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6 7 UNITED STATES DISTRICT COURT 8 WESTERN DISTRICT OF WASHINGTON AT SEATTLE 9 10 ABDIQAFAR WAGAFE, et al., CASE NO. 17-CV-00094-LK 11 Plaintiff, ORDER STRIKING PARTIES’ 12 v. MOTIONS TO SEAL 13 JOSEPH R. BIDEN, President of the United States, et al., 14 Defendant. 15 16 This case was recently reassigned to the undersigned judge. There are currently 17 17 pending motions that either seek to seal materials or request leave to file “highly sensitive 18 documents” under seal. See Dkt. Nos. 459, 464, 465, 474, 479, 484, 489, 496, 501, 505, 513, 19 514, 543, 544, 562, 564, 578. These latter motions are themselves sealed. See Dkt. Nos. 464, 20 513, 543, 562. For the reasons stated below, the Court STRIKES these motions and ORDERS 21 the parties to submit (1) a joint statement concisely consolidating their positions on the materials 22 they want sealed; and (2) an updated Joint Status Report. 23
24 1 BACKGROUND 2 Plaintiffs brought this class action in early 2017 against Donald J. Trump, then-President 3 of the United States; the United States Citizenship and Immigration Service (“USCIS”), a 4 component of the Department of Homeland Security; and several USCIS directors. Dkt. No. 17 5 at 5. Plaintiffs sued for declaratory and injunctive relief from President Trump’s Executive Order
6 13780, “Protecting the Nation from Foreign Terrorist Entry into the United States,” which 7 suspended entry into the United States for citizens or nationals of Syria, Iraq, Iran, Yemen, 8 Somalia, Sudan, and Libya. Dkt. Id. at 2. Specifically, Plaintiffs sought to compel USCIS to 9 adjudicate pending immigration benefit applications for citizens and nationals of these seven 10 countries, and enjoin USCIS from applying its “extreme vetting” policy to their immigration 11 applications. Id. at 4. 12 Prior to discovery, the Court approved the parties’ Stipulated Protective Order, which 13 purports to shield from public disclosure materials that qualify as “Confidential Information.” 14 See Fed. R. Civ. P. 26(c)(1); LCR 26(c)(2); Dkt. No. 86. The Stipulated Protective Order defines
15 “Confidential Information” to encompass 16 subcategories of materials including, to name a few, 16 personally identifiable information; information relating to the basis on which Defendants have 17 identified any individual as a “National Security Concern” under the “extreme vetting” policy of 18 its Controlled Application Review and Resolution Program (CARRP); information related to the 19 content or status of an individual’s immigration benefit application to the extent that it is linked 20 to the applicant’s identity; information protected by state and federal statutes and regulations; 21 trade secrets and other confidential research, development, and commercial information; non- 22 public proprietary information purchased or obtained from a private entity; information compiled 23 for law enforcement purposes; and medical records. See Dkt. No. 86 at 2–3. The Court also 24 issued a Limited Protective Order prohibiting public disclosure of names, “Alien numbers,” and 1 the application filing dates of unnamed plaintiffs in the Naturalization and Adjustment-of-Status 2 Classes. Dkt. No. 183 at 2–3. 3 Although the parties may designate materials “Confidential Information,” they must 4 “take care to limit any such designation to specific material that qualifies under the appropriate 5 standards” and “only those parts of [the] material . . . that qualify, so that other portions of the
6 material . . . for which protection is not warranted are not swept unjustifiably within the ambit” 7 of the Stipulated Protective Order. Dkt. No. 86 at 7. And, most notably, “[m]ass, indiscriminate, 8 or routinized designations are prohibited.” Id. Against this backdrop, the Court now highlights 9 the legal standards governing the sealing of judicial records and documents, for those standards 10 will guide the parties’ analyses as they compile a concise statement consolidating their positions 11 on the materials they wish to seal. 12 DISCUSSION 13 Because “the courts of this country recognize a general right to inspect and copy public 14 records and documents, including judicial records and documents,” Nixon v. Warner Commc’ns,
15 435 U.S. 589, 597 (1978), “the fruits of pretrial discovery are, in the absence of a court order to 16 the contrary, presumptively public,” San Jose Mercury News, Inc. v. United States District 17 Court, 187 F.3d 1096, 1103 (9th Cir. 1999). This is a strong presumption. Foltz v. State Farm 18 Mut. Auto. Ins. Co., 331 F.3d 1122, 1135 (9th Cir. 2003). A party seeking to seal court filings 19 pursuant to a stipulated protective order bears the burden of overcoming this hurdle. In re Roman 20 Cath. Archbishop of Portland, 661 F.3d 417, 424 (9th Cir. 2011). They face one of two uphill 21 battles. On the one hand, “[t]hose who seek to maintain the secrecy of documents attached to 22 dispositive motions must meet the high threshold of showing that ‘compelling reasons’ support 23 secrecy.” Kamakana v. City and Cnty. of Honolulu, 447 F.3d 1172, 1180 (9th Cir. 2006). On the 24 other, those wishing to keep sealed “records attached to non-dispositive motions” need only 1 “make a ‘good cause’ showing.” Id. The more onerous “compelling reasons” test is not limited to 2 motions that are “technically ‘dispositive’”; rather, it applies when “the motion is more than 3 tangentially related to the merits of a case.” Ctr. for Auto Safety v. Chrysler Grp., LLC, 809 F.3d 4 1092, 1101 (9th Cir. 2016). See also id. at 1099 (“[P]lenty of technically nondispositive 5 motions—including routine motions in limine—are strongly correlative to the merits of a case.”).
6 The Ninth Circuit has “emphasize[d] the difference between the ‘compelling reasons’ 7 standard and the ‘good cause’ standard[.]” Kamakana, 447 F.3d at 1180. The “good cause” 8 standard requires the party seeking protection to show “specific prejudice or harm” for each 9 document it seeks to protect. Foltz, 331 F.3d at 1130. “[B]road allegations of harm, 10 unsubstantiated by specific examples or articulated reasoning,” do not suffice. Beckman Indus., 11 Inc. v. Int’l Ins. Co., 966 F.2d 470, 476 (9th Cir. 1992) (internal quotation marks and citation 12 omitted). 13 A “good cause” showing will not, without more, satisfy the more exacting “compelling 14 reasons” test. Kamakana, 447 F.3d at 1180. Under this higher standard, the Court “may seal
15 records only when it finds a compelling reason and articulates the factual basis for its ruling, 16 without relying on hypothesis or conjecture.” Ctr. for Auto Safety, 809 F.3d at 1096–97 (cleaned 17 up). Those compelling reasons must “outweigh the general history of access and the public 18 policies favoring disclosure[.]” Kamakana, 447 F.3d at 1178–79. This is achieved when, for 19 example, court files might “become a vehicle for improper purposes,” Nixon, 435 U.S. at 598, or 20 be used “to gratify private spite, promote public scandal, circulate libelous statements, or release 21 trade secrets,” Kamakana, 447 F.3d at 1179. National security concerns can likewise provide a 22 compelling reason “for shrouding in secrecy even documents once in the public domain.” 23 Ground Zero Ctr. for Non-Violent Action v.
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6 7 UNITED STATES DISTRICT COURT 8 WESTERN DISTRICT OF WASHINGTON AT SEATTLE 9 10 ABDIQAFAR WAGAFE, et al., CASE NO. 17-CV-00094-LK 11 Plaintiff, ORDER STRIKING PARTIES’ 12 v. MOTIONS TO SEAL 13 JOSEPH R. BIDEN, President of the United States, et al., 14 Defendant. 15 16 This case was recently reassigned to the undersigned judge. There are currently 17 17 pending motions that either seek to seal materials or request leave to file “highly sensitive 18 documents” under seal. See Dkt. Nos. 459, 464, 465, 474, 479, 484, 489, 496, 501, 505, 513, 19 514, 543, 544, 562, 564, 578. These latter motions are themselves sealed. See Dkt. Nos. 464, 20 513, 543, 562. For the reasons stated below, the Court STRIKES these motions and ORDERS 21 the parties to submit (1) a joint statement concisely consolidating their positions on the materials 22 they want sealed; and (2) an updated Joint Status Report. 23
24 1 BACKGROUND 2 Plaintiffs brought this class action in early 2017 against Donald J. Trump, then-President 3 of the United States; the United States Citizenship and Immigration Service (“USCIS”), a 4 component of the Department of Homeland Security; and several USCIS directors. Dkt. No. 17 5 at 5. Plaintiffs sued for declaratory and injunctive relief from President Trump’s Executive Order
6 13780, “Protecting the Nation from Foreign Terrorist Entry into the United States,” which 7 suspended entry into the United States for citizens or nationals of Syria, Iraq, Iran, Yemen, 8 Somalia, Sudan, and Libya. Dkt. Id. at 2. Specifically, Plaintiffs sought to compel USCIS to 9 adjudicate pending immigration benefit applications for citizens and nationals of these seven 10 countries, and enjoin USCIS from applying its “extreme vetting” policy to their immigration 11 applications. Id. at 4. 12 Prior to discovery, the Court approved the parties’ Stipulated Protective Order, which 13 purports to shield from public disclosure materials that qualify as “Confidential Information.” 14 See Fed. R. Civ. P. 26(c)(1); LCR 26(c)(2); Dkt. No. 86. The Stipulated Protective Order defines
15 “Confidential Information” to encompass 16 subcategories of materials including, to name a few, 16 personally identifiable information; information relating to the basis on which Defendants have 17 identified any individual as a “National Security Concern” under the “extreme vetting” policy of 18 its Controlled Application Review and Resolution Program (CARRP); information related to the 19 content or status of an individual’s immigration benefit application to the extent that it is linked 20 to the applicant’s identity; information protected by state and federal statutes and regulations; 21 trade secrets and other confidential research, development, and commercial information; non- 22 public proprietary information purchased or obtained from a private entity; information compiled 23 for law enforcement purposes; and medical records. See Dkt. No. 86 at 2–3. The Court also 24 issued a Limited Protective Order prohibiting public disclosure of names, “Alien numbers,” and 1 the application filing dates of unnamed plaintiffs in the Naturalization and Adjustment-of-Status 2 Classes. Dkt. No. 183 at 2–3. 3 Although the parties may designate materials “Confidential Information,” they must 4 “take care to limit any such designation to specific material that qualifies under the appropriate 5 standards” and “only those parts of [the] material . . . that qualify, so that other portions of the
6 material . . . for which protection is not warranted are not swept unjustifiably within the ambit” 7 of the Stipulated Protective Order. Dkt. No. 86 at 7. And, most notably, “[m]ass, indiscriminate, 8 or routinized designations are prohibited.” Id. Against this backdrop, the Court now highlights 9 the legal standards governing the sealing of judicial records and documents, for those standards 10 will guide the parties’ analyses as they compile a concise statement consolidating their positions 11 on the materials they wish to seal. 12 DISCUSSION 13 Because “the courts of this country recognize a general right to inspect and copy public 14 records and documents, including judicial records and documents,” Nixon v. Warner Commc’ns,
15 435 U.S. 589, 597 (1978), “the fruits of pretrial discovery are, in the absence of a court order to 16 the contrary, presumptively public,” San Jose Mercury News, Inc. v. United States District 17 Court, 187 F.3d 1096, 1103 (9th Cir. 1999). This is a strong presumption. Foltz v. State Farm 18 Mut. Auto. Ins. Co., 331 F.3d 1122, 1135 (9th Cir. 2003). A party seeking to seal court filings 19 pursuant to a stipulated protective order bears the burden of overcoming this hurdle. In re Roman 20 Cath. Archbishop of Portland, 661 F.3d 417, 424 (9th Cir. 2011). They face one of two uphill 21 battles. On the one hand, “[t]hose who seek to maintain the secrecy of documents attached to 22 dispositive motions must meet the high threshold of showing that ‘compelling reasons’ support 23 secrecy.” Kamakana v. City and Cnty. of Honolulu, 447 F.3d 1172, 1180 (9th Cir. 2006). On the 24 other, those wishing to keep sealed “records attached to non-dispositive motions” need only 1 “make a ‘good cause’ showing.” Id. The more onerous “compelling reasons” test is not limited to 2 motions that are “technically ‘dispositive’”; rather, it applies when “the motion is more than 3 tangentially related to the merits of a case.” Ctr. for Auto Safety v. Chrysler Grp., LLC, 809 F.3d 4 1092, 1101 (9th Cir. 2016). See also id. at 1099 (“[P]lenty of technically nondispositive 5 motions—including routine motions in limine—are strongly correlative to the merits of a case.”).
6 The Ninth Circuit has “emphasize[d] the difference between the ‘compelling reasons’ 7 standard and the ‘good cause’ standard[.]” Kamakana, 447 F.3d at 1180. The “good cause” 8 standard requires the party seeking protection to show “specific prejudice or harm” for each 9 document it seeks to protect. Foltz, 331 F.3d at 1130. “[B]road allegations of harm, 10 unsubstantiated by specific examples or articulated reasoning,” do not suffice. Beckman Indus., 11 Inc. v. Int’l Ins. Co., 966 F.2d 470, 476 (9th Cir. 1992) (internal quotation marks and citation 12 omitted). 13 A “good cause” showing will not, without more, satisfy the more exacting “compelling 14 reasons” test. Kamakana, 447 F.3d at 1180. Under this higher standard, the Court “may seal
15 records only when it finds a compelling reason and articulates the factual basis for its ruling, 16 without relying on hypothesis or conjecture.” Ctr. for Auto Safety, 809 F.3d at 1096–97 (cleaned 17 up). Those compelling reasons must “outweigh the general history of access and the public 18 policies favoring disclosure[.]” Kamakana, 447 F.3d at 1178–79. This is achieved when, for 19 example, court files might “become a vehicle for improper purposes,” Nixon, 435 U.S. at 598, or 20 be used “to gratify private spite, promote public scandal, circulate libelous statements, or release 21 trade secrets,” Kamakana, 447 F.3d at 1179. National security concerns can likewise provide a 22 compelling reason “for shrouding in secrecy even documents once in the public domain.” 23 Ground Zero Ctr. for Non-Violent Action v. United States Dep’t of the Navy, 860 F.3d 1244, 24 1262 (9th Cir. 2017). But see id. (it is not enough that documents merely implicate national 1 security “in some vague sense”). The mere fact that production of records “may lead to a 2 litigant’s embarrassment, incrimination, or exposure to further litigation will not, without more, 3 compel the court to seal its records.” Kamakana, 447 F.3d at 1179. 4 Local Civil Rule 5(g) expressly incorporates the common law’s “strong presumption of 5 public access to the court’s files.” Any motion to seal must include “[a] specific statement of the
6 applicable legal standard and the reasons for keeping a document under seal.” LCR 5(g)(3)(B). 7 The party’s reasoning must, at minimum, include an explanation of “the legitimate private or 8 public interests that warrant the relief sought”; “the injury that will result if the relief sought is 9 not granted”; and “why a less restrictive alternative to the relief sought is not sufficient.” Id. 10 Where, as here, the parties entered a stipulated protective order under Local Civil Rule 26(c)(2), 11 a party that wishes to file a confidential document obtained from another party during discovery 12 “may file a motion to seal” but need not satisfy the requirements of Local Civil Rule 5(3)(B). Id. 13 “Instead, the party who designated the document confidential must satisfy subpart (3)(B) in its 14 response to the motion to seal or in a stipulated motion.” Id.
15 Here the Court recognizes that in many instances Defendants designated the materials 16 “Confidential Information,” and therefore bear the burden of satisfying Local Rule 5(g)(3)(B) 17 and the applicable legal standard. See, e.g., Dkt. No. 489 at 2 (“Defendants maintain the 18 protective order designations of these documents and information” and “will presumably file a 19 statement explaining why this material should remain under seal as required by LCR 5(g)”); Dkt. 20 No. 496 at 2 (same). In many instances, though not all, Defendants resort to conclusory 21 references to the Stipulated Protective Order. And while they cite to the applicable legal 22 standards, they fail to explain the specific harms that might result from public access. See LCR 23 5(g)(3)(B)(ii); see, e.g., Dkt. No. 511 at 2–3; Dkt. No. 512 at 2–3. The Stipulated Protective 24 Order does not exempt information from the public eye absent a “good cause” or “compelling 1 reasons” determination. Thus, the fact that certain documents are labeled “Confidential 2 Information” is not per se proof that they must be sealed. Such an approach fails to overcome the 3 Court’s strong presumption in favor of public access to court filings. Nor does it comply with 4 Local Civil Rule 5(g). 5 The sealed pleadings and materials in this case, most with attendant responses and
6 replies, have spun a labyrinthine web of back-and-forth motion practice. With 17 pending 7 motions on the docket, it would be inefficient for the Court to rule on the parties’ arguments in 8 piecemeal fashion. A reset is in order. See Wong v. Regents of Univ. of Cal., 410 F.3d 1052, 1060 9 (9th Cir. 2005) (the district court has the authority to “manage the cases before it efficiently and 10 effectively”). 11 CONCLUSION 12 The Court accordingly STRIKES the parties’ motions to seal and motions for leave to file 13 “highly sensitive documents.” See Dkt. Nos. 459, 464, 465, 474, 479, 484, 489, 496, 501, 505, 14 513, 514, 543, 544, 562, 564, 578.
15 The Court FURTHER ORDERS the parties to meet and confer and file a joint statement 16 concisely consolidating their positions on any materials for sealing within 60 days, or by March 17 29, 2022. The joint statement shall adhere to the requirements of Local Civil Rule 5(g) and 18 include supporting analysis explaining why each item should be sealed under the applicable law, 19 as set forth above. The joint statement shall include a chart of the parties’ positions in the form 20 below: 21 Dkt. No. Detailed Designating Specific Reasons Why Alternatives Document Party Harm to Sealing, Such as 22 Description Redactions, are Insufficient 23 24 1 The parties shall also submit to the Court a joint digital copy of the proposed materials 2 for sealing on a flash drive. The documents in the flash drive must appear in the order that they 3 appear in the chart. Where the designating party is proposing that only portions of a document be 4 sealed, the redacted version shall immediately precede the document for sealing. 5 The Court FURTHER ORDERS the parties to file an updated Joint Status Report.
6 Dated this 31st day of January, 2022. 7 A 8 Lauren King United States District Judge 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24