Walker v. Monreal

2017 IL App (3d) 150055, 76 N.E.3d 796

• Court: Appellate Court of Illinois
• Decided: April 3, 2017
• Docket: 3-15-0055
• Status: Unpublished

Opinion

2017 IL App (3d) 150055

Opinion filed April 3, 2017 _____________________________________________________________________________

IN THE

APPELLATE COURT OF ILLINOIS

THIRD DISTRICT

DAVID D. WALKER, ) Appeal from the Circuit Court ) of the 12th Judicial Circuit, Plaintiff-Appellant, ) Will County, Illinois. ) ) v. ) Appeal No. 3-15-0055 ) Circuit No. 13-MR-519 ADAM P. MONREAL, Chairman of the ) Illinois Prisoner Review Board, ) Honorable ) Roger Rickmon, Defendant-Appellee. ) Judge, presiding. _____________________________________________________________________________

JUSTICE CARTER delivered the judgment of the court, with opinion. Justices McDade and Wright concurred in the judgment and opinion. _____________________________________________________________________________

OPINION

¶1 Plaintiff, David Walker, an inmate in the Illinois Department of Corrections (IDOC),

filed a complaint for mandamus relief against Adam Monreal, Chairman of the Prisoner Review

Board. In his complaint, Walker requested that the trial court compel Monreal to conduct a new

revocation hearing regarding the revocation of his mandatory supervised release (MSR). The

trial court granted Monreal’s motion to dismiss the mandamus complaint with prejudice. Walker

appealed. We affirm.

¶ 2 FACTS ¶3 According to Walker’s filings in this case, he was released from prison to serve a three-

year MSR term on March 29, 2000, related to case number 90-CF-1815. On October 3, 2000,

Walker was arrested for violating various terms of his MSR. On October 25, 2000, he was also

charged with the unlawful use of a weapon by a felon. On June 6, 2001, he was charged, by way

of indictment, with first degree murder and attempted armed robbery for an incident that had

occurred on October 1, 2000. On October 11, 2002, after a jury trial, Walker was found guilty of

first degree murder. The trial court sentenced him to 50 years of imprisonment.

¶4 On November 5, 2003, Walker appeared before the Illinois Prisoner Review Board for a

revocation hearing regarding the MSR term he was serving in case number 90-CF-1815 at the

time he committed the murder offense. At the revocation hearing, Walker requested a

continuance to obtain evidence to prove that the warrant issued for his arrest for alleged MSR

violations was issued without verified facts to establish probable cause. The hearing officer

denied the request for a continuance, reasoning that Walker’s argument of lack of probable cause

to support the warrant that had been issued on October 3, 2000, was moot in light of Walker

being convicted of a murder that he committed during the MSR term, on October 1, 2000. The

hearing officer indicated that the revocation of the MSR term should proceed based on Walker

having violated the conditions of the MSR as evidence by his murder conviction.

¶5 On February 26, 2013, nearly 10 years later, Walker filed a complaint for mandamus

relief, requesting that the trial court compel Monreal, the Chairman of the Prisoner Review

Board, to conduct a second revocation hearing. In the complaint, Walker argued that he was

denied due process at the original revocation hearing.

¶6 On August 12, 2013, Walker filed a motion for default because Monreal had been served

with the complaint but failed to file an answer. On August 22, 2013, the trial court entered an

order giving Monreal one month to answer or otherwise plead to Walker’s default motion.

¶7 On September 26, 2013, an assistant attorney general entered his appearance to represent

Monreal and filed a motion to dismiss pursuant to section 2-615 of the Code of Civil Procedure

(Code) (735 ILCS 5/2-615 (West 2012)), arguing that Walker’s mandamus complaint failed to

state a claim. Also on September 26, 2013, Walker filed a second motion for default. The same

day, the trial court denied Walker’s default motions and granted Monreal leave to file the motion

to dismiss. On February 27, 2014, the trial court denied Monreal’s section 2-615 motion to

dismiss and gave him until March 25, 2014, to answer or otherwise plead.

¶8 On March 26, 2014, Monreal filed a motion to dismiss pursuant to section 2-619 of the

Code (735 ILCS 5/2-619 (West 2014)), arguing that Walker’s mandamus complaint was barred

under the common law doctrine of laches. Monreal contended that a mandamus action must be

brought within six months unless there was a reasonable explanation for the delay and

defendant’s mandamus complaint was not filed until 10 years after the revocation hearing of

which he complained. Monreal also argued Walker’s claim was moot because Walker was

convicted of first degree murder, which provided an alternative basis for revoking Walker’s

MSR.

¶9 On December 17, 2014, the trial court granted Monreal’s motion and dismissed Walker’s

mandamus complaint with prejudice. In addition, the trial court found that Monreal’s section 2­

615 motion to dismiss should have also been granted.

¶ 10 On January 14, 2015, Walker filed a notice of appeal that was file-stamped as received by

the circuit clerk on January 20, 2015. The envelope for the notice of appeal indicated, “This

correspondence is from an inmate of the IDOC” and was postmarked January 16, 2015.

¶ 11 Along with the notice of appeal, defendant enclosed a “Proof/Certificate of Service,”

dated January 14, 2015, which was also file-stamped as being received by the circuit clerk on

January 20, 2015. The certificate of service was signed by Walker and listed his address as the

Stateville Correctional Center, P.O. Box 112, Joliet, Illinois. The certificate of service indicated

that the documents were to be delivered to the circuit court clerk at 14 West Jefferson Street,

Joliet, Illinois, 60432, and stated:

“PLEASE TAKE NOTICE that on Jan. 14, 2015, I placed the attached or

enclosed documents in the institutional mail at Stateville Correctional Center,

properly addressed to the parties listed above for mailing through the United

States Postal Service.”

¶ 12 ANALYSIS

¶ 13 On appeal, Walker argues the trial court erred by (1) denying his motions for default, (2)

granting Monreal’s section 2-619 motion to dismiss, and (3) finding Monreal’s section 2-615

motion to dismiss should have been granted. Monreal filed a motion to dismiss the appeal for

lack of jurisdiction, arguing Walker’s notice of appeal was untimely and “leaves this Court

without jurisdiction to consider the appeal.” Monreal also argues on appeal that this court should

affirm the trial court’s dismissal of the mandamus complaint and that the trial court did not err in

denying Walker’s motions for default.

¶ 14 I. Jurisdiction

¶ 15 We first address Monreal’s motion to dismiss this appeal for lack of jurisdiction. A

reviewing court has a duty to determine whether it has jurisdiction prior to addressing any issue

on appeal. Secura Insurance Co. v. Illinois Farmers Insurance Co., 232 Ill. 2d 209, 213 (2009).

A timely notice of appeal is mandatory for jurisdiction to be conveyed upon the appellate court.

Id. Without a properly filed notice of appeal, the appellate court lacks jurisdiction over the matter

and must dismiss the appeal. Huber v. American Accounting Ass’n, 2014 IL 117293, ¶ 8.

¶ 16 Illinois Supreme Court Rule 303(a)(1) (eff. Jan. 1, 2015) requires an appealing party to

file a notice of appeal with the clerk of the circuit court within 30 days after the entry of the final

judgment being appealed (or within 30 days after the entry of the order disposing of a timely

posttrial motion directed against the judgment). The time of filing of the notice of appeal will be

the date on which the filings are actually received by the clerk of the reviewing court. Ill. S. Ct.

R. 373 (eff. Sept. 19, 2014). 1 However, if the clerk receives the notice of appeal after the due

date, the time of mailing shall be deemed the time of filing. Id.

¶ 17 Subsection (b)(4) of Illinois Supreme Court Rule 12 specifically addresses service by

mail by a pro se petitioner from a correctional facility, which provides that proof of service is

accomplished by “certification as provided in section 1-109 of the Code of Civil Procedure

(Code) (735 ILCS 5/1-109 (West 2012)) of the person who deposited the document in the

institutional mail, stating the time and place of deposit and the complete address to which the

document was to be delivered.” Ill. S. Ct. R. 12(b)(4) (eff. Sept. 19, 2014). 2 Section 1-109 of the

1 Subsequent to the relevant time pertaining to the facts of this case, Rule 373 was amended on October 6, 2016, with an effective date of November 1, 2016. Ill. S. Ct. R. 373 (eff. Nov. 1, 2016). 2 Subsequent to the relevant time pertaining to the facts of this case, Rule 12 was amended twice, with effective dates of January 2, 2016 and November 1, 2016. Ill. S. Ct. R. 12 (eff. Nov. 1, 2016).

Code indicates that the person having knowledge of the matters stated in the document that was

certified shall subscribe to a certification in substantially the following form:

“Under penalties as provided by law pursuant to Section 1-109 of the Code of

Civil Procedure, the undersigned certifies that the statements set forth in this

instrument are true and correct, except as to matters therein stated to be on

information and belief and as to such matters the undersigned certifies as

aforesaid that he verily believes the same to be true.” 735 ILCS 5/1-109 (West

2014).

Section 1-109 also provides, “Any person who makes a false statement, material to the issue or

point in question, which he does not believe to be true, in any pleading, affidavit or other

document certified by such person in accordance with this Section shall be guilty of a Class 3

felony.” 735 ILCS 5/1-109 (West 2014).

¶ 18 In this case, Walker’s notice of appeal was due for filing in the circuit clerk’s office by

January 16, 2015. Ill. S. Ct. R. 303(a)(1) (eff. Jan. 1, 2015). However, the circuit clerk did not

receive the notice of appeal until January 20, 2015. Since defendant’s notice of appeal was

received by the circuit clerk more than 30 days after the trial court dismissed his mandamus

complaint, the time of mailing may be used to establish the filing date. Walker’s proof of mailing

indicated the date and place of deposit and the complete address of where the document was to

be delivered but failed to include certifying language in substantial compliance with the

requirements of section 1-109 of the Code.

¶ 19 Specifically, Walker was required to certify the following statement: “on Jan[uary] 14,

2015, I placed the attached or enclosed documents in the institutional mail at [the] Stateville

Correctional Center, properly addressed to the parties listed above for mailing through the United

States Postal Service.” See 735 ILCS 5/1-109 (West 2014). Walker failed to indicate anywhere

in the “certification” that he was certifying that he had placed the documents in the mail system

on January 14, 2015, in accordance with section 1-109 of the Code. See 735 ILCS 5/1-109 (West

2014). Thus, Walker’s certificate of mailing was insufficient to prove the date of mailing and

failed to establish that the notice of appeal was timely filed.

¶ 20 Nonetheless, the envelope in which the notice of appeal was mailed was clearly

postmarked January 16, 2015. Many districts have held that a postmark cannot be relied upon to

provide sufficient proof of service where there is no certificate of service as required by Rule

12(b). See People v. Blalock, 2012 IL App (4th) 110041, ¶ 11 (postjudgment motion deemed

filed on date received by clerk and not date of postmark); People v. Smith, 2011 IL App (4th)

100430 (adhering to the strict requirement of filing an affidavit or certificate of service in

compliance with Rule 12(b)); People v. Tlatenchi, 391 Ill. App. 3d 705, 713 (2009) (the First

District Appellate Court adhered to the strict requirements of Rule 12(b) for proof of mailing);

People v. Lugo, 391 Ill. App. 3d. 995, 1002 (2009) (Second District Appellate Court held that a

postmark is not sufficient proof of mailing under Rule 12(b)). However, in contrast, a panel of

the Second District Appellate Court has held that a legible postmark is sufficient to establish the

date of mailing. People v. Hansen, 2011 IL App (2d) 081226, ¶ 14 (a clearly legible postmark is

sufficient proof of mailing even where there is no certificate of service as required by Rule

12(b)).

¶ 21 Here, the envelope was clearly postmarked January 16, 2015, and was made part of the

record in this case. The envelope indicates that Walker mailed the notice of appeal on or before

January 16, 2015. We agree with the Hansen court that requiring a court to ignore a clearly

legible postmark is requiring the court to disregard “the best, most competent evidence” of the

date of mailing. Id. Relying upon the clearly legible postmark in this case, we conclude that

Walker’s notice of appeal was timely filed. Consequently, we have jurisdiction over this appeal.

¶ 22 II. Dismissal of the Mandamus Complaint

¶ 23 On appeal, Walker argues the trial court erred by (1) denying his motions for default and

(2) granting Monreal’s section 2-619 motion to dismiss and indicating Monreal’s section 2-615

motion to dismiss should have been granted. In response, Monreal argues that this appeal should

be dismissed as moot because Walker is seeking a new MSR revocation hearing but the sentence

that included the applicable MSR term has been discharged. Monreal also argues that the trial

court properly dismissed the mandamus complaint pursuant to section 2-619 of the Code because

the claim was barred by the equitable doctrine of laches. He further argues that the dismissal of

the mandamus complaint is appropriate pursuant to section 2-615 because the allegations of the

complaint failed to state a cause of action. Finally, Monreal argues that the trial court did not

abuse its discretion in denying Walker’s motions for default judgment where there has been no

showing of the denial of substantial justice.

¶ 24 We review de novo the trial court’s dismissal of Walker’s mandamus complaint pursuant

to section 2-619 of the Code, and we may affirm on any basis supported by the record. Ashley v.

Pierson, 339 Ill. App. 3d 733, 737 (2003). In the mandamus complaint, Walker requested a new

revocation hearing so that he could offer proof at the new hearing that the warrant for his arrest

for violating the MSR term was issued without probable cause.

¶ 25 Walker’s claim is barred by the doctrine of laches. Laches is applied when a party’s

failure to timely assert a right has caused prejudice to an adverse party. Id. The doctrine of laches

applies to mandamus petitions. Id. at 739. Generally, the party asserting a laches defense must

prove (1) a lack of due diligence by the party asserting a claim and (2) prejudice to the party

asserting laches. Id. The plaintiff’s lack of diligence is established by showing that more than six

months has elapsed between the accrual of the cause of action and filing of the petition, unless

there is a reasonable excuse for the delay. Id.; Caruth v. Quinley, 333 Ill. App. 3d 94, 99 (2002).

In proving prejudice by the other party’s delay, prejudice is deemed inherent “where a detriment

or inconvenience to the public will result.” (Internal quotation marks omitted.) Ashley, 339 Ill.

App. 3d at 739 (quoting City of Chicago v. Condell, 224 Ill. 595, 598-99 (1906)). Such detriment

and inconvenience exists in cases where inmates file mandamus petitions more than six months

after the completion of the original IDOC disciplinary proceedings and no reasonable excuse

exists for the delay. Ashley, 339 Ill. App. 3d at 739; Alicea v. Snyder, 321 Ill. App. 3d 248, 254

(2001) (IDOC conducts large number of disciplinary proceedings every year and the expense and

burden of conducting reviews long after the original proceedings are completed would result in

extensive public detriment and inconvenience).

¶ 26 In this case, Walker filed his mandamus complaint more than 10 years after the denial of

his request for a continuance at the revocation hearing on November 5, 2003. Walker provides

no reasonable excuse for the prolonged delay. Prejudice by the delayed filing of the mandamus

complaint is inherent in this case, where more than six months has elapsed since the complained

of proceeding was conducted by the Illinois Prisoner Review Board and the sentence for which

the relevant MSR term was revoked has long since been discharged. See Ashley, 339 Ill. App. 3d

at 737. Consequently, we affirm the trial court’s dismissal of Walker’s mandamus complaint

pursuant to section 2-619 of the Code.

¶ 27 III. Denial of Walker’s Motions for Default

¶ 28 Walker also argues that the trial court erred in denying his motions for default. Entry of a

default is a drastic remedy that should be used only as a last resort because the law prefers that

controversies be determined according to the substantive rights of the parties. In re Haley D.,

2011 IL 110886, ¶ 69. Decisions whether to grant or deny a motion for default judgment are

within the sound discretion of the trial court and will not be reversed absent an abuse of

discretion or the denial of substantial justice. Dupree v. Hardy, 2011 IL App (4th) 100351, ¶ 51.

Where a defendant files a motion to vacate a default order, the provisions of the Code of Civil

Procedure governing relief from a default are to be liberally construed, with the overriding

consideration being whether substantial justice is being done between the litigants and whether it

is reasonable, under the circumstances, to compel the parties to go to trial on the merits. Haley

D., 2011 IL 110886, ¶ 69. In making this assessment, a court should consider all events leading

up to the judgment, with the determination of what is just and proper determined by the facts of

each case. Id.

¶ 29 Given the circumstances of this case, the trial court did not abuse its discretion in denying

Walker’s requests for default where substantial justice would not have been accomplished had

the default motions been granted. Section 2-615 of the Code governs motions to dismiss

complaints that are substantially insufficient in law. See 735 ILCS 5/2-615 (West 2012)). Under

section 2-615 of the Code, we accept as true all well-pleaded facts contained within the

complaint, along with the reasonable inferences, and view those facts in the light most favorable

to the plaintiff. Dupree, 2011 IL App (4th) 100351, ¶ 19. Here, Walker alleged that he was

arrested for violating various terms of his MSR and the arrest warrant lacked probable cause. He

claimed that he requested several continuances of the MSR revocation hearing to obtain

information to challenge the warrant, but the hearing officer denied those requests, finding the

issue of whether there was sufficient probable cause to issue the arrest warrant to be “moot”

where Walker had been convicted of a murder that took place during the MSR term that was the

subject of the revocation hearing. Accepting the facts that Walker pled as true, Walker had been

convicted of a murder that took place during his MSR term, and the revocation hearing officer

specifically indicated that the revocation proceedings were to be based on that murder offense.

The mandamus complaint failed to state a claim. See McFatridge v. Madigan, 2013 IL 113676,

¶ 17 (mandamus is an extraordinary remedy to compel public officers to perform

nondiscretionary official duties, wherein a plaintiff must establish a clear right to the relief

sought, a clear duty of the public officer to act, and clear authority of the public officer to comply

with the order); Hadley v. Ryan, 345 Ill. App. 3d 297, 301 (2003) (mandamus may not be used to

direct the official to reach a particular decision or exercise his discretion in a particular manner).

Substantial justice would not have been accomplished by the trial court granting Walker’s

default motions where the complaint failed to state a claim.

¶ 30 Furthermore, even if a default order against Monreal had been entered, upon Monreal’s

request for vacatur, substantial justice would require the trial court to set aside the default where

the mandamus complaint both failed to state a claim and was barred by the doctrine of laches.

See Haley D., 2011 IL 110886, ¶ 69. Consequently, the trial court did not abuse its discretion in

¶ 31 CONCLUSION

¶ 32 The judgment of the circuit court of Will County is affirmed.

¶ 33 Affirmed.