Vidal v. Elster

602 U.S. 286
Supreme Court of the United States·Decided June 13, 2024·No. 22-704·Published·Cited by 31 cases

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Syllabus

VIDAL, UNDER SECRETARY OF COMMERCE FOR INTELLECTUAL PROPERTY AND DIRECTOR, UNITED STATES PATENT AND TRADEMARK OFFICE v. ELSTER

certiorari to the united states court of appeals for the federal circuit

No. 22–704. Argued November 1, 2023—Decided June 13, 2024 Drawing on a 2016 Presidential primary debate exchange between then-

candidate Donald Trump and Senator Marco Rubio, respondent Steve Elster sought to federally register the trademark “Trump too small” to use on shirts and hats. An examiner from the Patent and Trademark Offce refused registration based on the “names clause,” a Lanham Act prohibition on the registration of a mark that “[c]onsists of or comprises a name . . . identifying a particular living individual except by his written consent,” 15 U. S. C. § 1052(c). The Trademark Trial and Appeal Board affrmed, rejecting Elster's argument that the names clause violates his First Amendment right to free speech. The Federal Circuit Page Proof Pending Publication reversed. Held: The Lanham Act's names clause does not violate the First Amendment . Pp. 292–311.

(a) When enforcing the First Amendment's prohibition against abridging freedom of speech, this Court “distinguish[es] between content- based and content-neutral regulations of speech.” National Institute of Family and Life Advocates v. Becerra, 585 U. S. 755, 766. A content- based regulation “target[s] speech based on its communicative content,” Reed v. Town of Gilbert, 576 U. S. 155, 163, and is “ `presumptively unconstitutional ,' ” National Institute of Family and Life Advocates, 585 U. S., at 766. Viewpoint discrimination is a particularly “egregious form of content discrimination” that targets not merely a subject matter “but particular views taken by speakers on a subject.” Rosenberger v. Rector and Visitors of Univ. of Va., 515 U. S. 819, 829. This Court has twice concluded that trademark restrictions that discriminate based on viewpoint violate the First Amendment. See Matal v. Tam, 582 U. S. 218; Iancu v. Brunetti, 588 U. S. 388.

Because the names clause does not single out a trademark “based on the specifc motivating ideology or the opinion or perspective of the speaker,” Reed, 576 U. S., at 168, it does not facially discriminate against any viewpoint. But a law that does not facially discriminate based on

viewpoint may still be found to discriminate based on viewpoint in its practical operation. See Sorrell v. IMS Health Inc., 564 U. S. 552, 565. Elster suggests that is the case here because obtaining consent for a trademark under the names clause is easier if it fatters rather than mocks a subject. But there are many reasons why a person may wish to withhold consent to register a trademark bearing his name.

Although the names clause is not viewpoint based, it is content based because it “applies to particular speech because of the topic discussed or the idea or message expressed,” Reed, 576 U. S., at 163—i. e., it turns on whether the proposed trademark contains a person's name. Thus, the Court confronts a situation not addressed in Tam and Brunetti. Pp. 292–295.

(b) Although a content-based regulation of speech is presumptively unconstitutional, this Court has not decided whether heightened scrutiny extends to a content-based—but viewpoint-neutral—trademark restriction . Several features of trademark counsel against a per se rule of applying heightened scrutiny in such cases. Most importantly, trade- mark rights have always coexisted with the First Amendment, and the inherently content-based nature of trademark law has never been a cause for constitutional concern.

Page Proof Pending Publication This country has recognized trademark rights since the founding. Much of early American trademark law came by way of English law, where the protection of trademarks was an inherently content-based endeavor. For most of the 18th and 19th centuries, trademark law fell largely within the “province of the States,” Tam, 582 U. S., at 224, and went largely unrecorded. The frst reported decisions in state and federal courts revolved around a trademark's content. See Thomson v. Winchester, 36 Mass. 214, 216; Taylor v. Carpenter, 23 F. Cas. 742 (No. 13,784). And as recorded trademark law began to take off in the last decades of the 19th century, its established content-based nature continued. In 1870, Congress enacted the frst federal trademark law, containing prohibitions on what could be protected as a trademark. It restricted a trademark based upon its content. And as trademark disputes increased, courts continued to assess trademarks based on their content. The content-based nature of trademark law did not change when Congress enacted the Lanham Act in 1946. The Act's comprehensive system for federal registration of trademarks continues to distinguish based on a mark's content. This history demonstrates that restrictions on trademarks have always turned on a mark's content and have existed harmoniously alongside the First Amendment from the beginning. That relationship suggests that heightened scrutiny need not always apply in this unique context.

The content-based nature of trademark protection is compelled by the historical rationales of trademark law—to prohibit confusion by identifying the ownership and source of goods. Indicating ownership and the manufacturing source touch on the content of the mark, i. e., from whom the product came. And policing trademarks so as to prevent confusion over the source of goods requires looking to the mark's content. Because of the uniquely content-based nature of trademark regulation and the longstanding coexistence of trademark regulation with the First Amendment, a solely content-based restriction of trademark registration need not be evaluated under heightened scrutiny. R. A. V. v. St. Paul, 505 U. S. 377, 387. Pp. 295–300.

(c) The history and tradition of restricting trademarks containing names is suffcient to conclude that the names clause is compatible with the First Amendment. Pp. 300–308.

(1) Restrictions on trademarking names have historically been grounded in the notion that a person has ownership over his own name, and that he may not be excluded from using that name by another's trademark. See Brown Chemical Co. v. Meyer, 139 U. S. 540, 544. The common law prevented a person from trademarking any name—even his own—by itself. It did, however, allow a person to obtain a trademark containing his own name, provided that he could not use the mark con- Page Proof Pending Publication taining his name to the exclusion of a person with the same name. The common-law approach thus protected only a person's right to use his own name, an understanding that was carried over into federal statutory law and included in the names clause. The Court fnds no evidence that the common law afforded protection to a person seeking a trade- mark of another living person's name. This common-law understanding is refected in federal statutory law, and its requirement that a trade- mark contain more than merely a name remains largely intact. See § 1052(e)(4). It is thus unsurprising that the Lanham Act included the names clause.

The restriction on trademarking names also refects trademark law's historical rationale of identifying the source of goods and thus ensuring that consumers know the source of a product and can evaluate it based upon the manufacturer's reputation and goodwill. Moreover, the clause respects the established connection between a trademark and its protection of the markholder's reputation. This Court has long recognized that a trademark protects the markholder's reputation, and the connection is even stronger when the mark contains a person's name.

Applying these principles, the Court has also recognized that a party has no First Amendment right to piggyback off the goodwill another entity has built in its name. See San Francisco Arts & Athletics, Inc.

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