Uzzillia v. Commissioner of Health

47 A.D.2d 492, 367 N.Y.S.2d 795, 1975 N.Y. App. Div. LEXIS 9524
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMay 5, 1975
StatusPublished
Cited by15 cases

This text of 47 A.D.2d 492 (Uzzillia v. Commissioner of Health) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Uzzillia v. Commissioner of Health, 47 A.D.2d 492, 367 N.Y.S.2d 795, 1975 N.Y. App. Div. LEXIS 9524 (N.Y. Ct. App. 1975).

Opinion

Per Curiam.

The petitioners separately own six private proprietary nursing homes. The respondent Commissioner of Health of the State of New York, after a consolidated hearing, revoked the petitioners’ operating certificates for their establishments. The petitioners then instituted this proceeding pursuant to CPLR article 78 to review the commissioner’s action.

The petitioners have been operating their establishments for periods ranging from 12 to 40 years. The basis for the revocations was that in January, 1975 a State Health Department inspection team was turned away from each of the nursing homes (on advice of counsel). Prior to those incidents each home had been inspected periodically.

Generally, inspections to determine the homes’ qualifications under the Medicaid program had been made once a year and inspections to determine compliance with article 28 of the Public Health Law were made once every two years. A survey normally takes a day for each nursing home. Inspections were usually announced in advance, but on occasion some homes received unannounced examinations by department inspectors. At the consolidated hearing, various administrators of the homes testified (without contradiction) that prior to the incidents in question they had never refused a department inspector admittance, with perhaps one exception. (The one exception was an incident in 1970 when, for a brief period, while court proceedings were pending, the Kruger Nursing Home turned away inspectors. Shortly thereafter the inspectors were admitted.)

By written notices dated December 13, 1974 the commissioner advised each petitioner that hearings would be held (at various times from February 26, 1975 to March 19, 1975): "relative to charges that you have violated provisions of Article 28 of the Public Health Law of the State of New York and of the Rules and Regulations promulgated thereunder, including, but not limited to, Parts 702, 711, 713, 730 and 731 of Chapter V of the State Hospital Code, Title 10 of the Official Compilation of the Codes, Rules and Regulations of the State of New York, to be set forth with more particularly [sic] in a statement which will be mailed to you by registered mail at least twenty-one days before the date hereinabove set forth as the date of the hearing * * * and at the conclusion * * * [494]*494[of the hearings] a determination will be made with respect to what type of action should be taken by the Commissioner of Health with respect to whether or not the operating certificate heretofore granted * * * should be revoked, suspended, limited or annulled.”

Article 28 of the Public Health Law and the above-charged parts of the State Hospital Code are "umbrella” provisions which, when taken together, embrace a large number of statutes and regulations. Thus, the December 13, 1974 notices of hearing did not advise the petitioners of just which requirements of law were allegedly violated. Moreover, the notices contained no factual specifications and therefore did not tell the petitioners just what alleged conduct or nonconduct on their part violated the statutes or regulations.

Thus, among the findings of fact made by the hearing officer and adopted by the State Commissioner were the following: "The aforesaid Notices of Hearing [dated December 13, 1974] did not have Statements of Charges annexed, but did contain a notice that Statements particularizing the alleged violations of Article 28, would be mailed to * * * [the petitioners herein] by registered mail at least 21 days before the date scheduled for the hearings” (bracketed matter supplied).

However, it was established at the hearing that the petitioners never did receive such "Statements of Charges” or any other specifications of the December 13, 1974 notices.

In early January of 1975 the petitioners were informed by telephone and letter, by the commissioner’s agents, that a survey team of department inspectors would make a visit on a given date in January of 1975, viz., "to determine compliance with the New York State Hospital Code”.

On January 3, 1975, counsel to the petitioners addressed a mailgram to the commissioner’s Regional Health Director for Westchester County, stating: "Your Department has served notices of hearing attacking the operating certificates of several nursing homes in Westchester County which are represented by us as attorneys. These notices of hearing have not been accompanied by statements of charges. You have now notified some of these same homes of your intention to send in special teams of inspectors, obviously in an effort to generate charges to back up the notices of hearing. We have advised each of our clients to decline to permit any such extraordinary inspections until the conclusion of the hearing for which the home has been noticed. Our clients in this regard include [495]*495the Barbara Lucille, Dean Manor * * * Furman, Kruger, * * * Miramichi and Waldean nursing homes. In the past the Health Department has on some occasions sought ex parte orders from the courts to force the admission of the Department’s inspectors into nursing homes. We hereby request that if any such orders permitting entry are to be sought, such application be made upon at least telephoned notice in advance to the undersigned.” The respondent did not reply to this or contact the petitioners’ counsel with regard to its contents.

On the preannounced inspection dates of January 7 and 10, 1975 department survey teams successively visited the Barbara Lucille Nursing Home and the Kruger Nursing Home. At each facility the owner or administrator refused to admit the inspectors, stating that the refusal was on advice of counsel. In each instance the team then departed, without having inspected the facility. However, on January 10, after being turned away from the Kruger Nursing Home, the team, on instructions from the respondent’s regional office, successively visited the Furman, Waldean and Dean Manor homes, and on January 14 proceeded to the Miramichi Nursing Home. The latter four facilities had been scheduled for inspections later in the month. The team’s "accelerated” visits met with the same result: the owner or administrator refused to allow inspection, on advice of counsel, and the inspection team withdrew.

Within a few days following each of these attempted inspections, each of the petitioners received a second notice of hearing to revoke, suspend, limit or annul their operating certificates, this time on the basis of the charge that the proprietors had "wilfully opposed and obstructed” the department’s inspectors in the performance of their duties, in violation of subdivision 1 of section 2803 of the Public Health Law.

No further attempt to inspect any of these homes was thereafter made by the department and upon the second notices of hearing, the hearing was held on January 31, 1975. Thereafter the hearing officer rendered his report, dated March 12,1975. It concludes that "the above-named * * * [the petitioners herein] have violated the provisions of Section 2803(1) of the Public Health Law of the State of New York, in refusing to admit the duly authorized representatives of the Department to conduct a survey of * * * [the petitioners’] facilities”. It then adds, under "Recommendations”, that "the [496]*496findings and conclusions above stated are sufficient justification for the Commissioner, in his discretion, to either fins1 * * * [the petitioners] appropriate penalties and/or revoke the subject licenses.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Matter of Rensselaer County Dept. of Social Servs. v. McDonald
2025 NY Slip Op 06943 (Appellate Division of the Supreme Court of New York, 2025)
Halpert v. Shah
107 A.D.3d 800 (Appellate Division of the Supreme Court of New York, 2013)
Golden Years Homestead, Inc. v. Buckland
466 F. Supp. 2d 1059 (S.D. Indiana, 2006)
MATTER OF MILLER v. DeBuono
689 N.E.2d 518 (New York Court of Appeals, 1997)
Riviera Manor, Inc. v. Department of Public Health
536 N.E.2d 1212 (Appellate Court of Illinois, 1988)
People v. Velez
109 Misc. 2d 853 (Criminal Court of the City of New York, 1981)
State v. Iranian Caviar & Sturgeon Corp.
102 Misc. 2d 1037 (Civil Court of the City of New York, 1979)
People v. Firstenberg
92 Cal. App. 3d 570 (California Court of Appeal, 1979)
Woods & Rohde, Inc. v. State, Department of Labor
565 P.2d 138 (Alaska Supreme Court, 1977)
State v. Local 1115 Joint Board, Nursing Home & Hospital Employees Division
56 A.D.2d 310 (Appellate Division of the Supreme Court of New York, 1977)
State v. Springer
50 A.D.2d 567 (Appellate Division of the Supreme Court of New York, 1975)
Kent Nursing Home v. Office of Special State Prosecutor for Health & Social Services
49 A.D.2d 616 (Appellate Division of the Supreme Court of New York, 1975)
Lewis v. Hynes
82 Misc. 2d 256 (New York Supreme Court, 1975)

Cite This Page — Counsel Stack

Bluebook (online)
47 A.D.2d 492, 367 N.Y.S.2d 795, 1975 N.Y. App. Div. LEXIS 9524, Counsel Stack Legal Research, https://law.counselstack.com/opinion/uzzillia-v-commissioner-of-health-nyappdiv-1975.