W. Lloyd Grafton v. Department of the Treasury

864 F.2d 140, 1988 U.S. App. LEXIS 17549, 1988 WL 138638
CourtCourt of Appeals for the Federal Circuit
DecidedDecember 29, 1988
Docket88-3209
StatusPublished
Cited by2 cases

This text of 864 F.2d 140 (W. Lloyd Grafton v. Department of the Treasury) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
W. Lloyd Grafton v. Department of the Treasury, 864 F.2d 140, 1988 U.S. App. LEXIS 17549, 1988 WL 138638 (Fed. Cir. 1988).

Opinions

COWEN, Senior Circuit Judge.

W. Lloyd Grafton (petitioner) appeals from the final decision of the Merit Systems Protection Board (MSPB or board), Docket No. DA07528710466, which sustained his removal by the Department of the Treasury’s Bureau of Alcohol, Tobacco, and Firearms (the agency) from his position as a Criminal Investigator (Special Agent). We vacate and remand for the imposition of a lesser penalty.

BACKGROUND

The agency based its removal of petitioner on five charges including: (1) inappropriate discharge of a firearm, (2) acting outside the official scope of his authority, (3) seizure of property not specified in a search warrant, (4) falsification of a search warrant return, and (5) failure to properly follow property control procedures. The MSPB’s administrative judge (AJ) sustained all of the charges except the charge of falsification of a search warrant return. The board denied review.

1. Shooting Incident

Two of the four charges sustained by the AJ relate to petitioner’s conduct during an incident that occurred outside of his home on December 28, 1986. The facts show that at about 3:10 a.m. on that date, petitioner was awakened by two of his children who told him that someone was outside of their bedroom window. Petitioner went to the bedroom window; saw a man standing outside, and asked him to leave. The man responded with a sarcastic remark. Petitioner then dressed, armed himself with his service revolver, and went outside to investigate. Once outside, he did not see anyone in his yard, but heard movement from a van parked on the street. He walked to the front of the van and saw a man inside observing his house. Petitioner then stated that he was a police officer and ordered the man to put his hands on the steering wheel. When the man failed to comply and dropped his hands as if to reach for a weapon, petitioner fired a shot into the left side of the van. The man then drove the van forward, stopped, and opened the door as if he was getting out. Petitioner then fired a shot into the rear of the van striking the rim of a spare tire. The van then drove away.

Petitioner reported the incident immediately to both the local police and his superiors. The police arrested a suspect at about 5:30 a.m. the same morning and charged him with the offense of “Peeping Tom.” Petitioner’s agency investigated his conduct during the incident and charged him with inappropriately discharging a firearm and acting outside the official scope of his authority. The AJ sustained both of those charges.

2. Seizure of Evidence

One of the two remaining charges sustained by the AJ relates to two reel-to-reel [142]*142tapes and an attached transcript that petitioner seized during his execution of a search warrant on July 28,1984. The facts establish that the warrant authorized a search for, and the seizure of: “Firearms which are not registered in The National Firearms Registration and Transfer Record, Records and Receipts indicating the acquisition of those firearms and other evidence of illegal receipt and possession of unregistered firearms ...” (Emphasis added.) The search revealed two reel-to-reel recordings, one of which was labeled with the name of a felon who had been involved in gun dealing, and one of which was labeled with the code name of an investigation that had been conducted by the Federal Bureau of Investigation. A transcript was attached to one of the tapes. Petitioner’s supervisor was present at the search and knew that the tapes and transcript were being seized.

3. Failure to Follow Property Control Procedures

This charge also arose out of the incident in 1984, when petitioner conducted a search and was accompanied by his supervisor. The AJ found that petitioner failed to document the property seized on a prescribed form as required by the regulations, and that he had failed to follow property control procedures in that he failed to maintain proper records of the movement of the property seized.

DISCUSSION

I. Shooting Incident

As petitioner was not charged with a crime for his actions during the shooting incident, and as there is no evidence that his actions were criminal, the AJ based her conclusion that petitioner had inappropriately discharged a firearm on her finding that “agency policy prohibits the firing of warning shots and prohibits any shooting unless an agent is threatened with immediate death or serious physical bodily harm.” The agency policy referred to by the AJ is apparently ATF Order 3000.1D, Chapter C, § 32 (Dec. 13, 1984) entitled “Firearms.” The problem with the AJ’s reasoning is that the terms of that section establish that it applies only to the use of firearms in connection with the performance of official duties.

For example, subsection (a) of the section, entitled “Carrying of Firearms,” states that “[a] special agent shall be armed at all times when actively engaged in law enforcement work and at all other times the agent deems it necessary in connection with official duties.” (Emphasis added.) Although part (1) of subsection (b) of the section, entitled “Use of Firearms,” does state that firearms are to be used only if there is a danger of loss of life or serious bodily injury and that warning shots will not be fired, part (2) of that subsection provides that “[w]hen firearms are fired by a special agent of [sic] any other participating officer in the performance of duty (other than a training exercise), such incident will be reported verbally to the [special agent in charge] as soon as possible.” (Emphasis added.) If part (1) of subsection (b) had been intended to apply to the off-duty use of firearms, part (2) of that subsection would logically have required the reporting of that off-duty use, not simply the reporting of use in the performance of duty.

In addition, if part (l)’s limitation on the use of firearms to situations in which there is a danger of loss of life or serious bodily injury was applied broadly to the off-duty use of firearms, as the AJ concluded it did, special agents would be prevented from using firearms for activities such as hunting and target shooting. There is no indication that it was intended to so apply, however.

In sum, we conclude that the AJ erred as a matter of law in interpreting ATF Order 3000.1D, Chapter C, § 32 (Dec. 13,1984), as applying to the off-duty use of firearms. See 5 U.S.C. § 7703(c) (1982). We therefore set aside her decision sustaining the charge that petitioner improperly used a firearm.

We also set aside the AJ’s decision sustaining the charge that petitioner acted outside the official scope of his authority as [143]*143that charge is unsupported by substantial evidence. See 5 U.S.C. § 7703(c) (1982). There is simply no evidence that petitioner was either acting during the incident in his official capacity as a Bureau of Alcohol, Tobacco, and Firearms criminal investigator or that he represented himself as acting in that capacity. The fact that no charges were brought against him by law enforcement authorities indicates that his actions were lawful.

II.Seizure of Evidence

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W. Lloyd Grafton v. Department of the Treasury
864 F.2d 140 (Federal Circuit, 1988)

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Bluebook (online)
864 F.2d 140, 1988 U.S. App. LEXIS 17549, 1988 WL 138638, Counsel Stack Legal Research, https://law.counselstack.com/opinion/w-lloyd-grafton-v-department-of-the-treasury-cafc-1988.