Wagner v. Wagner

58 A.D.2d 7, 395 N.Y.S.2d 641, 1977 N.Y. App. Div. LEXIS 11804
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJune 16, 1977
StatusPublished
Cited by8 cases

This text of 58 A.D.2d 7 (Wagner v. Wagner) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Wagner v. Wagner, 58 A.D.2d 7, 395 N.Y.S.2d 641, 1977 N.Y. App. Div. LEXIS 11804 (N.Y. Ct. App. 1977).

Opinion

Birns, J.

In this action for a declaratory judgment, plaintiffs appeal from a judgment where, following a trial on stipulated facts, the court dismissed the complaint.

Plaintiffs are the only children of Raymond M. Wagner and Theresa B. Wagner, husband and wife, both now deceased. Theresa died first and Raymond thereafter. Defendant Anne B. Wagner is the second wife and defendant Herbert J. A. Runstorf is the executor of the last will and testament of said Raymond M. Wagner.

Upon the death of Raymond, plaintiffs commenced the within action seeking a declaration of their rights with respect to Raymond’s estate. The complaint consisted of four causes of action, as follows:

(1) To impress a constructive trust upon certain real property located at 141 Forest Green, Staten Island.
(2) To void the right of election filed by Anne B. Wagner under EPTL 5-1.1 as surviving widow of Raymond.
(3) To impress a constructive trust upon the proceeds of a pension plan Raymond had with the City of New York, which were paid to Anne as designated beneficiary at Raymond’s death.1
(4) To impress a constructive trust upon funds which prior to the death of Theresa had been in savings and/or checking accounts in the joint or individual names of Raymond and Theresa, and upon other personal property which had been in the joint and/or individual names of Raymond and Theresa prior to Theresa’s death, which Raymond thereafter transferred to himself and Anne as joint tenants.

On October 17, 1967 Raymond and Theresa had executed a joint will which provides, in pertinent part, as follows:

"We, Raymond M. Wagner, and Theresa B. Wagner, his wife, in consideration of the agreement of each of us to dispose of our property as hereinafter set forth, do hereby make, publish and declare this to be our joint Last Will and Testament * * *
"First: We give to the survivor of us all our property, both real and personal * * *
[9]*9"Second: After the death of the survivor of either of us, all our property, both real and personal, we give devise and bequeath unto our children [plaintiffs herein]”.

Theresa died on September 27, 1971 and the joint will, insofar as her estate was concerned, was admitted to probate in Kings County. At the time of her death, Raymond and Theresa owned as tenants by the entirety, two parcels of real estate, one at 3722 Clarendon Road and the other at Avenue D, in Kings County, and had a bank account in their joint names in a Brooklyn bank.

On November 20, 1972 Raymond contracted to sell the Clarendon Road property for $32,750 all cash. On December 26, 1972 he married Anne. On March 3, 1973 Raymond and Anne contracted to buy certain real property located at 141 Forest Green, Staten Island, for $44,785, that is, $26,785 cash over a mortgage of $18,000. On June 30, 1973 Raymond closed the sale of Clarendon Road and on July 3, 1973 with the proceeds from the sale of Clarendon Road, closed the purchase of Forest Green, taking title thereto in the names of Raymond and Anne as tenants by the entirety.

Raymond died on November 7, 1974 and the joint will insofar as his estate was concerned was admitted to probate in Richmond County. At the time of his death Raymond owned the Forest Green property as tenants by the entirety with Anne (his second wife), the Avenue D property in his own name (as Theresa, with whom he had owned said property as tenants by the entirety, had predeceased him), two bank accounts in his name jointly with Anne in which there was $305.50 at the East River Savings Bank (emanating from Raymond’s and Theresa’s bank account in Brooklyn), and $148.32 at the Manufacturers Hanover Trust Company, the moneys of which were contributed solely by Raymond. It was alleged that furniture in the home of Raymond and Anne was purchased by Raymond with $4,065 from the proceeds of the sale of Clarendon Road.

Neither Theresa nor Anne ever worked or made any contribution to the purchases of Clarendon Road, Avenue D, the bank accounts or the purchase of the furniture at the home of Raymond and Anne.

On or about February 26, 1975 plaintiffs commenced the within action. The theory of the complaint is that the joint will executed by Raymond and Theresa, plaintiffs’ parents, [10]*10imposed a contractual obligation upon the survivor to dispose of his or her assets, upon his or her death, to plaintiffs.

Trial Term dismissed the complaint on the ground that the joint will did not expressly impose a restriction on the disposition of property during the lifetime of the surviving spouse (EPTL 10-6.2, subd [a], par [4]) and that the joint will may not be enforced as a contract, for want of adequate consideration.

The trial court was in error. "Two persons may validly agree to dispose of their estates in a particular way and may embody their agreement in mutual wills or a joint testament.” (Rich v Mottek, 11 NY2d 90, 93.)

"A will is, of course, always ambulatory and revocable until death * * * [but] one so inclined may bind himself by a mutual or joint will to dispose of his estate in a specified and agreed manner. * * * If, in violation of the agreement so made, one of the parties to the joint will executes a new one, the latter is recognized as his last testament, but the courts will require its execütor and beneficiaries 'to perform the contract’ of their decedent. * * * Indeed, to permit the one who survives to gain the benefits of the joint will and then to flout its provisions in violation of the promise made to the other 'would be a mockery of justice’. * * * The principle, supported by reason and equity, has been followed in this State * * * as well as in other jurisdictions.” (Tutunjian v Vetzigian, 299 NY 315, 319.) "Each [testator] was at liberty during his lifetime to use his own [property] as he saw fit, short of making a different testamentary disposition or a gift to defeat the purpose of the agreement, which was that upon his death each was to leave the property of which he was then possessed in the manner agreed upon.” (Rastetter v Hoenninger, 214 NY 66, 73.)

The joint will executed by Raymond and Theresa strongly suggests an enforceable obligation upon the survivor to dispose of his property pursuant to paragraph "Second” because throughout, the plural pronouns "we” and "us” and not "I” are used, and further because the beneficiaries under the will, other than the testators themselves, are their children (Rich v Mottek, supra; Rastetter v Hoenninger, supra; Tutunjian v Vetzigian, supra; Rubenstein v Mueller, 19 NY2d 228; Elwyn v Comeau, 8 Misc 2d 704, affd 5 AD2d 748). As was said in another connection, "the whole writing may be 'instinct with an obligation’ imperfectly expressed * * * If that is so, there [11]*11is a contract.” (Cardozo, J. in Wood v Lucy Lady Duff-Gordon, 222 NY 88, 91.)2

Recently this court, in Glass v Battista (56 AD2d 806), speciiTcially enforced contractual obligations created by a joint will whose language is virtually identical to the will executed by the parents of plaintiffs herein.

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Cite This Page — Counsel Stack

Bluebook (online)
58 A.D.2d 7, 395 N.Y.S.2d 641, 1977 N.Y. App. Div. LEXIS 11804, Counsel Stack Legal Research, https://law.counselstack.com/opinion/wagner-v-wagner-nyappdiv-1977.