Walker v. Department of Human Resources

842 A.2d 53, 379 Md. 407, 2004 Md. LEXIS 33, 174 L.R.R.M. (BNA) 2622
CourtCourt of Appeals of Maryland
DecidedFebruary 11, 2004
Docket49, Sept. Term, 2003
StatusPublished
Cited by33 cases

This text of 842 A.2d 53 (Walker v. Department of Human Resources) is published on Counsel Stack Legal Research, covering Court of Appeals of Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Walker v. Department of Human Resources, 842 A.2d 53, 379 Md. 407, 2004 Md. LEXIS 33, 174 L.R.R.M. (BNA) 2622 (Md. 2004).

Opinion

*409 WIENER, Judge.

Title 12 of the State Personnel and Pensions Article of the Maryland Code (SPP) sets forth a grievance procedure for most Executive Branch State employees. The question before us is whether that procedure is available to resolve the particular kind of complaint filed by appellants, who are employed by the Baltimore City Department of Social Services (BCDSS), a unit of the State Department of Human Resources (DHR). An administrative law judge, acting for the State Department of Budget and Management (DBM), found that the statutory grievance procedure was not applicable and dismissed their complaints. On judicial review, the Circuit Court for Baltimore City affirmed that decision. We granted certiorari to consider the issue and shall affirm the judgment of the Circuit Court.

BACKGROUND

The Statutory and Contractual Framework

Subject to certain exceptions, SPP § 12-102(a) makes the grievance procedure set forth in title 12 of the article applicable to all employees in the State Personnel Management System within the Executive Branch. One of the exceptions, stated in § 12-102(b)(6), is that the title does not apply to an employee “who is subject to a collective bargaining agreement that contains another grievance procedure.” Section 12-103(a) broadly permits an employee to present a grievance free from coercion, discrimination, interference, reprisal, or restraint, and § 12-103(b) states that, unless another procedure is provided for by SPP, that grievance procedure is the exclusive remedy through which a non-temporary employee in the State Personnel Management System “may seek an administrative remedy for violations of the provisions of this article.” A “grievance” is defined in § 12-101(b) as a dispute between an employee and his/her employer about the interpretation of and application to the employee of “a personnel policy or regulation adopted by the Secretary [of Budget and Management]” or “any other policy or regulation over which *410 management has control.” That definition is critical to our decision.

With certain exceptions, §§ 12-201 through 12-205 create' a three-step procedure for resolving grievances. Step 1, provided for in § 12-203, is the filing of a written grievance with the employee’s “appointing authority” within 20 days after (1) the occurrence of the alleged act that is the basis of the grievance, or (2) the employee first knew or should have known of that act. Within 10 days after receiving the grievance, the appointing authority, through its designee, is required to confer with the employee and attempt to resolve the grievance, and within 10 days after that conference, to issue a written decision in which any relief permissible under § 12-402(a) may be awarded. That relief is limited to restoration of rights, pay, status, or benefits that the employee otherwise would have had if the contested policy, procedure, or regulation had been properly applied.

If the employee is unhappy with the result of Step 1, the employee or the employee’s representative may, within 10 days after receiving the Step 1 decision, move to Step 2, which is an appeal to the head of the employee’s principal unit, or that person’s designee. See § 12-204. Within 10 days, that person must review the grievance record, confer with the employee, and attempt to resolve the grievance. The unit head must render a written decision within 10 days after the conference. Step 3, set forth in § 12-205, is an appeal to the Secretary of Budget and Management, which must be taken in writing by the employee or his/her representative within 10 days after receipt of the Step 2 decision. If the Secretary does not concur with the Step 2 decision, he/she must first attempt to reach an agreeable and binding settlement, and, if that is unsuccessful, refer the grievance to the Office of Administrative Hearings (OAH) for a contested case hearing and final administrative decision under the Administrative Procedure Act (State Government Article, title 10, subt. 2).

In 1999, the General Assembly enacted legislation intended to supersede an Executive Order that had previously been *411 issued by the Governor (Executive Order 01.01.1996.13) and, by statute, establish limited collective bargaining rights for State Executive Branch employees. See 1999 Md. Laws, ch. 298. It achieved that objective by repealing existing provisions in title 3 of SPP that called for employee/management teams in each of the principal units of the Executive Branch, and replacing those provisions with a new title 3 dealing generally with collective bargaining. Subject to certain exceptions and limitations, the new law gives Executive Branch employees the right to form, join, and participate in employee organizations and to engage in “other concerted activities for the purpose of collective bargaining” (or to refrain from doing so) and, without the intervention of such an organization, to “discuss any matter with the employer.” § 3-301. The law provides for the creation of bargaining units and the election of exclusive representatives for employees in those units, and it sets forth procedures for the negotiation of a “memorandum of understanding” (MOU).

With certain exceptions, § 3-502 provides that collective bargaining shall include “all matters relating to wages, hours, and other terms and conditions of employment.” One of the caveats to that broad scope is that the employer is not required to negotiate on any matter that is inconsistent with applicable law but may negotiate and reach agreement on such matters, so long as it is understood that the agreement as to those matters cannot become effective unless the applicable law is amended by the General Assembly. An MOU must be in writing and ratified by the Governor. It may not be for less than one year or for more than three years. § 3-601.

Appellants, Donna Walker, Ravital Shalev, and Michelle Moore-Powell, are within the category of employees covered by the title 12 grievance procedure. They are also covered by an MOU that was entered into by the State and Council 92 of the American Federation of State, County, and Municipal Employees (AFSCME) on June 7, 2000, and that was to remain in effect until June 30, 2002. Article 30 of that MOU provides a dispute resolution procedure. Using the terms “complaint” and “dispute” rather than “grievance,” the Article *412 sets forth a four-step procedure for resolving disputes “concerning the application or interpretation of the terms of this MOU.”

That procedure differs in two principal respects from the grievance procedure established under title 12 of SPP, one of which is critical here. Step 1, which must be triggered within 15, rather than 10, days after the event giving rise to the complaint (or the time the employee should reasonably have known of its occurrence), involves a discussion with the employee’s immediate supervisor. The supervisor must attempt to resolve the dispute and respond orally within three days. Initial resort to the immediate supervisor is not expressly provided for in the statutory grievance procedure; that is one of the differences, but not an important one in this case.

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Bluebook (online)
842 A.2d 53, 379 Md. 407, 2004 Md. LEXIS 33, 174 L.R.R.M. (BNA) 2622, Counsel Stack Legal Research, https://law.counselstack.com/opinion/walker-v-department-of-human-resources-md-2004.