Valerie H. Saks v. Air France, a Corporation

724 F.2d 1383, 1984 U.S. App. LEXIS 25915
CourtCourt of Appeals for the Ninth Circuit
DecidedJanuary 31, 1984
Docket83-1625
StatusPublished
Cited by11 cases

This text of 724 F.2d 1383 (Valerie H. Saks v. Air France, a Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Valerie H. Saks v. Air France, a Corporation, 724 F.2d 1383, 1984 U.S. App. LEXIS 25915 (9th Cir. 1984).

Opinions

SCHROEDER, Circuit Judge.

Plaintiff-appellant, Valerie Saks, suffered a permanent hearing loss in her left ear while she was a passenger on an international flight operated by the defendant airline, Air France. The alleged cause was normal cabin pressurization changes during landing. Saks sued Air France for damages under Article 17 of the Warsaw Convention, Oct. 12, 1929, 49 Stat. 3000 (1934), 137 L.N. T.S. (1929), art. 17. The district court granted summary judgment for the airline on the ground that an injury caused by an air carrier’s normal operation is not an “accident” within the meaning of Article 17. Relying on two cases out of the Third Circuit, the district court ruled Saks could not recover damages unless she could show some malfunction or abnormality in the aircraft’s operation. See DeMarines v. KLM Royal Dutch Airlines, 580 F.2d 1193 (3d Cir.1978); Warshaw v. Trans World Airlines, Inc., 442 F.Supp. 400 (E.D.Pa.1977).

We reverse because we hold that a showing of a malfunction or abnormality in the aircraft’s operation is not a prerequisite for liability under the Warsaw Convention. Imposition of such a requirement is not supported by either the language and history of the Warsaw Convention, the contractual modification to the Warsaw system known as the Montreal Agreement, or the decisions of many courts, including this one, which now interpret the Convention as imposing absolute liability for injuries proximately caused by the risks inherent in air travel.

Our analysis begins with the language of the treaty itself. Day v. Trans World Airlines, Inc., 528 F.2d 31 (2d Cir.1975), cert. denied, 429 U.S. 890, 97 S.Ct. 246, 50 L.Ed.2d 172 (1976). Article 17 provides:

The carrier shall be liable for damage sustained in the event of the death or wounding of a passenger or any other bodily injury suffered by a passenger, if the accident which caused the damage so sustained took place on board the aircraft [1385]*1385or in the course of any of the operations of embarking or disembarking.

A finding that an “accident” has occurred is essential to invoking the provisions of Article 17. MacDonald v. Air Canada, 439 F.2d 1402, 1404 (1st Cir.1971). Yet nothing in the language of Article 17 or elsewhere in the Convention defines an “accident.” Nor is there language in Article 17 or elsewhere in the Convention which makes improper or abnormal operation of the aircraft a prerequisite to recovery. In normal usage an “accident” is viewed from the perspective of the person experiencing the injury. One who is injured in a fall down the steps of an aircraft has surely had an “accident” even though the aircraft and the steps themselves functioned normally. See Chutter v. KLM Royal Dutch Airlines, 132 F.Supp. 611, 613 (S.D.N.Y.1955) (fall from open door of aircraft is an “accident”).

A standard dictionary definition of “accident” is an “event occurring by chance or arising from unknown causes.” Webster’s New Collegiate Dictionary (6th ed. 1979). When we look to a definition within the aviation context, we find the term “aircraft accident” expressly defined in annex 13 to the Convention on International Aviation, signed by the United States, France and others in 1944 and codified at 49 C.F.R. § 830.2. That definition is:

an occurrence associated with the operation of an aircraft which takes place between the time any person boards the aircraft with the intention of flight and all such persons have disembarked, and in which any person suffers death or serious injury, or in which the aircraft receives substantial damage, (emphasis added).

The situation here fits squarely within that definition; the effect of the aircraft’s depressurization upon plaintiff’s ear is clearly an “occurrence associated with the operation of an aircraft.”

More than definitions should be considered, however. We should interpret a treaty to give effect to its apparent purposes, taking into account both its legislative history and the conduct of the signatories subsequent to ratification. Reed v. Wiser, 555 F.2d 1079 (2d Cir.), cert. denied, 434 U.S. 922, 98 S.Ct. 399, 54 L.Ed.2d 279 (1977); Husserl v. Swiss Air Transport Co., Ltd., 351 F.Supp. 702 (S.D.N.Y.1972), aff’d per curiam, 485 F.2d 1240 (2d Cir.1973); Block v. Compagnie Nationale Air France, 386 F.2d 323 (5th Cir.1967), cert. denied, 392 U.S. 905, 88 S.Ct. 2053, 20 L.Ed.2d 1363 (1968). The district court’s ruling in this case permits a carrier to avoid liability under the Warsaw Convention by showing that the plaintiff’s injury, although caused by the aircraft, was not an “accident” because it resulted from normal carrier operations. Such a defense is, in essence, a restatement of the defense of due care. Yet that defense is no longer available in an action under the Warsaw Convention. The district court’s decision in this case, like the decisions in DeMarines and Warshaw upon which it relied, is therefore contrary to the Warsaw Convention as it presently operates. This can be demonstrated clearly by tracing the history of that treaty from its inception to the present.

The Warsaw Convention1 was concluded on October 12, 1929, during the infancy of international air travel. The Convention’s original purposes were two-fold: to establish uniform rules for the treatment of air travel and to limit potential carrier liability for air accidents so as not to frighten away potential investors.

The Convention established a fault-based system for carrier liability with the burden placed upon the carrier to show lack of negligence. The carrier could rebut the presumption by proving that all necessary measures to avoid the damage were taken or that it was impossible to take such meas[1386]*1386ures. See Article 20(1).2 In exchange for the presumption of negligence, the Convention limited carrier liability to $8,300 per passenger. See Articles 17, 22. Secretary of State Cordell Hull focused on the liability limitation when he transmitted the Convention to the United States Senate, stating:

It is believed that the principle of limitation of liability will not only be beneficial to passengers and shippers as affording a more definite basis of recovery and as tending to less litigation, but that it will also prove to be an aid in the development of international air transportation, as such limitation will afford the carrier a more definite and equitable basis on which to obtain insurance rates, with the probable result that there would eventually be a reduction of operating expenses for the carrier and advantages to travelers and shippers in the way of reduced transportation charges.

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Valerie H. Saks v. Air France, a Corporation
724 F.2d 1383 (Ninth Circuit, 1984)

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724 F.2d 1383, 1984 U.S. App. LEXIS 25915, Counsel Stack Legal Research, https://law.counselstack.com/opinion/valerie-h-saks-v-air-france-a-corporation-ca9-1984.