Untitled California Attorney General Opinion

California Attorney General Reports·Decided August 3, 1989·No. 88-703·Published

Opinion

OFFICE OF THE ATTORNEY GENERAL

State of California

JOHN K. VAN DE KAMP

Attorney General

______________________________________

OPINION : : No. 88-703 of : : AUGUST 3, 1989 JOHN K. VAN DE KAMP :

Attorney General :

:

JACK R. WINKLER :

Assistant Attorney General :

RONALD M. WEISKOPF, Deputy :

______________________________________________________________________________

THE HONORABLE DENNIS L. MYERS, COUNTY COUNSEL OF THE COUNTY OF MERCED, has requested an opinion on the following questions:

1. May a California county have more than one grand jury at the same time?

2. When does a grand jury end and to what extent may it function after it ends?

3. What information may a grand jury pass on to its successor?

CONCLUSIONS

1. A California County may lawfully have only one grand jury at any one time except as additional grand juries are expressly authorized for the county by statute.

2. A grand jury ends when its successor is impaneled and sworn unless it is sooner discharged by order of the court and it cannot perform any function after it ends.

3. A grand jury may transmit information or evidence acquired during the course of any investigation conducted by it to the succeeding grand jury except any information which relates to a criminal investigation or which could form part or all of the basis for issuance of an indictment.

ANALYSIS

I. Background

A grand jury is a body of the required number of persons returned from the citizens of the county before a court of competent jurisdiction, and sworn to inquire of public offenses

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committed or triable within the county. (§ 888.)1 The required number is 23 in Los Angeles County and 19 in other counties. (§ 888.2.)

The grand jury developed under the common law.2 Article 1, section 8 of the 1849 California Constitution provided in part: "No person shall be held to answer for a capital or otherwise infamous [3] crime . . . unless on presentment or indictment of a Grand Jury; . . ." The initiation of criminal proceedings by indictment or presentment in the more serious criminal cases was the principal function of the early grand juries. However, it was not their only function. California grand juries have always been authorized to investigate wilful or corrupt misconduct of local public officers and to initiate, by an accusation, court proceedings leading to the removal of the accused officer. (Ch. 119, Stats. 1850, §§ 73-84; see now Gov. Code, § 3060 et seq.)

In addition to their accusatorial functions California grand juries have been given authority to investigate specified matters and to make reports of these investigations. This has become known as the grand jury's civil or "watchdog" function. (See People v. Superior Court (1973 Grand Jury) (1975) 13 Cal.3d 430, 433.) While we will not attempt to catalog all of these watchdog functions they include inquiring into the condition and management of public prisons within the county (§ 919); investigating and reporting on the operations, accounts and records of county officers and special districts in the county (§ 925); examining and reporting on the books and records of any city in the county (§ 925a); investigating and reporting upon the needs of all county officers (§ 928); and examining and reporting on the books and records of redevelopment agencies (§ 933.1). After the Constitution of 1879 authorized the use of informations following examination by a magistrate as an alternative to a grand jury indictment to initiate criminal prosecutions and the decision in Hawkins v. Superior Court (1978) 22 Cal.3d 584, requiring an examination by a magistrate following an indictment by the grand jury the use of indictments has diminished and the civil investigation and reporting role has become the principal function of modern California grand juries.

Under the Constitution of 1849, as amended in 1862, trial jurisdiction of criminal cases was vested in the district courts, the county courts and in the justices' courts. Jurisdiction of the justices' courts was limited to misdemeanors punishable by fine not exceeding $500 or imprisonment not exceeding 6 months or both. The county court had jurisdiction to try all indictments for public offenses except for treason and homicide. Indictment for treason, murder and manslaughter were tried in the district courts. (See ch. 260, Stats. 1863.) All crimes in the district courts and in the county courts had to be prosecuted by indictment. (See ch. 130, Stats. 1863, § 5.) Misdemeanors prosecuted in the justices' courts were tried on the complaint without any indictment. (See ch. 29, Stats. 1851, § 608 et seq.) Thus before 1879 all crimes, except those tried in the justices' courts, had to be examined by the grand jury before the defendant could be tried.

Under the 1849 Constitution the business of the district courts and the county courts was conducted during periods of time called "terms" which were fixed by statute. There were several terms of court each year which commenced on the first Monday of specified months and continued until the business of the court was completed or until the commencement of the next term. Section 241 of the Penal Code adopted in 1872 provided:

1 Section references are to the Penal Code unless otherwise indicated. 2 Fitts v. Superior Court (1936) 6 Cal.2d 230, 240; Kennedy & Briggs, Historical and Legal Aspects of the California Grand Jury System (1955) 43 Cal.L.Rev. 251. 3 All felonies were infamous crimes. In re Westenberg (1914) 167 Cal. 309, 319.

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"At the opening of each regular term of the county court (unless otherwise directed by the judge), and as often thereafter as to the judge may seem proper, a grand jury may be impaneled."

After the grand jury was sworn and charged by the court a statute provided:

"The grand jury must then retire to a private room and inquire into the offenses cognizable by them. On the completion of the business before them, they must be discharged by the court; but whether the business is completed or not, they are discharged by the final adjournment of the court." (§ 906 of the Pen. Code as adopted in 1872; derived from Stats. 1850, ch. 119, § 216.)

The offenses cognizable by a grand jury were those which were to be tried in the county and district courts. Most criminal cases were commenced (then as now) by a complaint alleging the commission of the crime by the defendant laid before a magistrate, who could issue a warrant for the arrest of the defendant. When the defendant was arrested he was brought before the magistrate who was then required to hold an examination at which evidence of guilt and innocence was presented. If the evidence was not sufficient the defendant was discharged but if the magistrate determined there was sufficient cause to believe the defendant was guilty of the offense he ordered the defendant held to answer the charge. The grand jury would then inquire into the offenses in which defendants had been held to answer by magistrates in the county. A grand jury could initiate a criminal investigation without a prior examination before a magistrate but this was rarely done.

The California Constitution adopted in 1879 changed the provision on indictments and the grand jury to read in article I as follows:

"Sec. 8. Offenses heretofore required to be prosecuted by indictment shall be prosecuted by information, after examination and commitment by a Magistrate, or by indictment, with or without such examination and commitment, as may be prescribed by law. A Grand Jury shall be drawn and summoned at least once a year in each county."

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