Walker v. State

962 S.W.2d 124, 1997 Tex. App. LEXIS 6265, 1997 WL 751416
Court of Appeals of Texas·Decided December 4, 1997·No. 01-96-00406-CR·Published·Cited by 47 cases

Opinions

OPINION

TAFT, Justice.

A jury found appellant, Jimmy Walker, guilty of murder and assessed punishment at life in prison plus a $10,000 fine. We consider: (1) whether a defendant representing himself with standby counsel must be admonished as to the dangers and disadvantages of self-representation; and (2) whether the trial court improperly denied appellant’s request to withdraw his waiver of counsel. We reverse for a new punishment hearing.

Factual And Procedural Background

At the beginning of trial, the visiting judge appointed standby counsel for appellant, who had been determined to be indigent. On several occasions during the trial, the trial court mentioned that he and the elected judge, who conducted several pretrial hearings in this case, both had admonished appellant as to the dangers of self-representation. However, those admonishments do not appear in the record on appeal. Appellant did not utilize standby counsel during the guilt-innocence phase of trial. Prior to the punishment phase, appellant made a request to withdraw his “pro se plea,” to remove himself from the punishment proceedings, and to allow standby counsel to proceed with the punishment evidence. The trial court denied this request.

[126] Necessity of Admonishments

In his first point of error, appellant claims that the trial court erred by failing to ensure that proper warnings from the court concerning the disadvantages of self-representation appeared in the record.

In all criminal prosecutions, the accused has a right to assistance of counsel for his defense. U.S. Const, amend. VI. However, a defendant who chooses to represent himself and waive this right to counsel may do so. Faretta v. California, 422 U.S. 806, 819, 95 S.Ct. 2525, 2538, 45 L.Ed.2d 562 (1975). In Texas, this right is also protected by statute. Tbx.Code Crim. P. Ann. art. 1.051(f) (Vernon Supp.1998).

To choose self-representation competently and intelligently, the defendant should be made aware of the dangers and disadvantages of self-representation so that the record will establish that the defendant “knows what he is doing and his choice is made with his eyes open.” Faretta, 422 U.S. at 835, 95 S.Ct. at 2541; Goffney v. State, 843 S.W.2d 583, 584 (Tex.Crim.App.1992). The record must contain proper admonishments concerning self-representation and necessary inquiries of the defendant, so that the trial court may make an assessment of his knowing exercise of the right to defend himself. Goffney, 843 S.W.2d at 585. Appellant claims that, because no evidence of the Far-etta admonishments appears in the record, the trial court did not meet its burden of demonstrating that appellant’s waiver of counsel was knowing and intelligent. See id. However, unlike Faretta and Goffney, this case does not involve a defendant who represented himself without access to counsel, but, rather, one for whom the court appointed standby counsel. See Faretta, 422 U.S. at 808, 95 S.Ct. at 2527; Goffney, 843 S.W.2d at 584. This crucial fact distinguishes the facts of this case from those in Faretta and its progeny. See Robertson v. State, 934 S.W.2d 861, 864 (Tex.App.-Houston [14th Dist.] 1996, no pet.).

The term “standby counsel” usually describes situations when, in response to a defendant’s request for self-representation, the trial court instead allows the defendant’s attorney to remain as counsel and be available to advise the defendant and participate in the case, or not, as requested by the defendant. Faretta, 422 U.S. at 834, 95 S.Ct. at 2541 n. 46. In such a case, if the defendant thereafter invokes the participation of standby counsel, the representation becomes hybrid, which has been described as “partially pro se and partially by counsel.” See Landers v. State, 550 S.W.2d 272, 280 (Tex.Crim.App.1977). The Faretta admonishments for pro se defendants are not required for defendants engaged in hybrid representation. See Maddox v. State, 613 S.W.2d 275, 286 (Tex.Crim.App.1980) (no question of waiver of counsel involved with hybrid representation).

In Robertson v. State, the Fourteenth Court of Appeals recently addressed the precise issue presented in this case, namely, whether the requirement to admonish a defendant of the dangers of self-representation arises where standby counsel is appointed but does not participate in the trial. 934 S.W.2d at 864. In Robertson, the court held it is preferable to admonish a defendant where standby counsel is appointed, but it is not required. Id. at 864, 866. The court began by analyzing the factors considered by the Court of Criminal Appeals in deciding when admonishments are constitutionally required. See id. at 864-66. The Fourteenth Court found that the Court of Criminal Appeals has held that admonishment is required only where counsel is waived, and that such a waiver does not occur in hybrid representation. Robertson, 934 S.W.2d at 865. According to the Fourteenth Court, those cases can be read to say that waiver of counsel and the need to admonish arise only where a defendant waives counsel in the sense of having none available, i.e., neither hybrid representation nor standby counsel. Id. The court concluded that, because both hybrid representation and standby counsel involve the defendant’s assuming control over important tactical considerations and deciding the extent to which the assistance of counsel will actually be invoked, no basis exists on which to treat standby counsel differently from hybrid representation. Id. at 865. Therefore, the court held that, because admonishment is [127] not required for hybrid representation, it is not required in eases involving nonparticipating standby counsel. Id. at 866.

We find the reasoning in Robertson persuasive. Although appellant in this case conducted his own defense, he did have access to standby counsel appointed by the trial court. Therefore, we hold that the absence from the record of Faretta admonishments was not error.

We overrule appellant’s first point of error.

Withdrawal of Counsel Waiver

In his second point of error, appellant claims that the trial court erred in not allowing him to withdraw his waiver of counsel prior to the punishment phase of the trial. Immediately before the announcement of the jury’s verdict and the commencement of the punishment phase of the trial, the following exchange occurred among the court, appellant, and counsel for the State:

The Court: Mr. Walker, I understand from your counsel that if the jury finds you guilty you want to withdraw your request for a jury and go to the Court for punishment. Is that what you want to do?
Mr. Walker: Oh, no. The request was that I would like to withdraw my pro se plea; And during the punishment evidence, you know, just put me in the back. I don’t want to hear it. I don’t want to hear.

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Walker v. State, 962 S.W.2d 124, 1997 Tex. App. LEXIS 6265, 1997 WL 751416 (Tex. Ct. App. 1997).

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