Walden v. Tulsair Beechcraft, Inc.

96 F.R.D. 34, 35 Fed. R. Serv. 2d 1145, 1982 U.S. Dist. LEXIS 16870
CourtDistrict Court, W.D. Arkansas
DecidedNovember 1, 1982
DocketCiv. No. 82-5049
StatusPublished
Cited by5 cases

This text of 96 F.R.D. 34 (Walden v. Tulsair Beechcraft, Inc.) is published on Counsel Stack Legal Research, covering District Court, W.D. Arkansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Walden v. Tulsair Beechcraft, Inc., 96 F.R.D. 34, 35 Fed. R. Serv. 2d 1145, 1982 U.S. Dist. LEXIS 16870 (W.D. Ark. 1982).

Opinion

MEMORANDUM OPINION

H. FRANKLIN WATERS, Chief Judge.

Introduction

On February 9, 1982, plaintiffs instituted this action by filing a complaint in the Circuit Court of Washington County, Arkansas. On May 13, 1982, this Court quashed the service effectuated by the [36]*36plaintiffs as not complying with state law. The second attempt to serve the complaint on Beech Aircraft Corporation was not completed until June 7, 1982, 118 days after filing.

Beech Aircraft Corporation, on June 23, 1982, moved for judgment on the pleadings, pursuant to Rule 12(c), Fed.R.Civ.P., because service was not effectuated until more than sixty (60) days after the filing of the complaint, and because the statute of limitations expired in the interim. Plaintiffs have responded and the issues are ripe for resolution.

Discussion

Defendant, Beech Aircraft Corporation (hereinafter “Beech”), urges that Ark.R. Civ.P. 3 requires that service be had within sixty (60) days of filing the complaint, else there must be a new filing which does not “relate back.” Beech argues that the statute of limitations with the longest time period which may be applicable is the three-year limit found in Ark.Stat.Ann. § 27-907. As the death occurred on February 9, 1979, Beech asserts that valid filing must have been effected prior to February 9, 1982. Since there was no further attempted service until June 7,1982, Beech contends that the action is barred.

However, for the reasons set forth herein, this result cannot be reached by this Court.

The Rules of Decision Act, 28 U.S.C. § 1652 (1966) states:

The laws of the several states, except where the Constitution or treaties of the United States or Acts of Congress otherwise require or provide, shall be regarded as rules of decision in civil actions in the courts of the United States, in cases where they apply.

Under this statute a federal court must apply state law in deciding the merits of a diversity case.

Until the Supreme Court’s decision in Erie R.R. v. Tompkins, 304 U.S. 64, 58 S.Ct. 817, 82 L.Ed. 1188 (1938), it was hornbook law that the jurisdiction of the federal courts depended entirely on the Constitution and acts of Congress and that state law could not limit the federal judicial power. See David Lupton’s Sons Co. v. Automobile Club of America, 225 U.S. 489, 32 S.Ct. 711, 56 L.Ed. 1177 (1912); Barrow Steamship Co. v. Kane, 170 U.S. 100, 18 S.Ct. 526, 42 L.Ed. 964 (1898); Chicago & N.W. Ry. v. Whitton, 80 U.S. (13 Wall.) 270, 20 L.Ed. 571 (1871); Union Bank v. Vaiden, 59 U.S. (18 How.) 503, 15 L.Ed. 472 (1855); Suydam v. Broadnax, 39 U.S. (14 Pet.) 67, 10 L.Ed. 357 (1840).

With the advent of Erie, a wholesale reevaluation of the interrelationship of federal and state law began. Erie itself simply extended the Rules of Decision Act to state judge-made law, so that a federal court was required to apply state law as pronounced not only by legislatures but also by state judges.

It soon became clear that Erie was much more than a holding, as the “Erie doctrine” became a broad principle governing the distribution of federal and state law-making power. In Guaranty Trust Co. v. York, 326 U.S. 99, 109, 65 S.Ct. 1464, 1470, 89 L.Ed. 2079 (1945), the Supreme Court announced that

the intent of [Erie ] was to ensure that, in all cases where a federal court is exercising jurisdiction solely because of the diversity of citizenship of the parties, the outcome of the litigation in the federal court should be substantially the same, so far as legal rules determine the outcome of a litigation, as it would be if tried in a state court ... a block away.

York, however, is not the Supreme Court’s final word on “the policy of Erie.” In Byrd v. Blue Ridge Rural Electric Cooperative, Inc., 356 U.S. 525, 78 S.Ct. 893, 2 L.Ed.2d 953 (1958), the Court held that a federal court sitting in a diversity case should grant a jury trial on a crucial issue of fact which the state court would have determined without a jury. The Court limited York by holding that although application of a state rule would be required of federal courts in diversity cases when the rule is “bound up with [the] rights and obligations” at issue, federal courts need [37]*37not adopt state procedural rules which did not have substantive import and which conflicted with countervailing federal interests.

Furthermore, Byrd cited the pre-Erie case of Herron v. Southern Pacific Co., 283 U.S. 91, 51 S.Ct. 383, 75 L.Ed. 857 (1931), for the proposition that “state laws cannot alter the essential character or function of a federal court.” 283 U.S. at 94, 51 S.Ct. at 384, cited at 356 U.S. at 539, 78 S.Ct. 893. Thus, the Rules of Decision Act was interpreted as mandating strict adherence to state law which had substantive content, but not requiring mimicry of state procedural rules which had little substantive content and were designed primarily for purposes of state judicial administration.

This view of the Rules of Decision Act was reiterated in Hanna v. Plumer, 380 U.S. 460, 85 S.Ct. 1136, 14 L.Ed.2d 8 (1965). While resting its decision on the Rules Enabling Act, the Supreme Court went out of its way to state that

it is doubtful that, even if there were no Federal Rule making it clear that in-hand service is not required in diversity actions, the Erie rule would have obligated the District Court to follow the Massachusetts procedure. “Outcome-determination” analysis was never intended to serve as a talisman. 380 U.S. at 466-467, 85 S.Ct. at 1141.

Thus, the strict “outcome-determinative” test was laid to rest as the sole criterion for determining when the Rules of Decision required application of a state rule by a federal court. The key considerations were two: maintaining uniformity in the interpretation of a state’s substantive law (so as to avoid forum-shopping) and preventing the accident of citizenship from unfairly affecting the outcome of a diversity case.

It is clear that there is no sixty-day limitation on service in the federal rules. See Rule 3, Fed.R.Civ.P.

Rule 3 of the Arkansas Rules of Civil Procedure provides:

COMMENCEMENT OF ACTION

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Cite This Page — Counsel Stack

Bluebook (online)
96 F.R.D. 34, 35 Fed. R. Serv. 2d 1145, 1982 U.S. Dist. LEXIS 16870, Counsel Stack Legal Research, https://law.counselstack.com/opinion/walden-v-tulsair-beechcraft-inc-arwd-1982.