U.S. Smokeless Tobacco Manufacturing Co. v. City of New York

703 F. Supp. 2d 329, 2010 WL 1253447
CourtDistrict Court, S.D. New York
DecidedMarch 23, 2010
Docket09 Civ. 10511(CM)
StatusPublished
Cited by13 cases

This text of 703 F. Supp. 2d 329 (U.S. Smokeless Tobacco Manufacturing Co. v. City of New York) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
U.S. Smokeless Tobacco Manufacturing Co. v. City of New York, 703 F. Supp. 2d 329, 2010 WL 1253447 (S.D.N.Y. 2010).

Opinion

MEMORANDUM DECISION AND ORDER DENYING PLAINTIFFS’ MOTION FOR A PRELIMINARY INJUNCTION

McMAHON, District Judge.

INTRODUCTION

Plaintiffs, manufacturers and distributors of smokeless tobacco, commenced this action on December 28, 2009, challenging a recently enacted New York City law restricting the sale of flavored tobacco. Plaintiffs argue that New York’s law is preempted by the federal Family Smoking Prevention and Tobacco Control Act (“FSPTCA”) and violates the Commerce Clause and Due Process Clause of the Fourteenth Amendment of the United States Constitution,

Plaintiffs filed the motion for a preliminary injunction on January 26, 2010, on the sole ground that the city law is preempted by the FSPTCA. For the reasons set forth below, plaintiffs’ motion for a preliminary injunction is denied.

CONSTITUTIONAL STANDARD

I. The Supremacy Clause

The “Constitution establishes a system of dual sovereignty between the States and the Federal Government,” in order to “reduce the risk of tyranny and abuse from either front” Gregory v. Ashcroft, 501 U.S. 452, 457, 111 S.Ct. 2395, 115 L.Ed.2d 410 (1991). This balance of power translates into sovereignty for the states that is “concurrent with that of the Federal Government, subject only to limitations imposed by the Supremacy Clause.” Tafflin v. *333 Levitt, 493 U.S. 455, 458, 110 S.Ct. 792, 107 L.Ed.2d 887 (1990).

The Supremacy Clause, Article VI, Clause 2 of the Constitution, provides that the laws of the United States “shall be the supreme Law of the Land ... any Thing in the Constitution or Laws of any state to the Contrary notwithstanding.” U.S. Const. art. VI, cl. 2. As the Supreme Court has explained, this clause represents an “extraordinary” grant of power, and gives the Federal Government “a decided advantage” in the dynamic between state and federal sovereigns. Gregory, 501 U.S. at 460, 111 S.Ct. 2395.

However, the power vested in the Federal Government is not limitless. “The supremacy of the laws is attached to those only, which are made in pursuance of the constitution.” 3 J. Story, Commentaries on the Constitution of the United States § 1831, at 694 (1833). Actions of the Federal Government “which are not pursuant to its constitutional powers, but which are invasions of the residuary authorities of the smaller societies,” are not “the supreme law of the land. They will be merely acts of usurpation, and will deserve to be treated as such.” Id. The Constitution confers upon Congress “not all governmental powers, but only discrete, enumerated ones,” Printz v. United States, 521 U.S. 898, 919, 117 S.Ct. 2365, 138 L.Ed.2d 914 (1997), and the Tenth Amendment reserves to the states, “[t]he powers not delegated to the United States by the Constitution, nor prohibited by it.” U.S. Const, amend. X. Put otherwise, as the Framers observed, the Constitution by design conveys “few and defined” powers to the Federal Government, while designating “numerous and indefinite” powers to the states. The Federalist No. 15, at 237-38 (James Madison) (M. Beloff ed., 2d ed. 1987).

“The regulation of health and safety matters is primarily, and historically, a matter of local concern,” and therefore among those powers reserved to the states. Hillsborough County, Fla. v. Automated Med. Labs., Inc., 471 U.S. 707, 719, 105 S.Ct. 2371, 85 L.Ed.2d 714 (1985). Throughout history, the “[s]tates traditionally have had great latitude under their police powers to legislate as to the protection of the lives, limbs, health, comfort, and quiet of all persons.” Metropolitan Life Ins. Co. v. Massachusetts, 471 U.S. 724, 756, 105 S.Ct. 2380, 85 L.Ed.2d 728 (1985) (internal quotations omitted), overruled in part on other grounds by Kentucky Ass’n of Health Plans, Inc. v. Miller, 538 U.S. 329, 123 S.Ct. 1471, 155 L.Ed.2d 468 (2003).

II. Preemption

Preemption is the vehicle used to operationalize Congress’ grant of power under the Supremacy Clause. It applies with equal force to federal regulations promulgated by agencies cloaked with authority by Congress as to statutes directly by the legislature, including the imposition of damages under state law. Fid. Fed. Sav. & Loan Ass’n v. de la Cuesta, 458 U.S. 141, 152-53, 102 S.Ct. 3014, 73 L.Ed.2d 664 (1982); Geier v. Am. Honda Motor Co., Inc., 529 U.S. 861, 120 S.Ct. 1913, 146 L.Ed.2d 914 (2000); Chicago & N.W. Transp. Co. v. Kalo Brick & Tile Co., 450 U.S. 311, 101 S.Ct. 1124, 67 L.Ed.2d 258 (1981) (same).

Every instance of preemption falls into one of two overarching categories: express or implied. Express preemption involves an express statement by Congress that prohibits state and local governments from enacting laws in a specific area. As the Supreme Court has observed, “when Congress has made its intent known through explicit statutory language, the *334 courts’ task is an easy one.” English v. Gen. Electric Co., 496 U.S. 72, 79, 110 S.Ct. 2270, 110 L.Ed.2d 65 (1990). For example, in 1976, Congress amended the Federal Food, Drug, and Cosmetic Act (“FDCA”) to add an express preemption provision (codified at 21 U.S.C. § 360k(a)). Section 360k(a) prohibits states from regulating medical devices, stating that:

Except as provided in subsection (b) of this section, no State or political subdivision of a State may establish or continue in effect with respect to a device intended for human use any requirement—
(1) which is different from, or in addition to, any requirement applicable under this chapter to the device, and
(2) which relates to the safety or effectiveness of the device or to any other matter included in a requirement applicable to the device under this chapter.

21 U.S.C. § 360k(a); see also Wyeth v. Levine, — U.S. -, 129 S.Ct. 1187, 1196, 173 L.Ed.2d 51 (2009) (discussing preemption under the FDCA).

While section 360k(a) is very broad, Congress will sometimes narrow the scope of an express preemption provision by carving out particular areas for state and local regulation.

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Bluebook (online)
703 F. Supp. 2d 329, 2010 WL 1253447, Counsel Stack Legal Research, https://law.counselstack.com/opinion/us-smokeless-tobacco-manufacturing-co-v-city-of-new-york-nysd-2010.