Villages, LLC v. Longhi
Opinion
LAVINE, J.
Our Supreme Court said of zoning laws and commissions: "We must remember that the machinery of government would not work if it were not allowed a little play in its joints.... Nowhere is this more applicable than to zoning ordinances; the saving elasticity is mainly afforded through boards of adjustment. Much depends upon the skill, sound judgment and probity of the members. It is essential to their functions that they be invested with liberal discretion.
They are accorded the benefit of a presumption that they act fairly, with proper motives and upon valid reasons, and not arbitrarily.
" (Citation omitted; emphasis added; internal quotation marks omitted.)
St. Patrick's Church Corp. v. Daniels,
The plaintiff, Villages, LLC, appeals from the judgment of the trial court dismissing its complaint against the defendant, Lori Longhi, a member of the Enfield Planning and Zoning Commission (commission), on the ground that the defendant is absolutely immune from liability in this action under the litigation privilege. The plaintiff claims that the court erred in ruling that the defendant is absolutely immune from suit in this action under the litigation privilege because the conduct alleged does not implicate that privilege, but instead is governed by the provisions of General Statutes § 52-557n (c). 1 We agree with the plaintiff and, therefore, reverse the judgment of the trial court.
The parties appear before this court for a second time. The underlying facts previously were set out in
Villages, LLC v. Enfield Planning & Zoning Commission,
The plaintiff filed an appeal with respect to each application (zoning appeals). In its appeals, the plaintiff alleged that "the commission illegally and arbitrarily predetermined the outcome of each of its applications prior to the public hearing and was motivated by improper notions of bias and
personal animus when it denied each of the applications."
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LAVINE, J.
Our Supreme Court said of zoning laws and commissions: "We must remember that the machinery of government would not work if it were not allowed a little play in its joints.... Nowhere is this more applicable than to zoning ordinances; the saving elasticity is mainly afforded through boards of adjustment. Much depends upon the skill, sound judgment and probity of the members. It is essential to their functions that they be invested with liberal discretion.
They are accorded the benefit of a presumption that they act fairly, with proper motives and upon valid reasons, and not arbitrarily.
" (Citation omitted; emphasis added; internal quotation marks omitted.)
St. Patrick's Church Corp. v. Daniels,
The plaintiff, Villages, LLC, appeals from the judgment of the trial court dismissing its complaint against the defendant, Lori Longhi, a member of the Enfield Planning and Zoning Commission (commission), on the ground that the defendant is absolutely immune from liability in this action under the litigation privilege. The plaintiff claims that the court erred in ruling that the defendant is absolutely immune from suit in this action under the litigation privilege because the conduct alleged does not implicate that privilege, but instead is governed by the provisions of General Statutes § 52-557n (c). 1 We agree with the plaintiff and, therefore, reverse the judgment of the trial court.
The parties appear before this court for a second time. The underlying facts previously were set out in
Villages, LLC v. Enfield Planning & Zoning Commission,
The plaintiff filed an appeal with respect to each application (zoning appeals). In its appeals, the plaintiff alleged that "the commission illegally and arbitrarily predetermined the outcome of each of its applications prior to the public hearing and was motivated by improper notions of bias and
personal animus when it denied each of the applications."
The court found two instances of conduct by the defendant that gave rise to the plaintiff's claim of bias against her, only one of which was relevant to the zoning appeals.
"Credibility was a deciding factor in the court's decision regarding [the defendant's] ex parte communication. [Patrick] Tallarita, DiPace, and Bryon Meade testified during the trial. The court found each of the men was a credible witness. [The defendant] also testified at trial, but the court found that her testimony was filled with denials of the allegations and concluded that her 'comments did not ring true.' The court found that Meade, a representative of the Hazardville Water Authority, testified with confidence that [the defendant] had met with him in person regarding the plaintiff's applications during the first week of October, 2009. [The defendant] testified, however, that Meade must have been confused because she met with him regarding another property. The court stated that [the defendant's] testimony was just not credible.
"In addressing the plaintiff's claim that [the defendant] improperly engaged in ex parte communications with Meade, the court noted that '[o]ur law clearly prohibits the use of information by a municipal agency that has been supplied to it by
a party
to a contested hearing on an ex parte basis.' ... The court found that it was 'clear' that [the defendant] had an ex parte communication with Meade. Once
the plaintiff had proven that the ex parte communication had occurred, the burden shifted to the commission to demonstrate that such communication was harmless.... The court found that the commission had not met its burden to prove that [the defendant's] ex parte communication was
harmless." (Citations omitted; emphasis in original.)
The court "reviewed the transcript of the commission's October 15, 2009 meeting when it considered the plaintiff's applications. It found that the transcript was twenty-three pages long and that [the defendant's] comments appeared on every page but one, and that on most pages, [the defendant's] comments were the most lengthy. Her comments raised many negative questions about the plaintiff's applications. Moreover, in offering her comments, she cited her experience as an appraiser. The court found that [the defendant] dominated the meeting and that she intended to have a major effect on the commission's deliberations and subsequent votes. The court found clear and egregious bias on [the defendant's] part, and that her impact on the commission's deliberations and votes alone were reason to sustain the plaintiff's appeals." (Footnote omitted.)
Judge Rittenband concluded that, "on the basis of the bias [the defendant] demonstrated against the plaintiff and
her ex parte communication with Meade,
along with her biased, aggressive, and vociferous arguments against the applications on October 15, 2009, the commission's action was not honest, legal, and fair. The court therefore sustained the plaintiff's appeals and remanded the matter to the commission for further public hearings...." (Emphasis added.)
The plaintiff commenced the present action on October 1, 2012. The two count complaint against the defendant alleged intentional fraudulent misrepresentation 2 and intentional tortious interference with business expectancy. 3 The plaintiff alleged that it owns land in Enfield and that it had filed certain applications with the commission, seeking to develop the land. At all times relevant, the defendant was a member of the commission and engaged in ex parte communication with respect to the plaintiff's applications, yet participated in the public hearing in which the commission denied the plaintiff's applications.
The defendant denied the material allegations of the complaint and alleged three special defenses as to each count, including that the action was barred by the doctrines of governmental immunity and absolute immunity. The plaintiff denied each of the special defenses.
In December, 2013, the defendant filed a motion that the court either dismiss the plaintiff's cause of action or render summary judgment in her favor. Only the motion to dismiss is relevant to this appeal.
4
In her memorandum of law in support of the motion to dismiss, the defendant argued that she was entitled to absolute immunity because she was acting in an administrative capacity and performing a quasi-judicial function when she reviewed and voted on the plaintiff's applications. Nonetheless, she recognized the case of
Towne Brooke Development, LLC v. Fox,
Superior Court, judicial district of Danbury, Docket No. CV-030347962-S,
On January 13, 2014, the plaintiff filed an objection to the defendant's motion in which it contended that neither qualified immunity, governmental immunity, nor absolute immunity barred its claims against the defendant given the intentional nature of her alleged misconduct and that the allegations of its complaint were predicated on Judge Rittenband's findings in the zoning appeals. 6 With respect to the defendant's special defense that, as a municipal officer exercising discretion, she was immune from suit, the plaintiff countered that § 52-557n (c) applied to the facts alleged, emphasizing the statute's final sentence, to wit: " The provisions of this subsection shall not apply if such damage or injury was caused by the reckless, wilful or wanton misconduct of such person. " The plaintiff, therefore, argued that on the basis of Judge Rittenband's findings in the zoning appeals, the defendant was not entitled to immunity from suit.
With respect to the doctrine of absolute immunity, the plaintiff cited and quoted from decisions of our Supreme Court regarding the historical development, purpose, and policy foundations of absolute immunity, including instances in which it did not apply. 7 The plaintiff summarized its position with respect to immunity by stating that its claims were not based on the words the defendant uttered during the commission's meeting at which its applications were denied, but on the defendant's ex parte gathering of evidence, which deprived it of a fair hearing. The plaintiff argued that its intentional fraudulent misrepresentation claim was grounded on the defendant having falsely represented herself to be "an honest, fair and unbiased member of the commission when she chose to participate in the proceedings on the [plaintiff's] applications." As to the second count, intentional tortious interference with business expectancy, the plaintiff claimed that by participating as a biased decision maker and gathering evidence outside the record, the defendant intentionally and tortiously interfered with the plaintiff's expectancy that the commission would provide a fair, neutral, and honest proceeding with respect to its applications.
Following oral argument, the trial court,
Wiese, J.,
issued a memorandum of decision on May 7, 2014, in which it granted the defendant's motion to dismiss, but declined to address the motion for summary judgment on the ground that the court lacked subject matter jurisdiction. In rendering its decision, the court first determined that the commission is a quasi-judicial body because it is authorized to hear, consider, and decide applications for special permits or exceptions in the exercise of its discretion.
8
See
Kelley v. Bonney,
We disagree that the litigation privilege is applicable to the allegations of the plaintiff's complaint. As the plaintiff made clear in its memorandum of law in opposition to the defendant's motion to dismiss and on appeal, its claims are not predicated on what the defendant stated at the commission meeting, but on her bias and ex parte communication with Meade. Although the plaintiff referred to and quoted § 52-557n (c) in the trial court, the court did not consider the statute when it dismissed the plaintiff's cause of action.
The plaintiff appealed, claiming that the court erred in determining that it lacked subject matter jurisdiction because: (1) § 52-557n (c) abrogated the common-law
doctrine of absolute immunity, and (2) the defendant's liability is grounded on her internal bias and ex parte communication.
10
Although we agree that the court erred in dismissing the plaintiff's cause of action, we do not agree that the statute abrogated common-law absolute immunity. The defendant argues that she is entitled to absolute immunity because the commission is a quasi-judicial board; we disagree. Section 52-557n (c) provides members of municipal agencies with qualified immunity in that commission members may be liable for their intentional wrongful acts. Absolute immunity and the litigation privilege are not implicated by the allegations of the plaintiff's complaint. The court and the defendant have conflated the immunity provided to those who make statements before quasi-judicial boards and the immunity provided to members of municipal agencies for exercising their decision-making
responsibilities.
11
"The standard of review for a court's decision on a motion to dismiss ... is well settled. A motion to dismiss tests, inter alia, whether, on the face of the record, the court is without jurisdiction.... [O]ur review of the court's ultimate legal conclusion and resulting [determination] of the motion to dismiss will be de novo.... When a ... court decides a jurisdictional question raised by a pretrial motion to dismiss, it must consider the allegations of the complaint in their most favorable light.... In this regard, a court must take the facts to be those alleged in the complaint, including those facts necessarily implied from the allegations, construing them in a manner most favorable to the pleader.... The motion to dismiss ... admits all facts which are well pleaded, invokes the existing record and must be decided upon that alone.... In undertaking this review, we are mindful of the well established notion that, in determining whether a court has subject matter jurisdiction, every presumption favoring jurisdiction should be indulged." (Citations omitted; internal quotation marks omitted.)
Dayner v. Archdiocese of Hartford,
The plaintiff claims that the court improperly determined that the defendant is absolutely immune from suit because § 52-557n (c) provides commission members with qualified immunity and, therefore, commission members are liable for their intentional wrongful acts, and the defendant claims that she is afforded absolute immunity pursuant to the litigation privilege. The parties' claims involve two distinct legal doctrines. To highlight the distinction between the litigation privilege that pertains to statements made during judicial or quasi-judicial proceedings and the applicability of § 52-557n (c) to the decision-making responsibilities of members of a municipal agency, we provide a brief overview.
The litigation privilege developed centuries ago in the context of defamation claims. See
Simms v. Seaman,
Connecticut has long recognized the litigation privilege, and our Supreme Court has stated that the privilege "extends to judges, counsel and witnesses participating in judicial proceedings." (Internal quotation
marks omitted.) Id., at 537,
"It is well settled that communications uttered or published in the course of judicial proceedings are absolutely privileged [as] long as they are in some way pertinent to the subject of the controversy.... The effect of an absolute privilege is that damages cannot be recovered for the publication of the privileged
statement
even if the statement is false and malicious." (Citation omitted; emphasis added; internal quotation marks omitted.)
Gallo v. Barile,
As to the defendant's claim that she is entitled to absolute immunity, 13 "[i]t is a long-standing doctrine that a judge may not be civilly sued for judicial acts he [or she] undertakes in his [or her] capacity as a judge. The rationale is that a judge must be free to exercise his [or her] judicial duties without fear of reprisal, annoyance or incurring personal liability.... Absolute immunity, however, is strong medicine.... The presumption is that qualified rather than absolute immunity is sufficient to protect government officials in the exercise of their duties....
"The officers to whom the absolute protections of judicial immunity extends is limited. This fact reflects an [awareness] of the salutary effects that the threat of liability can have ... as well as the undeniable tension between official immunities and the ideal of the rule of law.... The protection extends only to those who are intimately involved in the judicial process, including judges, prosecutors and judges' law clerks. Absolute judicial immunity, however, does not extend to every officer of the judicial system.... Moreover, it is important to note that even
judges do not enjoy absolute immunity for administrative as opposed to judicial actions.... The determination is made using a functional approach.... [I]mmunities are grounded in the nature of the function performed, not the identity of the actor who performed it." (Citations omitted; internal quotation marks omitted.)
Lombard v. Edward J. Peters, Jr., P.C.,
In 1923, the Connecticut legislature enacted zoning legislation. See
Coombs v. Larson,
4) affect the personal or property rights of private persons; [or] (5) examine witnesses and hear the litigation of the issues on a hearing...." Id., at 567,
Our Supreme Court has stated that "[h]ow best the purposes of zoning can be accomplished in any municipality is primarily in the discretion of its zoning authority; that discretion is a broad one; and unless it transcends the limitations set by law its decisions are subject to review in the courts only to the extent of determining whether or not it has acted in abuse of that discretion."
Bartram v. Zoning Commission,
Section 52-557n (c) provides in relevant part: "Any person who serves as a member of any ... commission ... of a municipality and who is not compensated for such membership ... shall not be personally liable for damage or injury occurring on or after October 1, 1992, resulting from any act, error or omission made in the exercise of such person's policy or decision-making responsibilities on such ... commission ... if such person was acting in good faith, and within the scope of such person's official functions and duties, and was not acting in violation of any state, municipal or professional code of ethics regulating the conduct of such person.... The provisions of this subsection shall not apply if such damage or injury was caused by the reckless, wilful or wanton misconduct of such person. " (Emphasis added.)
On the basis of the plain language of the statute; see General Statutes § 1-2z ; we conclude that that § 52-557n (c) affords qualified immunity, rather than
absolute immunity, because it expressly excepts from its purview any conduct that is not undertaken in good faith, that is in violation of any state, municipal or professional code of ethics, or that is reckless, wilful or wanton. Cf.
Chadha v. Charlotte Hungerford Hospital,
For the foregoing reasons, we conclude that § 52-557n (c) pertains to whether the Superior Court has jurisdiction to adjudicate the allegations in the plaintiff's complaint. The trial court in the present case, therefore, improperly dismissed the plaintiff's cause of action for lack of subject matter jurisdiction when it concluded that the defendant, who had engaged in ex parte communication and was biased against the plaintiff, was protected by the common-law litigation privilege when she participated in the commission's meeting to act on the plaintiff's applications.
The judgment is reversed and the case is remanded for further proceedings according to law.
In this opinion the other judges concurred.
Footnotes
The plaintiff further alleged that after the close of the public hearing, but prior to the commission vote on October 15, 2009, the defendant "initiated improper ex parte communications with ... Meade of the Hazardville Water Company concerning the plaintiff's applications...." She discussed water pressure and fire flows with Meade, but did not disclose to the other members of the board that she had obtained information ex parte by communicating with Meade. The plaintiff alleged that the defendant's meeting with Meade after the close of the public hearing was improper, prejudicial and unfair. Due to the defendant's bias demonstrated by her communication with Meade, an honest, legal and fair action by the commission was not made. "[B]y participating in the proceedings on the plaintiff's applications, in spite of her bias and improper ex parte communication, [the defendant] continuously intentionally misrepresented to the plaintiff that she was a neutral, honest, fair and unbiased member of the commission." (Emphasis added.) The defendant "knew that her representations that she was a neutral, honest, fair and unbiased member of the commission were false and [she] made these representations to the plaintiff wilfully, wantonly, maliciously and in reckless disregard of the plaintiff's rights."
Section 19a-17b (b) provides in relevant part that "[t]here shall be no monetary liability on the part of, and no cause of action for damages shall arise against, any person who provides testimony, information, records, documents, reports, proceedings, minutes or conclusions to ... any professional licensing board ... when such communication is intended to aid in the evaluation of the qualifications, fitness or character of a health care provider and does not represent as true any matter not reasonably believed to be true. " (Emphasis added.)
Section 19a-20 provides in relevant part that "[n]o member of any board or commission ... including a member of a medical hearing panel established pursuant to subsection (g) of section 20-8a, and no person making a complaint or providing information to any of such boards or commissions or the Department of Public Health as part of an investigation pursuant to section 19a-14, or a disciplinary action pursuant to section 19a-17, shall, without a showing of malice, be personally liable for damage or injury to a practitioner arising out of any proceeding of such boards and commissions or department...." (Emphasis added.)
"The legislative history provides some insight as to the purpose of the statute and how it is expected to apply. Representative Looney ... stated, '[t]he bill ... grants immunity from liability to uncompensated members of municipal boards, commissions, committees or agencies when [members are] exercising their policy or decision-making responsibilities and it is something that has been requested because of the fear and concern that certain communities have expressed regarding encouraging volunteerism to serve on boards and commissions in a highly litigious atmosphere in which we now live.' [35] H.R. Proc., [Pt. 16] 1992 Sess., pp. 5383-5384....
"In Senate discussions, Senator Jepsen summed up the bill's purpose stating '[t]his bill grants immunity to unpaid members of municipal boards, commissions, agencies and committees, who in the good faith exercise of their duties allotted to them, make mistakes and I think it will encourage people to serve on a volunteer basis on boards and commissions, a problem that is growing in many municipalities. I think this legislation is long overdue. It should be pointed out that this legislation does not exempt anybody from liability if they violate a professional code of conduct.... It merely covers them for good faith mistakes in the exercise as a volunteer of their own discretion on a board or commission or committee.' [35] S. Proc., [Pt. 16] 1992 Sess., pp. 1788."
Stone v. Newtown,
"Rep. Looney stated that a finding of malicious or reckless behavior would trigger the provisions of [§ ] 7-101a (b), an indemnity provision which provides protection for the municipal employee from financial loss and expense." (Footnote omitted.)
"Legislative Services Director for the Connecticut Conference [of] Municipalities, Ji[m] Finley, was in support of the passing of the bill and stated, '[o]ur view is that it should be a blanket protection, particularly when you use as a standard, the [person is] acting in good faith and within the scope of such [person's] official functions and duties, unless such a damage or injury caused by the reckless [behavior] ... or misconduct.' Conn. Joint Standing Committee Hearings, Planning and Development, [Pt. 1] 1992 Sess., p. [90-91]." (Footnotes omitted.)
Stone v. Newtown,
Judge Gallagher concluded, on the basis of the legislative history of § 52-557n (c), that it does not bar a cause of action against a volunteer board member.
"Where the discretion has been exercised erroneously but in good faith through an error of judgment, the public official should not be required to pay for damages for his acts. The affairs of government cannot be conducted with absolute exactitude, and public officials cannot be expected to act in all cases with certain judgment. Timidity and doubt would govern their performance of public duty if they acted in the consciousness that personal liability might follow, no matter how closely they followed their best discretion." Id., at 440,
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