Ward v. Barnes & Noble, Inc.

93 F. Supp. 3d 193, 114 U.S.P.Q. 2d (BNA) 1029, 2015 U.S. Dist. LEXIS 21347, 2015 WL 765833
CourtDistrict Court, S.D. New York
DecidedFebruary 23, 2015
DocketNo. 13-CV-7851 (JMF)
StatusPublished
Cited by4 cases

This text of 93 F. Supp. 3d 193 (Ward v. Barnes & Noble, Inc.) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Ward v. Barnes & Noble, Inc., 93 F. Supp. 3d 193, 114 U.S.P.Q. 2d (BNA) 1029, 2015 U.S. Dist. LEXIS 21347, 2015 WL 765833 (S.D.N.Y. 2015).

Opinion

OPINION AND ORDER

JESSE M. FURMAN, District Judge.

Plaintiff Michael Ward, doing business as Brainteaser Publications (“Plaintiff’), brings this action against Barnes & Noble, Inc., Sterling Publishing Co., Inc. (“Sterling”), Francis Heaney, and Patrick Blin-dauer (collectively, “Defendants”), alleging copyright infringement in violation of Title 17, United States Code, Sections 101 et seq.; trade dress infringement in violation of the Lanham Act, Title 15, United States Code, Section 1125(a); and common law claims of unfair competition and unjust enrichment. The parties’ dispute concerns their respective versions of a well-known game that allegedly dates back to the reign of Queen Victoria — namely, Hangman. Defendants now move for summary judgment. For the reasons stated below, Defendants’ motion is GRANTED in part and DENIED in part.

BACKGROUND

Barnes & Noble, Inc. is the largest book retailer in the United States. (Defs.’ Statement Undisputed Material Facts Pursuant Local Civ. R. 56.1 (Docket No. 22) (“Defs.’ Rule 56.1 Statement”) ¶ 1). Ster[197]*197ling, acquired by Barnes & Noble in 2003, is a publishing company with over 5,000 book titles in print in various categories, including puzzles and games. (Counter-statement Material Facts Pursuant Local R. 56.1(b) Opp’n Defs.’ Mot. Summ. J. (Docket No. 33) (“Pl.’s Rule 56.1 Counter-statement”) ¶ 2). Francis Heaney and Patrick Blindauer, both Sterling employees, authored books published by Sterling as part of a “Scratch and Solve” series incorporating elements of the traditional Hangman game: Heaney authored “Trivia Hangman,” published in 2010, and Blindauer authored “Hollywood Hangman,” published in 2011. (Defs.’ Rule 56.1 Statement ¶¶ 3, 4; Deck Louis S. Ederer Supp. Defs.’ Mot. Summ. J. (Docket No. 21) (“Ederer Deck”), Exs. 21, 23).

Plaintiff, doing business as Brainteaser Publications, is a citizen of New Zealand. (Defs.’ Rule 56.1 Statement ¶ 5). In 1994, Plaintiff filed a provisional patent application in New Zealand’s patent office, seeking protection for an invention he titled “Scratch Hangman.” (Id. ¶ 6). “Scratch Hangman,” Plaintiff asserted in his provisional patent application, was a “novel system,” involving a variant on the game Hangman, that would ultimately “pro-ducen a book entitled ‘Scratch Hangman.’ ” (Ederer Deck, Ex. 2, at 3). In the traditional version of Hangman — which, according to Plaintiff, originated during Queen Victoria’s reign (Id., Ex. 4 (Depo. Michael Ward (“Ward* Depo.”)) 74:17-20) — one player thinks of a word or phrase for a second player to guess, and draws out dashes corresponding to each letter in the phrase. The second player proceeds to call out letters that he or she suspects are in the word or phrase; if the player guesses correctly, the first player fills in the corresponding letters, but if the player guesses a letter that does not appear in the phrase, the first player fills in one body part of a stick figure hanging from a gallows drawn to the side. The goal of the game is for the second player to complete the phrase before the first player draws the entire stick figure and “hangs” the man. (See generally id., Ex. 34).

The game described and diagrammed in Plaintiffs provisional patent application proceeds from the same idea, but is made for one player instead of two. That is, instead of calling out letters for another player to fill in, the player scratches off circles corresponding to each letter of the alphabet, which reveal either a number indicating where in the phrase a letter is located, or a cross indicating that the player guessed incorrectly (and must fill in a body part of a dotted “hangman” to the side). (Defs.’ Rule 56.1 Statement ¶ 6; Ederer Deck, Ex. 2; Ward Depo. 74:14-23). Plaintiff was issued a provisional patent, which lasted for twelve months. (Ward Depo. 81:20-23, 86:4-17). Upon the advice of an attorney, however, Plaintiff decided not to further pursue the patent application, and hence was never issued a full patent. (Defs.’ Rule 56.1 Statement ¶7; Ward Depo. 86:18-87:7). Shortly thereafter, Plaintiff published a “Scratch Hangman” series with New Zealand distributor Gordon and Gotch; the series sold well throughout New Zealand, particularly in supermarket chains, and within four years became a “mass market publication.” (Deck Barry Janay Opp’n Defs.’ Mot. Summ. J. (Docket No. 32) (“Janay Deck”), Ex. A). In 2000, Plaintiff published a book in New Zealand titled “Scratch Hangman Puzzle Book” (the “New Zealand Book”), with game boards resembling the diagram presented in Plaintiffs provisional patent application. (Defs.’ Rule 56.1 Statement ¶¶ 6, 8-9; Ederer Deck, Ex. 3).

In the summer of 2004, Plaintiff contacted Sterling about bringing the “Scratch Hangman” series to the United States. (Defs.’ Rule 56.1 Statement ¶ 13; Ederer [198]*198Decl, Ex. 9 at 1-2, 6). In an e-mail to a staff member at Sterling, Plaintiff represented that he held “the world rights to this style of publication through patent & copyright protection” and indicated that he was willing to- “either sell the publishing rights, or to arrange for the publishing of this title to be carried out under license in the U.S.” (Ederer Decl., Ex. 9 at 2). On October 14, 2004, Plaintiff and Sterling entered into their first publishing agreement (the “2004 Agreement”). (Defs.’ Rule 56.1 Statement ¶ 19; Ederer Deck, Ex. 11). The 2004 Agreement provided that Sterling would publish a series of six “Scratch Hangman” books, with the option of publishing two more every six months. (Ederer Deck, Ex. 11 at 1). It further specified that Sterling “shall copyright the Work in the United States in the name of [Ward],” but indicated that if Sterling “supplies material for the Work (such as illustrations),” Sterling “may copyright such material in its own name or in the name of its owner.” (Id.). The 2004 Agreement also contained a merger clause, providing that it “contains the entire understanding between the parties, supersedes all previous oral or written representations or agreements with respect to the Work, and may not be changed, modified, or discharged orally.” (Id. at 5; Defs.’ Rule 56.1 Statement ¶ 23).

On February • 16, 2005, Sterling sent Plaintiff preliminary versions of the first four books in what was now named the “Scratch and Solve” series, including the instructions and game board. - (Defs.’ Rule 56.1 Statement ¶ 24; Ederer Decl. Ex. 12). When Plaintiff responded, he noted that “the whole concept of the game has been changed; now players only have 5 chances before being hung, instead of the original 10.” (Defs.’ Rule 56.1 Statement ¶ 25; Ederer Deck, Ex. 13 at 3). After some additional back-and-forth (Ederer Decl. Ex. 13), Sterling published Scratch & Solve Hangman # 1 on September 1, 2005. (Defs.’ Rule 56.1 Statement ¶ 26; Ederer Decl. Ex. 14). In the years thereafter, Plaintiff and Sterling entered into several extensions of the 2004 Agreement, all providing for the publication of additional books in the “Scratch and Solve” series. (Defs.’ Rule 56.1 Statement ¶ 28; Ederer Decl. Ex. 16). In 2012 and 2013, Plaintiff and Sterling entered into two new publishing agreements (the “2012 Agreement” and the “2013 Agreement”), each covering two new books to be published by Sterling. (Defs.’ Rule 56.1 Statement ¶¶ 30, 33; Ed-erer Deck, Exs. 17-18). Both agreements described the forthcoming books as either a specified number of “new and original puzzle words to fill 96 pages” (Ederer Decl., Ex. 17 at 1, ¶ 1(b); PL’s Rule 56.1 Counterstatement ¶ 31) or “sufficient list of words and phrases to fill 96 pages” (Ederer Decl., Ex.

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93 F. Supp. 3d 193, 114 U.S.P.Q. 2d (BNA) 1029, 2015 U.S. Dist. LEXIS 21347, 2015 WL 765833, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ward-v-barnes-noble-inc-nysd-2015.