Vargas v. Shepherd

903 N.E.2d 1026, 2009 Ind. App. LEXIS 651, 2009 WL 960224
CourtIndiana Court of Appeals
DecidedApril 8, 2009
Docket45A05-0808-CV-487
StatusPublished
Cited by8 cases

This text of 903 N.E.2d 1026 (Vargas v. Shepherd) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Vargas v. Shepherd, 903 N.E.2d 1026, 2009 Ind. App. LEXIS 651, 2009 WL 960224 (Ind. Ct. App. 2009).

Opinion

OPINION

KIRSCH, Judge.

Ruben Vargas appeals the trial court's order granting summary judgment in favor of Elian M. Shepherd, M.D. Vargas raises several issues, which we restate as:

I. Whether the trial court erred when it found that no genuine issue of material fact existed as to whether Shepherd disclosed confidential information about Vargas's medical history in violation of the physician-patient privilege and that Vargas waived the privilege;
II. Whether the trial court erred in granting summary judgment as Shepherd committed the tort of invasion of privacy by disclosing private facts about Vargas to a "particular public"; and
III. Whether the trial court erred in granting summary judgment be *1029 cause Shepherd undertook a duty not to disclose Vargas's medical history without Vargas's prior written consent.

We affirm.

FACTS AND PROCEDURAL HISTORY

Shepherd is a board certified orthopedic surgeon specializing in surgery of the spine and is licensed to practice medicine in the state of Indiana. Shepherd treated Vargas for a back injury between March and May 1995, which treatment included a microdiscectomy on Vargas's lower back. On January 7, 2003, Vargas reinjured his back while working at an apartment complex. Vargas then initiated a lawsuit against the apartment complex in Porter County, Indiana for his back injury. In his November 2004 deposition for that case, Vargas testified regarding his 1995 back injury and treatment by Shepherd.

In mid-November, 2005, counsel for the apartment complex, Zachary Stock, contacted Shepherd to perform a medical ree-ords review of Vargas's records. At that time, neither Stock nor Shepherd realized that Vargas was Shepherd's former pa tient. Stock furnished Shepherd with Vargas's medical records that he had obtained through discovery, and Shepherd reviewed only the records that Stock had provided. After reviewing the records, Shepherd realized that Vargas was a former patient because this fact was specifically referred to by one of Vargas's other physicians in the records. Shepherd prepared a report for Stock regarding his review of the records furnished to him and reiterated in the report the information from the records concerning Shepherd's prior treatment of Vargas.

As a result of what Vargas believed was a disclosure of his medical history by Shepherd, he filed a complaint against Shepherd alleging that Shepherd violated the physician-patient privilege, committed the tort of invasion of privacy, and breached his fiduciary duty by impermis-sibly disclosing Vargas's confidential medical information. Shepherd filed a motion for summary judgment. The trial court granted Shepherd's motion, concluding that Shepherd did not disclose any confidential information and that Vargas had waived the physician-patient privilege by filing a lawsuit, which placed his physical condition and specifically the injury of his back at issue. Vargas now appeals.

DISCUSSION AND DECISION

Standard of Review

When reviewing a grant or denial of summary judgment, we apply the same standard as the trial court: summary judgment is appropriate only when the designated evidence shows that there is no genuine issue of material fact and that the moving party is entitled to judgment as a matter of law. Ind. Trial Rule 56(C); Jacobs v. Hilliard, 829 N.E.2d 629, 632 (Ind.Ct.App.2005), trans. denied. On appeal, we consider all of the designated evidence in the light most favorable to the nonmov-ing party. Walton v. First Am. Title Ins. Co., 844 N.E.2d 148, 146 (Ind.Ct.App.2006), trams. denied. The trial court's order granting a motion for summary judgment is cloaked with a presumption of validity, and a party appealing from a summary judgment decision has the burden of persuading the court that the grant or denial of summary judgment was erroneous. Am. Home Assurance Co. v. Allen, 814 N.E.2d 662, 666 (Ind.Ct.App.2004), trans. dismissed (2005). We will affirm the grant of summary judgment if it is sustainable under any theory or basis found in the evidence designated to the *1030 trial court. City of Clinton v. Goldner, 885 N.E.2d 67, 71 (Ind.Ct.App.2008).

I. Breach of Physician, Patient Privilege

The physician-patient privilege is codified in Indiana Code section 34-46-3-1, which provides in pertinent part:

Except as otherwise provided by statute, the following persons shall not be required to testify regarding the following communications:
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(2) Physicians, as to matters communicated to them by patients, in the course of their professional business, or advice given in such cases.

This privilege has been justified on the basis that it encourages free communication and frank disclosure between patient and physician and provides assistance in the proper diagnosis and appropriate treatment. Andreatta v. Hunley, 714 N.E.2d 1154, 1157 (Ind.Ct.App.1999) (quoting Collins v. Bair, 256 Ind. 230, 286, 268 N.E.2d 95, 98 (1971), trans. denied (2000)). Because the privilege is derived from a statute, it must be strictly construed. Ley v. Blose, 698 N.E.2d 381, 383 (Ind.Ct.App.1998).

Additionally, the physician-patient privilege is not absolute and may be waived by the patient either expressly or by implication. Ley, 698 N.E.2d at 384. When a party places his mental or physical condition at issue in a lawsuit, he has impliedly waived the physician-patient privilege to that extent. Id. However, the privilege is waived only as to those matters causally and historically related to the condition put in issue and which have direct medical relevance to the claim. Andreatta, 714 N.E.2d at 1157.

Vargas argues that Shepherd violated the physician-patient privilege when he performed the medical records review and furnished Stock with a report that contained information concerning Shepherd's treatment of Vargas. He contends that the privilege attached when Shepherd treated him for a back injury in 1995, and Shepherd failed to assert the privilege because the statement in Shepherd's report regarding his treatment of Vargas constituted a disclosure of confidential information. Vargas also asserts that he did not implicitly waive the physician-patient privilege by filing a lawsuit against the apartment complex because of the injury he sustained.

As to waiver, the trial court determined that when Vargas filed his lawsuit, he waived the physician-patient privilege and any objection he had to the disclosure of any information related to his 1995 back injury. We agree. Vargas sustained a back injury in 1995 and was treated by Shepherd. In 2003, he injured his back again while he was working at an apartment complex.

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903 N.E.2d 1026, 2009 Ind. App. LEXIS 651, 2009 WL 960224, Counsel Stack Legal Research, https://law.counselstack.com/opinion/vargas-v-shepherd-indctapp-2009.