Urban v. Henley

654 F. Supp. 870, 1987 U.S. Dist. LEXIS 10677
CourtDistrict Court, D. Kansas
DecidedJanuary 20, 1987
Docket84-4226
StatusPublished
Cited by1 cases

This text of 654 F. Supp. 870 (Urban v. Henley) is published on Counsel Stack Legal Research, covering District Court, D. Kansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Urban v. Henley, 654 F. Supp. 870, 1987 U.S. Dist. LEXIS 10677 (D. Kan. 1987).

Opinion

MEMORANDUM AND ORDER

ROGERS, District Judge.

This is a civil rights action brought by the plaintiff against the Kansas Adult Authority and the individual members of that body pursuant to 42 U.S.C. §§ 1981 and 1983. Plaintiff contends that his due process and equal protection rights under the Fifth and Fourteenth Amendments to the United States Constitution were violated when he was unlawfully incarcerated from May 13, 1983 to September 22, 1983 pursuant to the orders issued by the KAA. This matter is presently before the court upon plaintiff’s motion for partial summary judgment and defendants’ motion to dismiss. The court has heard oral argument and is now prepared to rule.

The facts relevant to this action are generally undisputed. On October 10, 1980, plaintiff was sentenced to one to two years in state court for criminal damage to property in violation of K.S.A. 21-3720. Plaintiff began serving his sentence on November 13, 1981. Plaintiff’s conditional release date was set as May 13, 1983. On December 27, 1982, plaintiff was released on parole. Three days later he was again arrested. Thereafter, he was jailed as a parole violator. He then pled guilty to the charge upon which he was arrested. On February 14, 1983, defendant KAA revoked plaintiff’s parole for his failure to abide by his release agreement. The KAA ordered plaintiff to serve to his conditional release date pursuant to K.S.A. 75-5217. Between February 14, 1983 and May 11, 1983, plaintiff received two institutional disciplinary convictions. The disciplinary board of the Department of Corrections entered a penalty of seven days disciplinary segregation and thirty days loss of good time, which was suspended for 120 days. On May 11, 1983, two days before plaintiff’s conditional release, defendant KAA amended its order of February 14, 1983. The KAA ordered that plaintiff forfeit his good time credits and serve the remaining months of his maximum sentence, to November 13, 1983. Thereafter, on September 15, 1983, plaintiff filed á writ of habeus corpus in state court. On September 22, 1983, the writ was granted and the state judge ordered the plaintiff released from custody. The order stated: “[T]he Kansas Adult Authority was without statutory or regulatory authority to enter its order of May 11, 1983, whereby plaintiff was ordered to forfeit all good time credits and serve to his maximum sentence, and therefore petitioner should have been released on May 13,1983, which was his conditional release date.” Plaintiff then filed this action for damages on June 26, 1984.

In his complaint filed on June 26, 1984, plaintiff alleged his due process rights were violated by the defendants when they ordered the forfeiture of his good time credits on May 11, 1983. Plaintiff asserts that the KAA was without statutory authority to order such forfeiture. He further contends in the alternative that he was entitled to notice and a hearing prior to such forfeiture. Plaintiff seeks compensatory and punitive damages. On April 12, 1985, plaintiff sought to amend his com *872 plaint to add that the rules and regulations adopted by the KAA were unconstitutional. On May 29, 1985, this motion was granted by the magistrate.

The court shall first consider plaintiff’s motion for partial summary judgment. Plaintiff seeks, relying on Parklane Hosiery v. Shore, 439 U.S. 322, 99 S.Ct. 645, 58 L.Ed.2d 552 (1979), to use the state court’s decision in his habeas corpus action offensively to collaterally estop the defendants from relitigating the issue of whether the KAA had the authority to forfeit his good time credits. The defendants argue that Parklane Hosiery should not be applied here because of the differing circumstances of this case.

In Allen v. McCurry, 449 U.S. 90, 101 S.Ct. 411, 66 L.Ed.2d 308 (1980), the Supreme Court held that the doctrine of collateral estoppel is applicable to actions brought under § 1983. The McCurry rationale for application of the collateral estoppel doctrine to § 1983 claims has since been elaborated on in several significant respects in Kremer v. Chemical Constructions Corp., 456 U.S. 461, 102 S.Ct. 1883, 72 L.Ed.2d 262 (1981). In Kremer, the Supreme Court held that when, as here, a federal court is asked to give preclusive effect to a prior state court judgment, the federal courts are bound by the statutory directive of 28 U.S.C. § 1738 “to give the same preclusive effect to state court judgments that those judgments would be given in the courts of the State from which the judgments emerged.” Id. at 466, 102 S.Ct. at 1889. Thus, we must look to Kansas law to determine whether, and to what extent, to give preclusive effect to the state court decision in this case. See Duncan v. Clements, 744 F.2d 48, 51 (8th Cir.1984). Plaintiff’s reliance on Parklane Hosiery is misplaced. Parklane Hosiery sets forth the federal law, not the state law, on the application of collateral estoppel principles. Thus, its holding is inapplicable here.

In Kansas, there are two elements which must be present before the doctrine of collateral estoppel may be invoked as a bar to further action: (1) a judgment on the merits which determines the rights and liabilities of the parties based on the ultimate facts as disclosed by the pleadings or issues presented for trial, and (2) the parties must be the same or in privity therein. Penachio v. Walker, 207 Kan. 54, 483 P.2d 1119 (1971). The key issue here is the second of these two requirements.

The proper defendant in a state habeas corpus action is the person responsible for the custody of the petitioner. Richardson v. District Court of Finney County, 179 Kan. 62, 292 P.2d 705 (1956). In this instance, the proper defendant in the plaintiff’s habeas corpus action was the warden of the Kansas State Penitentiary at Lansing, Bernard Day. Mr. Day was originally a defendant in this action, but he died during the pendency of this action. The other defendants in this case were not parties to that action. Neither were they in privity with Mr. Day at the time of that action. Plaintiff relies heavily on the fact that the attorney that appeared in the state action represented the defendants in this case at the beginning of this litigation. This factor is of no significance given the different parties involved in this case. See Garza v. Henderson, 779 F.2d 390, 394 (7th Cir.1985). Accordingly, we conclude that the state court’s decision in plaintiff's habeas corpus case cannot be used offensively in this litigation. The question decided in that case can be and must be litigated in this case.

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Bluebook (online)
654 F. Supp. 870, 1987 U.S. Dist. LEXIS 10677, Counsel Stack Legal Research, https://law.counselstack.com/opinion/urban-v-henley-ksd-1987.