v. Cattaneo

2020 COA 40, 471 P.3d 1186

• Court: Colorado Court of Appeals
• Decided: March 12, 2020
• Docket: 17CA1138, People
• Status: Published

Opinion

The summaries of the Colorado Court of Appeals published opinions constitute no part of the opinion of the division but have been prepared by the division for the convenience of the reader. The summaries may not be cited or relied upon as they are not the official language of the division. Any discrepancy between the language in the summary and in the opinion should be resolved in favor of the language in the opinion.

SUMMARY March 12, 2020

2020COA40

No. 17CA1138, People v. Cattaneo— Constitutional Law — Fourth Amendment — Searches and Seizures

A division of the court of appeals considers whether police

agents’ efforts to obtain a parked car’s vehicle identification number

(VIN) violated the defendant’s Fourth Amendment rights. The

agents reasonably suspected that the car was stolen but could not

confirm or dispel that suspicion by reading the VIN on the

dashboard because it was obscured. The agents then directed the

defendant to unlock the car so they could open the door to view the

VIN on the doorjamb. The division concludes that, under these

circumstances, probable cause to search the car was not required.

Because the agents’ actions did not exceed the bounds of an

investigatory stop, and because the defendant did not have a reasonable expectation of privacy in the VIN, the division holds that

the agents’ actions were justified.

The division also concludes that the trial court’s belated

imposition of a drug surcharge did not violate the defendant’s

double jeopardy rights because the initial sentence that omitted the

surcharge was illegal. Therefore, correcting the initial sentence to

add the surcharge was proper.

Judge Dailey concurs as to the Fourth Amendment issue but

dissents on the double jeopardy issue. He concludes that, because

the trial court did not impose the surcharge at sentencing, and the

absence of the surcharge did not render the sentence illegal, the

court’s later imposition of the surcharge violated the defendant’s

double jeopardy rights. COLORADO COURT OF APPEALS 2020COA40

Court of Appeals No. 17CA1138 Jefferson County District Court No. 16CR30 Honorable Christopher C. Zenisek, Judge Honorable Philip J. McNulty, Judge

The People of the State of Colorado,

Plaintiff-Appellee,

v.

Nicholas Trenton Cattaneo,

Defendant-Appellant.

JUDGMENT AFFIRMED AND CASE REMANDED WITH DIRECTIONS

Division I Opinion by JUDGE NAVARRO Miller*, J., concurs Dailey, J., concurs in part and dissents in part

Announced March 12, 2020

Philip J. Weiser, Attorney General, Elizabeth Ford Milani, Assistant Attorney General, Denver, Colorado, for Plaintiff-Appellee

Megan A. Ring, Colorado State Public Defender, Meredith Rose, Deputy State Public Defender, Denver, Colorado, for Defendant-Appellant

*Sitting by assignment of the Chief Justice under provisions of Colo. Const. art. VI, § 5(3), and § 24-51-1105, C.R.S. 2019. ¶1 In this appeal, we consider whether police agents’ actions to

obtain a parked car’s vehicle identification number (VIN) based on

reasonable suspicion that the car had been stolen violated the

Fourth Amendment right of defendant, Nicholas Trenton Cattaneo,

to be free from unreasonable searches and seizures. We conclude

that, under the circumstances, probable cause to search the car

was not required and the agents’ actions were justified. Therefore,

the trial court properly denied Cattaneo’s motion to suppress

evidence discovered upon his subsequent arrest for motor vehicle

theft.

¶2 We also consider whether the trial court’s imposition of a drug

surcharge after the sentencing hearing violated Cattaneo’s double

jeopardy rights. We find no double jeopardy violation, but we

remand to provide Cattaneo an opportunity to prove his inability to

pay the surcharge. In sum, we affirm the judgment and remand for

further proceedings.

I. Factual and Procedural History

¶3 Police Agent Rob Albrets responded to a call that employees of

a Walmart store had detained Cattaneo on suspicion of shoplifting.

When Agent Albrets arrived at the store’s loss prevention office, he

1 arrested Cattaneo. A subsequent search revealed keys to a Lincoln

sedan and over $2000 in cash, but no personal identification (ID).

¶4 Per his department’s procedures, Agent Albrets planned to

release Cattaneo on a summons, but that was possible only if

Cattaneo had ID. Cattaneo said his ID was in the car, and he gave

Agent Albrets permission to use his key fob to enter the car and

retrieve the ID from the center console.

¶5 Agent Albrets found the Lincoln backed into a parking spot

against a fence. It had a temporary tag in place of the rear license

plate and no front plate. The agent’s call to police dispatch revealed

that the temporary tag was associated with a dealership but not a

specific vehicle. The agent unlocked the car, opened the center

console, found the ID, and closed up and locked the car.

¶6 Suspecting that the car might have been stolen, Agent Albrets

called for assistance to determine whether it was stolen, and he

returned to the loss prevention office. In response, Agent Sean

Radke arrived at the parking lot and attempted to find the car’s VIN

by looking at the dashboard through the windows. The VIN was

obscured, however, by a crumpled paper that Agent Radke believed

had been intentionally shoved into the dashboard to hide the VIN.

2 ¶7 Meanwhile, Agent Albrets released Cattaneo from the loss

prevention office but followed him (at a distance) to his car, where

Agent Radke was waiting. As Agent Radke approached, Cattaneo

walked quickly to the car’s passenger side, removed a backpack

from the car, and locked the car. Fearing that Cattaneo might be

grabbing a weapon, and wishing to investigate if the car had been

stolen, Agent Radke “separated” Cattaneo from the backpack.1

Agent Radke explained that he wanted to find the VIN. Because

Cattaneo had the keys, Agent Radke asked him to open the door so

the agent could see the VIN on the car door. Apparently, the agent

also said that he had the right to call a locksmith to open the car to

access the VIN, although the record is less than clear on this point.

Agent Radke did not inform Cattaneo that he could refuse a request

to search the car. See § 16-3-310, C.R.S. 2019.

¶8 Cattaneo used his key fob to unlock the car. Agent Radke

opened the door, located the VIN on the doorjamb, and closed the

door without entering the passenger compartment. Agent Radke

asked dispatch to check the VIN. Within two minutes, dispatch

1 The record does not make clear whether Agent Radke physically took the backpack or simply directed Cattaneo to put it down.

3 responded that the car had been reported stolen. The agents

arrested Cattaneo on suspicion of motor vehicle theft and searched

the backpack, where they found a large number of OxyContin and

Oxycodone pills.

¶9 The prosecution charged Cattaneo with aggravated motor

vehicle theft, possession with intent to manufacture or distribute a

controlled substance, possession of a controlled substance, and

theft of less than fifty dollars.

¶ 10 Before trial, Cattaneo moved to suppress the pills as fruit of an

unlawful search. He contended that the agents did not have

probable cause to search the car and did not obtain his voluntary

consent to open the car door to access the VIN, without which they

would not have had probable cause to arrest him and search the

backpack. The prosecution countered that the agents suspected

that the vehicle was stolen, the search was limited in scope, and

Cattaneo’s consent was voluntary even absent the statutory

advisement.

¶ 11 The trial court denied the motion to suppress. It found that

the agents had reasonable suspicion that the vehicle was stolen and

that they obtained the VIN through a reasonable and limited

4 search. Moreover, the trial court found that Cattaneo had

voluntarily consented to a search of the car to obtain the VIN. The

court concluded that, once the VIN showed the car to be stolen, the

agents had probable cause to arrest Cattaneo and the pills were

admissible as the result of a valid search incident to arrest, an

inventory search, or inevitable discovery.

¶ 12 The case proceeded to trial. The prosecution ultimately

dismissed the motor vehicle theft charge, and the jury convicted

Cattaneo of the remaining charges. The trial court sentenced him

to a term of imprisonment and parole. Additionally, the mittimus

appears to require him to pay a drug surcharge.

II. Suppression Order

¶ 13 Everyone agrees that Cattaneo’s arrest on suspicion of stealing

the car, and the subsequent discovery of illicit drugs in his

backpack, resulted from the police agents’ obtaining the VIN from

the car’s doorjamb. Cattaneo contends, as he did in the trial court,

that the agents could not search his car without probable cause or

his voluntary consent to search. According to him, the agents had

neither. Alternatively, Cattaneo also argues, for the first time on

appeal, that the seizure of the car and his person in the parking lot

5 was illegal because it was not supported by probable cause. On

this latter theory, he concludes that the backpack’s contents were

the ultimate fruit of an illegal seizure.

¶ 14 We disagree because the police agents’ actions were

reasonable under the totality of the circumstances. Specifically, the

limited intrusion into the car to view the VIN and the earlier seizure

of Cattaneo and the vehicle were within the permissible scope of an

investigatory stop justified by reasonable suspicion that the car was

stolen.

A. Standard of Review and General Principles

¶ 15 Appellate courts apply a mixed standard of review to

suppression issues. People v. Chavez-Barragan, 2016 CO 66, ¶ 34.

“Under this standard, we review the trial court’s findings of historic

fact deferentially, accepting them if they are supported by

competent record evidence . . . .” Id. But we review de novo the

legal effect of those facts. Williams v. People, 2019 CO 108, ¶ 14.

¶ 16 Where a defendant failed to preserve his suppression

arguments in the trial court, we may reverse based on those

arguments only if plain error occurred. See Phillips v. People, 2019

CO 72, ¶¶ 22-38. “[P]lain error occurs when there is (1) an error,

6 (2) that is obvious, and (3) that so undermines the fundamental

fairness of the trial itself as to cast serious doubt on the reliability

of the judgment of conviction.” Id. at ¶ 39.

¶ 17 Both the Fourth Amendment of the United States Constitution

and article II, section 7 of the Colorado Constitution prohibit

unreasonable searches and seizures. People v. Allen, 2019 CO 88,

¶ 15. A warrantless search or seizure is presumptively

unreasonable and therefore unconstitutional. Id. Because “the

ultimate touchstone of the Fourth Amendment is ‘reasonableness,’”

however, the warrant requirement is subject to exceptions.

Brigham City v. Stuart, 547 U.S. 398, 403 (2006). The prosecution

bears the burden to establish that a warrantless search falls within

an exception to the warrant requirement. Allen, ¶ 16.

¶ 18 One such exception is an investigatory stop based on less than

probable cause. People v. Rodriguez, 945 P.2d 1351, 1359 (Colo.

1997). “An officer may engage in an investigatory stop of a car and

then question the driver without running afoul of the Fourth

Amendment’s prohibition against unreasonable searches and

seizures provided three conditions exist:” (1) the officer has

reasonable suspicion that criminal activity has occurred, is taking

7 place, or is about to take place; (2) the officer has a reasonable

objective for the stop; and (3) the scope and character of the

intrusion is reasonably connected to its objective. Id.

B. Seizure of Cattaneo and the Car

¶ 19 The parties here do not dispute that the agents had reasonable

suspicion to believe the car was stolen. Cattaneo had just been

detained for shoplifting. He had the keys to a vehicle that lacked a

front license plate. The temporary tag in the rear was associated

only with a dealership, and the car was parked in manner that

obscured the rear plate. The VIN on the dashboard appeared

purposefully obscured. Agent Radke testified that, in his

experience, the combination of these facts indicated that the car

was stolen. We therefore agree with the parties and the trial court

that the agents reasonably suspected that the vehicle had been

stolen. Id. (The pertinent question is “whether, under the totality of

the circumstances, the ‘specific and articulable facts’ known to the

officer at the time of the encounter and the rational inferences from

these facts create a ‘reasonable suspicion of criminal activity . . . .’”

(quoting People v. Thomas, 660 P.2d 1272, 1274 (Colo. 1983))).

8 ¶ 20 To confirm or dispel their suspicion, the agents detained the

car and Cattaneo for the purpose of checking the VIN to determine

if the vehicle had been reported stolen. Because one function of the

VIN is to “to assist law enforcement officers in recovering stolen

vehicles,” we conclude that the agents’ objective to obtain the VIN

was reasonable. Id. at 1361.

¶ 21 Turning to the scope of the stop, courts consider a

nonexhaustive list of factors, including the following: (1) the length

of the detention; (2) whether the officer diligently pursued the basis

for the initial stop; (3) whether the suspect was required to move

from one location to another; and (4) whether there were

alternative, less intrusive means available. Chavez-Barragan, ¶ 22.

In addition, courts often consider the degree of force used. Id. at

¶ 23.

¶ 22 For purposes of analysis, we accept Cattaneo’s view that the

stop — the seizure of Cattaneo and his car — began when the

agents separated him from his backpack and his car for the

purpose of checking the VIN. We also assume that Agent Radke

asked Cattaneo to unlock the car so the agent could obtain the VIN

but also told him that, if he did not, a locksmith would do so.

9 Agent Radke also asked Agent Albrets to watch Cattaneo while

Agent Radke obtained the VIN. Altogether, such conduct amounted

to a seizure because a reasonable person would not feel free to

terminate the encounter with the agents. See People v. Fines, 127

P.3d 79, 81 (Colo. 2006) (a reasonable person would not feel free to

terminate an encounter where officers separated her from her

vehicle and remained in control of her purse).

¶ 23 The length of the stop was merely the amount of time the

agents needed to find and run the VIN, which was only a few

minutes. Cf. Rodriguez, 945 P.2d at 1362-63 (ninety minutes to

obtain VIN during traffic stop was unreasonable). During that short

time, the agents diligently pursued their objective. They did not

require Cattaneo to relocate himself or the car. Cf. id. (requiring

driver to travel ten miles to police station was unreasonable).

¶ 24 As for possible alternatives, the officers employed the least

intrusive means available to obtain the VIN. The officers attempted

to investigate whether the car was stolen by first checking the rear

license plate, which indicated that it was not associated with a

particular person. They then attempted to obtain a VIN with a plain

view investigation, only to discover that the dashboard VIN was

10 obstructed. When those measures did not assuage their suspicion,

they did not forcibly enter the vehicle. Rather, they waited for

Cattaneo to return to the car and asked him to unlock it so they

could inspect the VIN.2 After Cattaneo unlocked the car, Agent

Radke opened the door and remained outside the car while he

found the VIN on the exposed doorjamb. He did not intrude into

the passenger compartment.

¶ 25 Overall, then, the scope and character of the agents’ actions

were reasonably connected to the stop’s objective. We thus reject

Cattaneo’s view that the seizure of the car required probable cause.

Where the seizure of property is minimally intrusive, police may

temporarily seize it for purposes of investigation based on less than

probable cause. People v. Tallent, 174 P.3d 310, 313 (Colo. 2008).

¶ 26 We likewise disagree with Cattaneo that he was essentially

placed under arrest. A seizure that occurs within the bounds of an

investigatory stop is not an arrest. Terry v. Ohio, 392 U.S. 1, 27

2 Cattaneo relies on the United States Supreme Court’s statement that, if property is temporarily detained for an investigative purpose that “is itself a search requiring probable cause,” the initial seizure must be justified by probable cause. United States v. Place, 462 U.S. 696, 706 (1983). As we will explain, however, the agents’ action to obtain the VIN was not itself a search requiring probable cause under the circumstances of this case.

11 (1968). As noted, the detention was brief. Agent Radke did no

more than necessary to ensure the agents’ safety during the

investigation. Based on Cattaneo’s quick pace to the car and

sudden grabbing of the backpack from the car, Agent Radke was

reasonably concerned that the backpack might contain a weapon.

Separating him from the backpack was a minimally intrusive

measure given the concern for officer safety. People v. Smith, 13

P.3d 300, 305 (Colo. 2000) (“[D]uring an investigatory stop, an

officer may take steps to ensure his own safety.”). And, because

Cattaneo was not restrained, Agent Radke’s instruction to Agent

Albrets to “watch” Cattaneo (and thus to keep him separated from

the backpack and car) was a reasonable precaution. The detention

did not involve physical restraints, and the entire investigation took

place in public. These measures were certainly less intrusive than,

for instance, handcuffing him in the police cruiser for the duration

of the stop. Cf. id. at 305-06 (where officers had legitimate safety

concerns, handcuffing a suspect and ordering him to lay prone did

not exceed the scope of an investigatory stop).

¶ 27 Under these circumstances, a reasonable person would expect

that the brief encounter would end as soon as the agents ran the

12 VIN. Cf. People v. Cervantes-Arredondo, 17 P.3d 141, 146 (Colo.

2001) (“A seizure is an arrest if a reasonable person in the suspect’s

position would have understood the situation to constitute a

restraint on freedom of movement to the degree associated with

formal arrest.”). Because “a prudent officer acting with sufficient

reasonable suspicion to believe criminal activity is afoot may

temporarily detain persons or property without probable cause,” we

conclude that the seizure here did not escalate to an arrest. Tallent,

174 P.3d at 314.

¶ 28 In any event, the trial court surely did not commit obvious

error by failing to rule, sua sponte, that the detention of Cattaneo or

the car was illegal. Hence, the court did not commit plain error.

See Scott v. People, 2017 CO 16, ¶ 16 (“To qualify as plain error, an

error must generally be so obvious that a trial judge should be able

to avoid it without the benefit of an objection.”).

C. Inspection of the VIN

¶ 29 Furthermore, under the facts in this case, we are not

persuaded that the police agent needed probable cause to (1) ask

Cattaneo to unlock the car and then (2) open the door for the sole

purpose of inspecting the VIN in the doorjamb.

13 ¶ 30 The United States Supreme Court has explained that “[t]he

VIN is a significant thread in the web of regulation of the

automobile.” New York v. Class, 475 U.S. 106, 111 (1986). The VIN

allows the easy identification of a particular vehicle, which assists

governments in many ways. Id. For instance, “[b]y making

automobile theft more difficult, the VIN safeguards not only

property but also life and limb.” Id. In light of the important

interests served by the VIN, “the Federal and State Governments are

amply justified in making it a part of the web of pervasive regulation

that surrounds the automobile.” Id. at 112. As relevant here, the

VIN is required by law to be placed in the doorjamb and on the

dashboard where it is readable by an observer located outside the

vehicle. See Rodriguez, 945 P.2d at 1361; 49 C.F.R. § 541.5 (2019);

49 C.F.R. § 565.13(f) (2019). An express legislative purpose of this

requirement is to assist law enforcement officers in recovering

stolen vehicles. See Rodriguez, 945 P.2d at 1361.

¶ 31 Because of the extensive regulation of vehicles, a person “must

surely expect that such regulation will on occasion require the State

to determine the VIN of his or her vehicle, and the individual’s

reasonable expectation of privacy in the VIN is thereby diminished.”

14 Class, 475 U.S. at 113. Indeed, “it is unreasonable to have an

expectation of privacy in an object required by law” to be placed “in

plain view from the exterior of the automobile.” Id. at 114.

Therefore, the Supreme Court has held that there is no reasonable

expectation of privacy in a VIN located “either inside the doorjamb,

or atop the dashboard.” Id. at 118-19 (distinguishing between

checking the doorjamb and intruding into the vehicle’s interior).

¶ 32 Even so, Cattaneo argues that the warrantless inspection of

the VIN in the doorjamb was a search requiring probable cause or

his consent. The People, noting that Cattaneo had no reasonable

expectation of privacy in the VIN in the doorjamb, contend that

inspecting the VIN was not a search under the Fourth Amendment.

As a result, the People continue, the police agents needed no cause

at all to inspect the VIN. We need not, and do not, go so far

because we are persuaded by the People’s alternative argument.

Assuming, without deciding, that the agent’s opening the car door

to inspect the VIN in the doorjamb (after asking Cattaneo to unlock

the door) constituted a search, we conclude that the search was

justified by reasonable suspicion that the car was stolen, did not

15 exceed the bounds of an investigatory stop, and was therefore

reasonable.

¶ 33 We draw further guidance from the Class decision. There, an

officer conducted a traffic stop of the defendant, who then

spontaneously exited the vehicle. Without asking the defendant’s

permission, a second officer opened the car door to look for the VIN

in the doorjamb. Unable to find it there, he reached into the car’s

interior to move papers obscuring the area of the dashboard where

the VIN was required to be. When reaching in, he noticed a gun

protruding from under the driver’s seat. On that basis, he arrested

the defendant. See Class, 475 U.S. at 108.

¶ 34 After finding that the defendant did not have a reasonable

expectation of privacy in the VIN, the Court concluded that “[t]he

mere viewing of the formerly obscured VIN” on the dashboard was

not a search and did not violate the Fourth Amendment. Id. at 113-

14. The Court decided, however, that the officer’s reaching into the

car’s interior to move the papers on the dashboard constituted a

search. Id. at 114-15.

¶ 35 The Court then considered whether the officer’s actions were

reasonable. Id. at 118-19. In doing so, it did not ask whether the

16 officer had probable cause to search the vehicle. Instead, the Court

balanced the “nature and quality” of the intrusion against the

importance of the governmental interest justifying the intrusion. Id.

at 118-19 (quoting Place, 462 U.S. at 703). The Court

acknowledged that the police had no reason to suspect that the

defendant’s car was stolen. Id. at 108. Nonetheless, the Court

concluded that the search for the VIN was reasonable given that the

police had observed the defendant commit two traffic violations and

given the typical circumstances of a traffic stop (including an

officer’s authority to remove the driver from the vehicle for safety

purposes). Id. at 117-18. Also critical to the Court’s decision was

the fact that the officer’s actions were minimally intrusive. The

officer looked for the VIN only in the doorjamb and on the

dashboard; “[n]either of those locations is subject to a reasonable

expectation of privacy.” Id. at 118. The officer did not root around

in the car’s interior or reach into any compartments. Considering

all the circumstances, the Court found no Fourth Amendment

violation. Id. at 118-19.3

3The Court noted that its holding did not authorize police officers to enter a vehicle’s passenger compartment to obtain a dashboard-

17 ¶ 36 The inspection here was less intrusive than the search in

Class. Agent Radke did not intrude into the car’s interior but only

checked the doorjamb for the VIN. Cf. id. Given his reasonable

suspicion that the car was stolen, and given that Cattaneo did not

have a reasonable expectation of privacy in the doorjamb VIN, this

very limited intrusion was reasonable under Class.

¶ 37 Indeed, Cattaneo does not argue that the Class Court required

probable cause to justify the search in that case. Instead, he says

that Class does not apply because the car here was not stopped due

to a traffic violation; it was parked in a lot. See United States v.

$277,000.00 U.S. Currency, 941 F.2d 898, 902 (9th Cir. 1991)

(holding that removing an opaque car cover to inspect a parked

car’s dashboard VIN was a search requiring probable cause).

Cattaneo warns against applying Class to permit a search of any

parked car without probable cause simply because the dashboard

VIN is obscured in some way. Our holding, however, does not

sweep so broadly.

mounted VIN when the VIN is visible from outside the vehicle. New York v. Class, 475 U.S. 106, 119 (1986).

18 ¶ 38 We hold merely that the agent’s reasonable suspicion that the

car was stolen in this case provided sufficient justification for the

momentary inspection of the VIN in the doorjamb. While we

recognize that the Class Court analyzed the circumstances of the

traffic stop in that case, we do not read Class as applying only to

traffic stops. The Court discussed the police’s authority to check a

VIN during traffic stops only after the Court noted that the police

there had no reason to suspect the car was stolen. In contrast, the

agent here had such a reasonable suspicion and conducted a lawful

investigatory stop. Given the VIN’s importance in assisting police to

recover stolen vehicles, we see no reason to limit Class’s rationale to

traffic stops and to refuse to apply Class to other lawful seizures of

vehicles. After all, the government’s interests in regulating vehicles

do not disappear altogether once a vehicle is parked. Officers

maintain an interest in returning stolen vehicles to their owners

and conducting their investigations in a safe manner. Cf. 1 Wayne

R. LaFave, Search and Seizure: A Treatise on the Fourth Amendment

§ 2.5(d) (5th ed. 2019) (“Whether there must always be an observed

traffic violation on which to ‘piggy-back’ the VIN search is unclear,

though the Court’s statements [in Class] about the importance of

19 the VIN and the consequent lack of an expectation of privacy as to

the VIN would lend support to the conclusion . . . that checking in a

vehicle for a VIN is a lesser intrusion than the usual search and

thus may be undertaken upon a lesser quantum of evidence.”)

(footnotes omitted).

¶ 39 To sum up, in all Fourth Amendment inquiries, the ultimate

question is reasonableness. Brigham City, 547 U.S. at 403. If a

Fourth Amendment search or seizure is a “lesser intrusion,” it may

be justified by something less than probable cause. See Delaware

v. Prouse, 440 U.S. 648, 656 (1979); see also People v. Brown, 2018

CO 27, ¶ 8 (permitting warrantless search and seizure of vehicles in

furtherance of community caretaking functions, without regard to

probable cause); People v. Delacruz, 2016 CO 76, ¶ 14 (permitting

protective sweep of passenger compartment based on reasonable

suspicion that motorist is armed and dangerous). One such lesser

intrusion is an investigatory stop, and the agent’s brief inspection of

the VIN in the doorjamb fell within the scope of a valid investigatory

stop. Accordingly, the inspection of the VIN did not violate

Cattaneo’s Fourth Amendment rights.

20 ¶ 40 Because the Fourth Amendment did not require the agent to

have probable cause or to obtain Cattaneo’s consent before

inspecting the VIN in the doorjamb, we need not address whether

his consent to the agent’s opening the door was voluntary. See

United States v. Knights, 534 U.S. 112, 118 (2001) (declining to

address consent where a search was reasonable). Neither his

subsequent arrest for motor vehicle theft nor the search of his

backpack was tainted by illegality. The trial court, therefore,

properly denied his motion to suppress.

III. Double Jeopardy

¶ 41 Cattaneo next contends that the trial court impermissibly

increased his sentence when it imposed a drug surcharge on the

mittimus without first announcing it in open court at the

sentencing hearing.4 Reviewing de novo whether the court violated

Cattaneo’s rights against double jeopardy, see People v. Tillery, 231

P.3d 36, 48 (Colo. App. 2009), aff’d sub nom. People v. Simon, 266

P.3d 1099 (Colo. 2011), we see no double jeopardy violation.

4The drug surcharge is not specifically enumerated on the mittimus, which mentions only an aggregate amount of money assessed against Cattaneo. But both parties agree that the drug surcharge is included.

21 ¶ 42 The Double Jeopardy Clauses of the United States and

Colorado Constitutions protect a defendant from being twice

punished for the same offense. U.S. Const. amends. V, XIV; Colo.

Const. art. II, § 18. As Cattaneo correctly argues, “increasing a

lawful sentence after it has been imposed and the defendant has

begun serving it may, in certain circumstances, violate this aspect

of double jeopardy protection.” People v. McQuarrie, 66 P.3d 181,

182 (Colo. App. 2002). But when a sentence is illegal, it may be

corrected “at any time” without violating double jeopardy — even if

the correction increases the sentence — because a defendant has

no legitimate expectation of finality in an illegal sentence. People v.

Wiseman, 2017 COA 49M, ¶ 28 (quoting Crim. P. 35(a)); see also

Romero v. People, 179 P.3d 984, 989 (Colo. 2007) (“[D]ouble

jeopardy does not bar the imposition of an increased sentence if the

defendant lacked a legitimate expectation of finality in the

sentence.”).

¶ 43 Thus, the question is whether the initial sentence imposed in

open court, which omitted the drug surcharge, was lawful. We

review the legality of a sentence de novo. People v. Bassford, 2014

COA 15, ¶ 20. “Sentences that are inconsistent with the statutory

22 scheme outlined by the legislature are illegal.” People v. Rockwell,

125 P.3d 410, 414 (Colo. 2005).

¶ 44 Cattaneo was convicted of two drug felonies, which subjected

him to incarceration, parole, and a drug offender surcharge for each

conviction. See § 18-1.3-401.5, C.R.S. 2019; § 18-18-405(2)(a),

C.R.S. 2019; § 18-19-103(1), C.R.S. 2019. The drug offender

surcharge was imposed by section 18-19-103(1), which provides

that “each drug offender who is convicted . . . shall be required to

pay a surcharge.” The statute further provides:

(a) The court may not waive any portion of the surcharge required by this section unless the court first finds that the drug offender is financially unable to pay any portion of said surcharge.

....

(c) The court shall waive only that portion of the surcharge which the court has found the drug offender is financially unable to pay.

§ 18-19-103(6).

¶ 45 Relying on the waiver provision, Cattaneo argues that,

“because the drug surcharge is punishment and is not mandatory

in all cases,” his original sentence imposed in open court was legal.

As a result, he concludes that the Double Jeopardy Clause

23 precluded the court from later imposing the drug surcharge on the

mittimus. His conclusion finds support in the division’s decision in

McQuarrie, 66 P.3d at 183. Contrary to Cattaneo’s view, however,

simply because it is legal not to impose the surcharge in some cases

does not necessarily mean that the failure to impose it in his case

was legal (i.e., consistent with the statutory scheme). See People v.

Yeadon, 2018 COA 104, ¶¶ 47-51 (disagreeing with McQuarrie) (cert.

granted Mar. 25, 2019).

¶ 46 The imposition of restitution, for example, is not mandatory in

every criminal conviction, yet its omission may render a sentence

illegal in some cases. See, e.g., People v. Dunlap, 222 P.3d 364, 368

(Colo. App. 2009); People v. Smith, 121 P.3d 243, 251 (Colo. App.

2005). Specifically, where the trial court’s sentence does not

impose restitution but fails to include a specific finding that the

victim suffered no pecuniary loss, the sentence is illegal. See Smith,

121 P.3d at 251; see also Dunlap, 222 P.3d at 368. In that

scenario, the sentence may be corrected to impose restitution

without offending double jeopardy principles. See Smith, 121 P.3d

at 251.

24 ¶ 47 Likewise, the legality of Cattaneo’s sentence depends not on

whether the drug surcharge may be legally omitted in some cases

but on whether the trial court legally omitted the surcharge in this

case. The drug offender surcharge statute provides that it “shall”

be imposed in “each” drug conviction. § 18-19-103(1), (6); see also

Yeadon, ¶¶ 50-51. Section 18-19-103(6) provides a mechanism for

waiver that is also couched in mandatory language. The trial court

“may not” waive the surcharge “unless the court first finds” that the

offender is financially unable to pay it. § 18-19-103(6)(a) (emphasis

added). In other words, a trial court’s authority to reduce the

surcharge is predicated upon the inability-to-pay finding. Absent

such an express finding, the statute requires the trial court to

impose the full surcharge. And, even if the court makes that

finding, the statute imposes a further restriction: the court “shall

waive only that portion of the surcharge which the court has found

the drug offender is financially unable to pay.” § 18-19-103(6)(c)

(emphasis added).

¶ 48 Reading the statute as a whole and giving sensible effect to all

its parts, we conclude that a trial court has the authority to reduce

or eliminate the surcharge only to the extent the offender is unable

25 to pay it. See § 18-19-103(6)(c); People v. Thames, 2019 COA 124,

¶ 76 (discussing analogous waiver provisions). This authority does

not exist unless the court makes an express finding that the

offender is unable to pay all or part of the surcharge. Cf. Smith,

121 P.3d at 251. Nowhere does the statute authorize a court to

omit the surcharge without the required finding.

¶ 49 Accordingly, where a drug conviction is involved, a sentence is

legal only where the trial court (1) makes a specific finding that the

offender is unable to pay the full surcharge and waives the

surcharge to the extent necessary or (2) imposes the full surcharge.

Yeadon, ¶¶ 50-51; see also Thames, ¶¶ 76-78. Because Cattaneo’s

original sentence announced in open court omitted the surcharge

without a finding that he was unable to pay it, the sentence was

contrary to section 18-19-103 and, thus, illegal. Yeadon, ¶¶ 50-51;

see also Thames, ¶¶ 77-78. So, the sentence could be corrected

without violating Cattaneo’s rights against double jeopardy.

Rockwell, 125 P.3d at 414; Wiseman, ¶¶ 26-28.

¶ 50 In the event we disagree with his double jeopardy argument,

Cattaneo requests a remand to give him an opportunity to present

evidence of his inability to pay the surcharge. See § 18-19-103(6)(b)

26 (permitting a hearing regarding the offender’s financial ability to pay

the surcharge). The People do not object to this relief. We therefore

remand to the trial court to give Cattaneo an opportunity to show

his inability to pay the surcharge. See Thames, ¶ 78.

IV. Conclusion

¶ 51 The judgment is affirmed, but the case is remanded to the trial

court to provide Cattaneo the opportunity to prove his inability to

pay the drug surcharge.

JUDGE MILLER concurs.

JUDGE DAILEY concurs in part and dissents in part.

27 JUDGE DAILEY, concurring in part and dissenting in part.

¶ 52 I concur in all parts of the opinion except Part III, where the

majority concludes, based on People v. Yeadon, 2018 COA 104

(cert. granted Mar. 25, 2019), that the court was allowed to

belatedly impose a drug surcharge and, consequently, did not

violate Cattaneo’s double jeopardy rights.

¶ 53 Section 18-19-103(1), C.R.S. 2019, provides that “each drug

offender who is convicted . . . shall be required to pay a surcharge.”

The statute also states that “[t]he court may not waive any portion

of the surcharge required by this section unless the court first finds

that the drug offender is financially unable to pay any portion of

said surcharge.” § 18-19-103(6)(a).

¶ 54 In People v. McQuarrie, 66 P.3d 181, 183 (Colo. App. 2002), a

division of this court concluded that “because the drug offender

surcharge is considered punishment and is not mandatory in all

cases, the Double Jeopardy Clause required the trial court to

impose such a fine at the time that it imposed [the] defendant’s

sentence in open court,” and not later.

¶ 55 I served on the division that decided McQuarrie, and I’m

sticking with the position I took in that case. In my view, a statute

28 that, as here, essentially says “a surcharge shall be imposed

unless . . . ” is not mandatory, and, consequently, the absence of

that surcharge does not make a sentence illegal. Cf. id. (The

surcharge “differs from . . . nonwaivable costs, the subsequent

imposition of which does not violate double jeopardy principles.”).

¶ 56 Because the trial court did not impose the surcharge at

sentencing, and the absence of the surcharge did not render the

sentence illegal, the court’s later imposition of the surcharge

violated Cattaneo’s double jeopardy rights.