Wagner v. O'Malley

District Court, N.D. Illinois·Decided March 29, 2023·No. 1:20-cv-07028·Unknown

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION

STEVEN W.,1 ) ) Plaintiff, ) ) No. 20 C 07028 v. ) ) Magistrate Judge Beth W. Jantz KILOLO KIJAKAZI, ) Acting Commissioner of Social Security,2 ) ) Defendant. ) )

MEMORANDUM OPINION AND ORDER This action was brought under 42 U.S.C. § 405(g) to review the final decision of the Commissioner of Social Security denying Plaintiff Steven W.’s application for Disability Insurance Benefits (“DIB”). The parties have consented to the jurisdiction of the United States Magistrate Judge pursuant to 28 U.S.C. §636(c). For the reasons that follow, Plaintiff’s motion for summary judgment [dkt. 21, Pl.’s Mot.] is GRANTED, and the Commissioner’s cross-motion for summary judgment [dkt. 25, Def.’s Mot.] is DENIED. The Commissioner’s decision is reversed, and this matter is remanded for further proceedings consistent with this Memorandum Opinion and Order.

1 In accordance with Internal Operating Procedure 22, Privacy in Social Security Opinions, the Court refers to Plaintiff by his first name and the first initial of his last name.

2 Pursuant to Federal Rule of Civil Procedure 25(d), Kilolo Kijakazi has been substituted for her predecessor. BACKGROUND I. Procedural History On September 28, 2018, Plaintiff filed a claim for DIB, alleging disability since February 2, 2014, the date he had a defibrillator placed due to his heart condition (chronic heart failure and

recurrent arrythmias). [Dkt. 16-1, R. 103, 109.] Plaintiff also was diagnosed with COPD, sleep apnea, and degenerative disc disease. [R. 117.] Plaintiff’s claim was denied initially and again upon reconsideration. [R. 123, 137.] Plaintiff requested a hearing before an Administrative Law Judge (“ALJ”), which was held by telephone (due to the COVID-19 pandemic) on March 18, 2020. [R. 40-98.] Plaintiff personally appeared by telephone, testified at the hearing, and was represented by counsel. [R. 40-98.] Vocational expert (“VE”) James Breen also testified. [R. 89-97.] After the ALJ hearing, Plaintiff, through his counsel, amended the alleged onset date to November 1, 2018. [R. 17.] On May 8, 2020, the ALJ denied Plaintiff’s claim for benefits, finding him not disabled under the Social Security Act. [R. 14-34.] The Social Security Administration Appeals Council

denied Plaintiff’s request for review, leaving the ALJ’s decision as the final decision of the Commissioner. [R. 1-3.] II. The ALJ’s Decision The ALJ analyzed Plaintiff’s claim in accordance with the Social Security Administration’s five-step sequential evaluation process. [R. 17-34.] The ALJ found at step one that Plaintiff had not engaged in substantial gainful activity since his amended alleged onset date of November 1, 2018. [R. 19.] At step two, the ALJ concluded that Plaintiff had the following severe impairments: degenerative joint disease of the cervical spine; chronic obstructive pulmonary disease (COPD); obstructive sleep apnea; chronic heart failure; and cardiac dysrhythmias. [R. 19.] The ALJ further noted that Plaintiff had suffered a fall in September 2019 that resulted in upper right flank pain, and that a CT scan of his chest and abdomen after the fall showed three rib fractures, nondisplaced transverse process fractures on the right side, retrolisthesis (an injury where a vertebra slips backward in the spine), and severe foraminal

stenosis. [R. 20.] Despite indications in the record that these more recent injuries may have caused further impairment beyond what Plaintiff had originally described in his application for benefits,3 the ALJ concluded that, based on the available evidence, it was not possible to determine whether the spine fractures were severe impairments that imposed more than minimal limitations on the claimant’s ability to work for at least 12-consecutive months. The ALJ concluded at step three that Plaintiff’s impairments, alone or in combination, do not meet or medically equal one of the Social Security Administration’s listings of impairments (a “Listing”). [R. 21-28.] Before step four, the ALJ determined that Plaintiff retained the residual functional capacity (“RFC”) to perform light work with the following additional limitations: no more than frequent (as opposed to constant) climbing on stairs, stooping,

crouching, kneeling or crawling; never climbing of ladders, ropes, or scaffolding; no work requiring balancing; no work in hazardous environments, such as work that required driving, operating moving machinery, working at unprotected heights, and working around exposed flames or unguarded large bodies of water; avoid exposure to excessive vibration either in the form of vibrating hand tools or vibrating surfaces; avoid concentrated exposure to extreme heat

3 At the telephonic hearing, Plaintiff explained that he had been treated by the emergency department at Northwestern Memorial Hospital the week prior, after experiencing numbness and pain in his arms for the past month and a half that left him unable to grip anything. [R. 53-55.] He explained that his physician had advised him that he required neck decompression surgery, which had been scheduled for April 2020, and had directed him not to drive and to wear a cervical collar in the interim. [R. 53-54, 57.] or cold as well as pulmonary irritants such as fumes, odors, dusts, gases, and poor ventilation. [R. 28.] At step four, the ALJ concluded that Plaintiff would not be able to perform his past relevant work as a pipe fitter. [R. 32.] At step five, based upon the VE’s testimony and

Plaintiff’s age, education, work experience, and RFC, the ALJ concluded that Plaintiff could perform jobs existing in significant numbers in the national economy, including hand packager and office helper, leading to a finding that he is not disabled under the Social Security Act. [R. 32-33.] DISCUSSION I. Judicial Review Under the Social Security Act, a person is disabled if he is unable “to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months.” 42 U.S.C. § 423(d)(1)(A). To

determine disability within the meaning of the Social Security Act, the ALJ conducts a five-step inquiry, asking whether: (1) the claimant has performed any substantial gainful activity during the period for which he claims disability; (2) the claimant has a severe impairment or combination of impairments; (3) the claimant’s impairment meets or equals any listed impairment; (4) the claimant retains the RFC to perform his past relevant work; and (5) the claimant is able to perform any other work existing in significant numbers in the national economy. 20 C.F.R. § 416.920(a). “A finding of disability requires an affirmative answer at either step three or step five.” Briscoe ex rel. Taylor v. Barnhart, 425 F.3d 345, 352 (7th Cir. 2005). “The claimant bears the burden of proof at steps one through four, after which at step five the burden shifts to the Commissioner.” Id. Because the Appeals Council denied review, the ALJ’s decision became the final decision of the Commissioner and is reviewable by this Court. 42 U.S.C.

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