must show that: (1) the legislature, either expressly or by force of a necessary implication, statutorily waived the state’s sovereign immunity . . . or (2) in an action for declaratory or injunctive relief, the state officer or officers against whom such relief is sought acted in excess of statutory authority, or pursuant to an unconstitutional statute.” (Internal quotation marks omitted.) Lyon v. Jones, 291 Conn. 384, 397, 968 A.2d 416 (2009). We will address each of these exceptions in turn.

A

With regard to the first exception to sovereign immunity, we must first determine which statutory scheme governed the plaintiffs employment with the defendant before we can determine whether sovereign immunity has been waived. The plaintiff argues that her employment with the defendant was governed by the personnel act. In particular, the plaintiff refers to § 5-196 (20), which defines “permanent employee” as “an employee holding a position in the classified service under a permanent appointment or an employee holding a position in unclassified service who has served in such a position for a period of more than six months . . . .” Section 5-196 (21) defines “ ‘[pjermanent position,’ ” with limited exceptions that are not applicable here, as “any position in the classified service which requires or which is expected to require the services of an incumbent without interruption for a period of more than six months . . . .” Section 5-196 (25) defines “ ‘[sjtate service’ ” as “occupancy of any office or position or employment in *71 the service of the state, but not of local governmental subdivisions thereof, for which compensation is paid.”

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Bluebook (online)
983 A.2d 853, 118 Conn. App. 65, 2009 Conn. App. LEXIS 501, 107 Fair Empl. Prac. Cas. (BNA) 1498, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ware-v-state-connappct-2009.