Vermont State Employees' Ass'n v. State

2009 VT 21, 971 A.2d 641, 185 Vt. 363, 2009 Vt. LEXIS 19, 185 L.R.R.M. (BNA) 3154
CourtSupreme Court of Vermont
DecidedFebruary 13, 2009
Docket2007-213
StatusPublished
Cited by8 cases

This text of 2009 VT 21 (Vermont State Employees' Ass'n v. State) is published on Counsel Stack Legal Research, covering Supreme Court of Vermont primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Vermont State Employees' Ass'n v. State, 2009 VT 21, 971 A.2d 641, 185 Vt. 363, 2009 Vt. LEXIS 19, 185 L.R.R.M. (BNA) 3154 (Vt. 2009).

Opinions

Skoglund, J.

¶ 1. On August 2, 2006, the Vermont State Employees’ Association (VSEA) filed an unfair-labor-practice charge against the Vermont Department of Corrections. In the charge, VSEA contended that the Department interfered with employee rights and breached its duty to bargain in good faith, in violation of 3 V.S.A. § 961(1) and (5), by issuing a disciplinary guidance memorandum to its employees — VSEA bargaining-unit members — and by collecting employee signatures on the memorandum for placement in their personnel files.

¶ 2. After conducting an investigation of the charge, the Vermont Labor Relations Board issued an unfair-labor-practice complaint against the Department. The Board then held a merits hearing and, on May 8, 2007, issued findings of fact and an opinion determining that the Department had, indeed, committed an unfair labor practice. The Department appeals the Board’s determination. We affirm.

¶ 3. The following facts were found by the Board or are uncontroverted. VSEA is the exclusive bargaining representative of the Department’s supervisory and corrections employees. Through the process of collective bargaining, VSEA and the Department have entered into an agreement governing, among other things, the imposition of disciplinary actions and the promulgation of work rules.

[365]*365¶ 4. Article 14 of the collective-bargaining agreement governs the Department’s imposition of disciplinary actions, and is reproduced in pertinent part in Appendix I. Article 14 provides that no employee “shall be disciplined without just cause,” and obligates the Department to “apply discipline . . . with a view toward uniformity and consistency” and to “impose a procedure of progressive discipline.” Under Article 14, the progression of discipline starts with oral and written reprimands and escalates to suspension and dismissal. Article 14 does not mandate progressive discipline in all cases; rather, it provides that “[t]he parties agree that there are appropriate cases that may warrant the [Department] . . . bypassing progressive discipline.” Article 14 does not go into any detail as to what these “appropriate cases” may be. Finally, under Article 14, the Department generally must give employees two weeks’ notice or two weeks’ pay in lieu of notice prior to dismissal, but may disregard this notice provision in cases of gross neglect of duty, gross misconduct, refusal to obey lawful and reasonable orders given by supervisors, conviction of a felony, and conduct that jeopardizes the life or health of a coworker or person under the employee’s care.

¶ 5. Article 17 of the collective-bargaining agreement governs the Department’s issuance of written work rules, and is reproduced in pertinent part in Appendix II. Article 17, § 2 requires the Department to give employees and VSEA at least fifteen days’ written notice of the promulgation of or changes to written work rules. Article 17, § 1 circumscribes the content of written work rules; it prohibits work rules from being “in conflict with existing law, [or] contract provisions,” and requires that “[w]ork rules . . . relate to aspects of employment . . . and not to fundamental conditions of work which give rise to a statutory bargaining obligation.” Pursuant to Article 17, § 1, proper subjects of written work rules are aspects of employment “such as Public Safety work rules outlining proper maintenance schedules for cruisers, [and] rules for use of State-owned property and equipment.” Finally, Article 17, § 3 empowers an employee or VSEA to grieve the reasonableness of any written work rule.

¶ 6. Prior to the events that led to this case, the Department promulgated work rules pursuant to the Article 17, § 2 procedures. Those work rules are reproduced, in pertinent part, in Appendix III. Relevant provisions of the work rules prohibit employees from violating the collective-bargaining agreement, laws, or ordinances, [366]*366from engaging in malicious, demeaning, harassing, or insulting behavior, from transacting business with inmates, from having romantic or sexual relationships with inmates, and from otherwise reflecting discredit on the Department. Among other things, the work rules also require employees to be honest in their descriptions to the Department of events relating to their employment and to cooperate fully with the Department’s inquiries and investigations.

¶ 7. In or around June 2004, a group of the Department’s upper management decided to issue a memorandum to employees providing guidance on the imposition of discipline for misconduct. The group also included Peter Garon, the personnel administrator assigned by the Department of Human Services to the Department. It took the group approximately fifteen months to complete a final draft of the memorandum. The group intentionally excluded VSEA from involvement in preparing the memorandum, and decided not to provide the memorandum to VSEA until a few days before issuing it to employees.

¶ 8. On August 29, 2005, about two weeks before the memorandum was issued, Garon wrote the following paragraph for inclusion in the Department’s report to the Governor:

For some time the Department has been working with staff from the Department of Human Resources to develop a new paradigm for discipline. We are taking a common sense step to eliminate ambiguity and to put us in a stronger position in holding employees accountable for misconduct. We anticipate that these steps will allow us to respond more appropriately to egregious employee misconduct. Starting September 12 the Department will introduce an updated statement of expectations to all staff. We expect that our actions will create a measure of concern and reaction from VSEA.

¶ 9. On Monday, September 12, 2005, Robert Hofmann, Commissioner of the Department, sent copies of the disciplinary-guidance memorandum to all Department employees and requested that employees sign the memoranda. VSEA filed an unfair-labor-practice charge with the Vermont Labor Relations . Board on September 23. After the Board issued an unfair-labor-practice complaint, the Department and VSEA engaged in settlement discussions. As a result, the Department changed portions of [367]*367the memorandum to address some of VSEA’s concerns, but the parties did not resolve all disputed issues.

¶ 10. On April 7, 2006, Commissioner Hofmann emailed the revised disciplinary-guidance memorandum to all Department employees. The revised memorandum forms the basis of this suit. The entire text of the memorandum follows:

Over the past eighteen months, there have been a number of changes within the Department designed to help us better achieve our core values. For example, we have enhanced our training curriculum for CSS’s and made other changes at the Academy, instituted a supervisory training program, and have reinstituted the Quality Assurance Unit.
An important and vital core activity is accountability. Just as employees deserve praise when they excel, so too must they be held accountable when they fall below expectations, or worse, betray the public’s confidence in their ability to conduct themselves in a manner beyond reproach.
Of late, we have heard two concerns that relate to the subject of personal accountability. The first is that certain Work Rules are couched in terms too general to provide employees with concrete explanations regarding their performance. We have considered this concern carefully. At this time, we do not believe the Work Rules should be amended.

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Related

In re Grievance of VSEA
2014 VT 56 (Supreme Court of Vermont, 2014)
Denver Firefighters Local No. 858 v. City & County of Denver
2012 COA 138 (Colorado Court of Appeals, 2012)
In re Grievance of Lawrence Rosenberger
Supreme Court of Vermont, 2011
In Re Appeal of Davidson
2009 VT 45 (Supreme Court of Vermont, 2009)
Vermont State Employees' Ass'n v. State
2009 VT 21 (Supreme Court of Vermont, 2009)
State v. Angelucci
405 A.2d 33 (Supreme Court of Vermont, 1979)

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Bluebook (online)
2009 VT 21, 971 A.2d 641, 185 Vt. 363, 2009 Vt. LEXIS 19, 185 L.R.R.M. (BNA) 3154, Counsel Stack Legal Research, https://law.counselstack.com/opinion/vermont-state-employees-assn-v-state-vt-2009.