Walters v. Flint

District Court, E.D. Michigan·Decided November 17, 2021·No. 5:17-cv-10164·Unknown

Opinion

UNITED STATES DISTRICT COURT EASTERN DISTRICT OF MICHIGAN SOUTHERN DIVISION

In re Flint Water Cases Judith E. Levy United States District Judge

__________________________________/

This Order Relates To:

Bellwether I Cases Case No. 17-10164 __________________________________/ OPINION AND ORDER DENYING DEFENDANTS VEOLIA NORTH AMERICA, LLC, VEOLIA NORTH AMERICA, INC., AND VEOLIA WATER NORTH AMERICA OPERATING SERVICES, LLC’S MOTION TO EXCLUDE THE TESTIMONY AND REPORT OF DR. AARON SPECHT [343]

This opinion is one in a series addressing the admissibility of the testimony and reports of eight experts retained by Plaintiffs in anticipation of the first bellwether trial, currently set to begin on February 15, 2022. Defendants argue that none of these experts can meet the standards set by Fed. R. Evid. 702 and Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579 (1993). Currently before the Court is the motion by Veolia North America, LLC, Veolia North America, Inc., and Veolia Water North America Operating Services, LLC (collectively “VNA”) to exclude the testimony and report of Dr. Aaron Specht. (ECF No. 343.) The LAN and LAD

Defendants join VNA’s motion. (ECF No. 344.) For the reasons set forth below, VNA’s motion to exclude is DENIED.

I. Background Dr. Aaron Specht is a research associate at the Harvard School of Public Health. (ECF No. 368-3, PageID.23411.) Dr. Specht has a Ph.D. in

medical physics and is a leading expert on the use of portable x-ray fluorescence technology (“pXRF”) to assess metal exposures. Dr. Specht has published widely on the use of pXRF to measure bone-lead content

in adults, children, and animals. His qualifications as an expert are not in dispute. Plaintiffs retained Dr. Specht to evaluate their possible exposure to

lead by conducting bone lead tests using pXRF technology. Dr. Specht took pXRF bone lead measurements of all four bellwether Plaintiffs and concluded that all of them were subjected to “substantial” lead exposure.

(ECF No. 330-48, PageID.15638, 15640–15641, 15643.) In a clinical setting, lead poisoning is generally evaluated through blood tests, but Dr. Specht opined that bone lead measurements are a more reliable indicator of exposure. (Id. at PageID.15627–15629.) That is because in children, lead quickly moves from the blood to the bones. Id. Thus, while evidence

of exposure might disappear from a child’s blood in less than two weeks, it will remain in the child’s bones for much longer. Id.

Ordinarily bone lead measurements are taken by a large, stationary “KXRF” device. It takes approximately 30 minutes to get an accurate measurement using KXRF technology. Dr. Specht pioneered the

use of the alternative pXRF device. Portable-XRF and KXRF devices measure bone lead in substantially the same way. (ECF No. 330-48, PageID.15629–15630.) Both are applied to the subjects’ tibia bone, and

both generate raw spectral data which is then processed by a computer to generate a relevant measurement (in this case, lead content) and an associated uncertainty value (the margin of error). Portable-XRF devices

are small, easily portable, and require only 3 minutes to complete a measurement. Portable-XRF bone lead measurements have been shown to be as

reliable as KXRF measurements in most circumstances. See, e.g., Aaron Specht et. al., Portable XRF Technology to Quantify Pb in Bone In Vivo, 2014 J. Biomark, 398032 (2014) (“Specht (2014)”); Xixin Zhang et al., Evaluation of a portable XRF device for in vivo quantification of lead in bone among a US population, 753 Sci. of the Total Environ. 142351 (2021)

(“Zhang (2021)”). The reliability of pXRF decreases when the soft tissue thickness of the subject exceeds 5-6 mm. E.g., Specht (2014) at *7; Zhang

(2021) at *4. Dr. Specht has twice published on the use of pXRF to measure bone lead in children. See Aaron Specht et al., Childhood lead biokinetics and

associations with age among a group of lead poisoned children in China, 29 J. Expo. Sci. Environ. Epidemiol. 416 (2019) (“Specht (2019a)”); Aaron Specht et. al., XRF-measured bone-lead (Pb) as a biomarker for Pb

exposure and toxicity among children diagnosed with Pb poisoning, 21 Biomarkers 4, 347–52 (2016) (“Specht (2016)”). At the time of those studies, pXRF measurements were found to be less reliable in children

than in adults because (1) children generally have more soft tissue in the measurement area and (2) Dr. Specht had not yet found a reliable calibration for the measurement of subjects with greater than average

skin tissue thickness. See Specht (2019) at *8 (concluding that “further investigation” was necessary regarding use of pXRF to measure bone lead in children). However, the higher average uncertainty of the measurements on children in these studies was “similar to the uncertainty associated with conventional KXRF systems in pediatric

populations.” Id. Dr. Specht opines that his pXRF measurements of the bellwether

Plaintiffs are more reliable than the pXRF measurements of pediatric populations in his previously published work. First, later studies on pXRF bone lead measurements in fish and birds resolved the calibration

problems that affected the results noted in both of his pediatric studies. See Aaron Specht et. al., Feasibility of a portable X-ray Fluorescence device for bone lead measurements of condor bones, 615 Sci. of the Total

Environ. 398 (2018) (“Specht (2018)”); Aaron Specht et al., Lead exposure biomarkers in the Common Loon, 647 Sci of the Total Environ. 639 (2019) (“Specht (2019b)”). Second, the pXRF measurements, when properly

analyzed, determine not only the lead content of the subjects’ bone, but also the uncertainty associated with that measurement. The uncertainty values for pediatric subjects in Dr. Specht’s previous study were high (on

average, 10g/g) (Specht (2019a) at *8), but the uncertainty values for the bellwether Plaintiffs were uniformly low (between 0.49 and 3g/g, see ECF No. 330-48, PageID.15638–15643.) Third, a longer measurement time was used in the bellwether measurements than in the pediatric studies (3 minutes rather than 2), also resulting in higher reliability.

On May 11, 2021, VNA filed a motion seeking to exclude Dr. Specht’s opinions. (ECF No. 343.) The Court heard oral argument on the

motion on November 2, 2021. (ECF No. 410.) II. Legal Standard The admissibility of expert testimony is governed by Federal Rule

of Evidence 702, which sets forth three requirements: (1) the witness must be qualified, (2) the testimony must be relevant, and (3) the testimony must be reliable. Fed. R. Evid. 702; In re Scrap Metal Antitrust

Litig., 527 F.3d 517, 528–29 (6th Cir. 2008). As the Supreme Court explained in Daubert, Rule 702 imposes a “gatekeeping” obligation on the courts to ensure that scientific testimony “is not only relevant, but

reliable.” Daubert, 509 U.S. at 589; See also Kumho Tire Co., Ltd. v. Carmichael, 526 U.S. 137, 147 (1999). Daubert provides a non-exclusive list of factors courts may consider

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