Vasquez v. Maloney

990 F.3d 232
CourtCourt of Appeals for the Second Circuit
DecidedMarch 4, 2021
Docket20-1070-cv
StatusPublished
Cited by19 cases

This text of 990 F.3d 232 (Vasquez v. Maloney) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Vasquez v. Maloney, 990 F.3d 232 (2d Cir. 2021).

Opinion

20-1070-cv Vasquez v. Maloney, et al.

In the United States Court of Appeals for the Second Circuit

August Term, 2020 No. 20-1070-cv

KIM VASQUEZ, Plaintiff-Appellee,

v.

DETECTIVE CHRIS G. MALONEY, OFFICER VICTOR CARABALLO, OFFICER BRIAN DUNNE, OFFICER THOMAS LATORRE, ORLANDO CRUZ, POLICE OFFICER BRIAN CALLANAN, Defendants-Appellants. *

Appeal from the United States District Court for the Southern District of New York. No. 7:15-cv-8848 — Nelson S. Román, Judge.

SUBMITTED: DECEMBER 11, 2020 DECIDED: MARCH 4, 2021

* The Clerk of the Court is directed to amend the caption as set forth above. Before: CABRANES, PARK, and NARDINI, Circuit Judges.

Defendants-Appellants, officers of the Clarkstown Police Department in Rockland County, New York, appeal from an order entered March 19, 2020, in the United States District Court for the Southern District of New York (Nelson S. Román, Judge), denying their motion for summary judgment on the basis of qualified immunity on Plaintiff-Appellee Kim Vasquez’s unlawful search and seizure claims. We conclude that Defendants-Appellants violated clearly established law by detaining and frisking Vasquez based on nothing more than an officer’s unconfirmed hunch that there might be an open warrant for his arrest. We therefore AFFIRM the district court’s order denying Defendants-Appellants’ motion for summary judgment on the basis of qualified immunity.

KIM VASQUEZ, Plaintiff-Appellant Pro Se, New City, NY. PAUL E. SVENSSON, Hodges Walsh & Burke, LLP, White Plains, NY, for Defendants-Appellants.

WILLIAM J. NARDINI, Circuit Judge:

On January 5, 2015, police officers stopped Kim Vasquez as he and his

daughters walked out of a Target store at the Palisades Center Mall. They

detained him and frisked him for weapons. The officers admittedly had no

reason to think he had committed a crime, but one officer speculated that

there “might be” a warrant for Vasquez’s arrest. Put into legal terms, the officers clearly lacked any facts giving them “reasonable suspicion” that

Vasquez was involved in criminal activity (much less carrying a dangerous

weapon) or wanted for a crime. This was precisely the type of situation that

the Supreme Court identified many years ago, in Terry v. Ohio, 392 U.S. 1

(1968), as a paradigmatic violation of the Fourth Amendment.

This case comes to us on denial of the officers’ summary judgment

motion, and we hold that the facts—as the record currently stands, and

construed in favor of Vasquez as the non-moving party—do not establish

that the officers are entitled to qualified immunity as a matter of law. We

do not know how the factual record might develop at trial or whether the

evidence presented might ultimately lead to a different result. At this

juncture, we simply hold that the district court properly denied the officers’

motion for summary judgment.

I. BACKGROUND

On November 10, 2015, Vasquez, proceeding pro se, filed a complaint

in the United States District Court for the Southern District of New York

(Nelson S. Román, Judge). He sued several unnamed officers of the

3 Clarkstown Police Department in their individual capacities pursuant to 42

U.S.C. § 1983, alleging that they violated his rights under the Fourth

Amendment of the United States Constitution when they stopped and

frisked him without a warrant or probable cause. Following identification

of the officers involved, Vasquez filed an amended complaint naming

Defendants-Appellants Chris Maloney, Victor Caraballo, Brian Dunne,

Thomas LaTorre, Orlando Cruz, and Brian Callanan (together, the

“Officers” or “defendants”). 1

The complaint alleged that, on the night of January 5, 2015, Vasquez

encountered several of the Officers while he was helping his two young

daughters into his wife’s car in the parking lot of the Palisades Center Mall.

The Officers “surrounded” him and “demanded that [he] ‘freeze,’ put his

arms in the air, [] turn around to face a pillar, and keep his hands up on the

1Vasquez filed his first amended complaint on February 1, 2016. We refer to his operative, second amended complaint, filed on December 19, 2018, as simply the “complaint,” except when necessary to distinguish it from previous versions.

4 pillar.” App’x 55. Vasquez claimed that the Officers then frisked him,

rubbing and touching his body, “including [his] private parts,” while his

family watched “this humiliating experience.” App’x 56. The Officers had

Vasquez “wait and remain seized[] until it was deemed he could go.” App’x

56. Vasquez alleged that this conduct violated his Fourth Amendment

rights because the Officers seized him based only on an unconfirmed hunch

that there might be an outstanding warrant for his arrest.

On June 13, 2019, following discovery, the defendants moved for

summary judgment, arguing that they did not violate Vasquez’s

constitutional rights because they had probable cause to detain him or, even

if not, that they were entitled to qualified immunity. In connection with the

motion for summary judgment, Detective Maloney filed an affidavit and the

defendants jointly submitted a statement of facts that relied entirely, as

relevant here, on that affidavit. Vasquez subsequently filed two affidavits

in response, with substantially identical versions of the facts presented in

his complaint.

5 According to the undisputed portions of the defendants’ factual

submissions, on January 5, 2015, they were conducting an investigation into

the passing of counterfeit money at a Target store in the Palisades Center

Mall. Detectives Cruz and Callanan were inside the store’s loss prevention

office monitoring the security cameras facing the entrance and exits.

Detective Maloney and Officers Caraballo and LaTorre were in a police

cruiser in the parking lot. 2

While monitoring the security cameras, Detective Cruz recognized

Vasquez from Cruz’s prior work on the Rockland County Drug Task Force

and Vasquez’s prior arrests in Clarkstown. Cruz communicated by radio to

Detective Maloney that Vasquez was exiting the mall in the direction of the

parking lot and “that he [Cruz] believed that there might be a judicially

issued Warrant for [Vasquez’s] arrest.” App’x 235. The Officers—although

the record is not clear who was involved in that decision or who was

2It is not clear from the record where Officer Dunne was during the encounter, other than that he was “assigned to routine patrol at the Mall that night.” App’x 295.

6 involved in Vasquez’s detention—decided to detain Vasquez “until it could

be verified that the Warrant remained open.” App’x at 235. They

surrounded Vasquez in the parking lot, instructed him to freeze, placed him

against a wall, and “likely” performed a “basic cursory pat down,”

ultimately removing Vasquez’s wallet from his pocket. App’x 235, 262–63.

Vasquez was detained for approximately two minutes, until

communication with the radio dispatcher revealed that there was no

outstanding warrant for Vasquez’s arrest, at which point the Officers

released him. 3

In an opinion and order entered on March 19, 2020, the district court

denied the defendants’ motion for summary judgment as to the Fourth

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Bluebook (online)
990 F.3d 232, Counsel Stack Legal Research, https://law.counselstack.com/opinion/vasquez-v-maloney-ca2-2021.