United to Protect Democracy v. Presidential Advisory Comm'n on Election Integrity
This text of 288 F. Supp. 3d 99 (United to Protect Democracy v. Presidential Advisory Comm'n on Election Integrity) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
RUDOLPH CONTRERAS, United States District Judge
I. INTRODUCTION
In May 2017, the President of the United States signed Executive Order 13,799, which established the Presidential Advisory Commission on Election Integrity (the "Commission"). Approximately one month later, that Commission issued letters to each of the 50 states and the District of Columbia requesting that they provide certain publically available voter roll information so that the Commission might "fully analyze vulnerabilities and issues related to voter registration and voting" in the United States. These requests have been the subject of substantial public attention and have generated several lawsuits challenging their legality. This is but another one of those lawsuits. In this case, Plaintiffs, United to Protect Democracy and The Protect Democracy Project, Inc., challenge the Commission's failure to adhere to the notice and comment procedures specified by the Paperwork Reduction Act,
II. BACKGROUND
A. The Paperwork Reduction Act
The Paperwork Reduction Act (
B. The Presidential Advisory Commission on Election Integrity
On May 11, 2017, President Donald Trump signed Executive Order 13,799, which established the Commission. See Exec. Order No. 13,799,
On June 28, 2017, in furtherance of its mandate, the Commission sent substantially similar letters to Secretaries of State and other election officials in all 50 states and the District of Columbia. These letters invited recipients to provide information and opinions on seven broad policy questions relating to the administration of elections. Compl. ¶¶ 28-29. For example, the Commission sought opinions on potential changes to federal election law related to election integrity, "evidence or information" relating to voter fraud, information on "convictions for election-related crimes" since November 2000, and recommendations for preventing voter intimidation or disenfranchisement. Compl. ¶ 29. In addition, the Commission requested that recipients voluntarily "provide to the Commission the publicly-available voter roll data *103for [their states]." Compl. ¶ 30.
Free access — add to your briefcase to read the full text and ask questions with AI
RUDOLPH CONTRERAS, United States District Judge
I. INTRODUCTION
In May 2017, the President of the United States signed Executive Order 13,799, which established the Presidential Advisory Commission on Election Integrity (the "Commission"). Approximately one month later, that Commission issued letters to each of the 50 states and the District of Columbia requesting that they provide certain publically available voter roll information so that the Commission might "fully analyze vulnerabilities and issues related to voter registration and voting" in the United States. These requests have been the subject of substantial public attention and have generated several lawsuits challenging their legality. This is but another one of those lawsuits. In this case, Plaintiffs, United to Protect Democracy and The Protect Democracy Project, Inc., challenge the Commission's failure to adhere to the notice and comment procedures specified by the Paperwork Reduction Act,
II. BACKGROUND
A. The Paperwork Reduction Act
The Paperwork Reduction Act (
B. The Presidential Advisory Commission on Election Integrity
On May 11, 2017, President Donald Trump signed Executive Order 13,799, which established the Commission. See Exec. Order No. 13,799,
On June 28, 2017, in furtherance of its mandate, the Commission sent substantially similar letters to Secretaries of State and other election officials in all 50 states and the District of Columbia. These letters invited recipients to provide information and opinions on seven broad policy questions relating to the administration of elections. Compl. ¶¶ 28-29. For example, the Commission sought opinions on potential changes to federal election law related to election integrity, "evidence or information" relating to voter fraud, information on "convictions for election-related crimes" since November 2000, and recommendations for preventing voter intimidation or disenfranchisement. Compl. ¶ 29. In addition, the Commission requested that recipients voluntarily "provide to the Commission the publicly-available voter roll data *103for [their states]." Compl. ¶ 30. Specifically, the Commission requested "the full first and last names of all registrants, middle names or initials if available, addresses, dates of birth, political party (if recorded in [that] state), last four digits of social security number if available, voter history (elections voted in) from 2006 onward, active/inactive status, cancelled status, information regarding any felony convictions, information regarding voter registration in another state, information regarding military status, and overseas citizen information." Compl. ¶ 30; see also Decl. Kris W. Kobach, Ex. 3 ("June 28 Letter"), ECF No. 21-2. The Commission purportedly sought this data "in order for the Commission to fully analyze vulnerabilities and issues related to voter registration and voting." See June 28 Letter. The Commission requested that recipients respond to the letter by July 14, 2017 and directed recipients to submit their responses either via email or through a secure electronic file transfer protocol site that the federal government uses for transferring large data files. Compl. ¶ 31.
The Commission's request for voter data has become a subject of significant public debate. For example, voting rights experts have articulated a broad set of concerns about how the requests might be used to suppress voters and cybersecurity experts have identified risks inherent in consolidating sensitive voter data without a clear security plan. See Compl. ¶¶ 37-38. These requests have also been the topic of several legal challenges. See Compl. ¶ 40. And the recipients of the letters have been far from unanimous in how they plan to respond. Indeed, as of September 27, 2017, seventeen states had indicated that they would provide the requested data while eight states had declined. Compl. ¶ 33. An additional eleven states had stated that they would only release data subject to certain restrictions. Compl. ¶ 33.
C. The Present Suit
On September 29, 2017, Plaintiffs, United to Protect Democracy and The Protect Democracy Project, Inc., filed suit in this Court asserting that the Commission's request for voter data constituted a violation of the PRA. According to Plaintiffs' Complaint, the Commission violated the PRA when it failed to undertake the appropriate notice and comment procedures prior to issuing its request for voter data. See Compl. ¶¶ 60-76. As non-profit advocacy organizations engaged in public education and outreach, Plaintiffs claim that they have been injured by the Commission's failing because they have been deprived of certain information that they claim the Commission was required to disclose pursuant to the terms of the PRA. Compl. ¶ 73. Although Plaintiffs premise their claims on the text of the PRA, the PRA does not provide for a private right of action. Thus, Plaintiffs instead seek declaratory relief under
Plaintiffs' Complaint also challenges the inaction on the part of the OMB and the Director of OMB (collectively the "OMB Defendants"). See Compl. ¶¶ 77-83. Under
Two motions are now pending before the Court. First, on October 11, 2017, Plaintiffs filed a Motion for a Preliminary Injunction pursuant to Rule 65 of the Federal Rules of Civil Procedure. See Pls.' Mot. Prelim. Inj. Plaintiffs request that this Court issue a preliminary injunction requiring that (1) the Commission cease its collection of data and delete and/or sequester any information collected unless and until it satisfies the procedures prescribed by the PRA; and (2) the Director of OMB to review the Commission's alleged violation of the PRA and take appropriate remedial action to cure that violation. See Pls.' Mot. Prelim. Inj. Defendants opposed the motion and simultaneously filed their own motion to dismiss the action on various grounds. See Defs.' Mem. Opp'n Pls.' Mot. Prelim. Inj. & Defs.' Mot. Dismiss ("Defs.' MTD"), ECF No. 21. Both motions have been fully briefed by the parties and are now ripe for decision.
III. ANALYSIS
Before the Court can reach Plaintiffs' Motion for Preliminary Injunction, Plaintiffs must first overcome two fundamental obstacles presented by Defendants' Motion to Dismiss. First, Plaintiffs must demonstrate that they have somehow been injured by Defendants' actions and that they have standing to bring this suit at all. The Court is satisfied that Plaintiffs have met this burden, having alleged that they have been deprived of certain information that works a particularized and concrete harm upon them. Next, Plaintiffs must allege facts from which this Court can determine that the Commission is actually subject to the PRA's requirements, as the Plaintiffs claim. On this second obstacle, however, Plaintiffs stumble. The PRA applies only to "agencies," as it defines that term. Based on the current state of the record, the Court cannot find that the Commission is an "agency" for purposes of the PRA because the pleadings and other evidence provided to the Court support the notion that the Commission works solely to advise and assist the President and there has been no allegation or other showing that the Commission has any substantial authority independent of the President. Accordingly, the Court cannot find that the Commission is subject to the terms of the PRA and thus Plaintiffs' claims-all of which are based on this premise-must be dismissed.
A. Standing
The Court must first begin with the threshold question of whether Plaintiffs have constitutional standing to assert their claims at all. Article III of the United States Constitution grants the Judiciary authority to adjudicate only "Cases" and "Controversies." U.S. Const. Art. III. One of the hallmarks of the " 'Case[s]' " and 'Controversies' that are of the justiciable sort referred to in Article III ... is the doctrine of standing."
*105Lujan v. Defs. of Wildlife ,
This "irreducible constitutional minimum of standing contains three elements." Lujan ,
Plaintiffs' sole contention on the issue of injury in fact is premised on a purported informational injury. Pls.' Mot. Prelim. Inj. at 16-20. Informational injuries arise "only in very specific statutory contexts." Animal Legal Def. Fund, Inc. v. Espy ,
The courts in this Circuit have found cognizable informational injuries in several additional statutory contexts. For example, courts have found such injuries based on provisions of the Emergency Planning and Community Right-to-Know Act, see Waterkeeper All. v. Envtl. Prot. Agency ,
*106First, under the Plaintiffs' interpretation of the PRA, the Commission was required to disclose certain information prior to issuing its request for voter data and materials, but it failed to do so. Section 3507(a)(1)(D)(ii) of the PRA states, in unequivocal terms, that an agency "shall not conduct or sponsor the collection of information unless in advance ... of the collection of information the agency has ... published notice in the Federal Register ... setting forth a title for the collection of information; a summary of the collection of information; a brief description of the need for the information and the proposed use of the information; a description of the likely respondents and proposed frequency of response to the collection of information; an estimate of the burden that shall result from the collection of information ...."1
The Court thus turns to the second prong of the test-whether denial of information caused Plaintiffs to suffer the type of harm that Congress sought to prevent by requiring disclosure. The D.C. Circuit has explained that "the second part of the [informational injury] inquiry may depend on the nature of the statutory disclosure provision at issue." Friends of Animals II ,
*107and [is] denied specific agency records.' "
Under the facts alleged here, the Court is persuaded that Plaintiffs have suffered the type of harm that Congress sought to prevent by requiring disclosure. In passing the PRA, Congress enumerated nearly a dozen purposes that it was meant to serve. Two are of particular relevance here. First, Congress sought to "improve the quality and use of Federal information to strengthen ... openness in Government and society ."
Plaintiffs are non-profit organizations that use advocacy, research, and public education to confront perceived threats to democracy. Compl. ¶¶ 7-8. These are activities in which Plaintiffs devote substantial resources and have spent substantial resources in connection with the work of the Commission. Compl. ¶ 73. Plaintiffs also allege that the information that the PRA supposedly required the Commission to disclose "would have facilitated Plaintiffs' mission." Compl. ¶ 73. Indeed, they claim that "[h]ad [they] received the information to which they were entitled, they would have sought to educate the public on the implications of that information, and would have organized their own advocacy strategies to respond appropriately to those disclosures." Compl ¶ 73. Accordingly, the Court is convinced that Plaintiffs have suffered the same injury meant to be prevented under the statute.3 See *108Friends of Animals I ,
Defendants argue, however, that Plaintiffs purported injury is not an informational injury, rather it is, if anything, an infringement of a bare procedural right, which is not sufficient to confer standing. See Defs.' MTD at 13-14; Defs.' Reply at 6-8, ECF No. 28. The seminal case on this issue is the Supreme Court's decision in Summers v. Earth Island Institute ,
Here, Defendants focus on the fact that the particular disclosures at issue are related to the PRA's notice and comment procedures. See Defs.' MTD at 13-14; Defs.' Reply at 6-8. For this reason, Defendants contend that Plaintiffs' injury is necessarily a procedural one like that in Summers , rather than an informational injury. See Defs.' MTD at 13-14; Defs.' Reply at 6-8. While this argument certainly carries some facial appeal, the Court is ultimately unpersuaded. Nothing in Summers prohibits a finding of informational injury merely because the statute conferring the right to information also happens to be associated with the statute's notice and comment procedures. In Summers , the sole injury alleged by plaintiffs was the deprivation of a right to comment in a proceeding. See Summers ,
Furthermore, the case law of this Circuit simply does not support Defendants' position.4 Indeed, the D.C. Circuit has held on multiple occasions that litigants have adequately alleged informational injuries based solely on notice statutes. For example, in Ethyl Corp. v. EPA , the D.C. Circuit considered a challenge to an EPA rule that allowed automobile manufacturers to establish their own emissions test procedures and methods, which the EPA would then evaluate and approve in individual, closed proceedings. Ethyl Corp. v. EPA ,
Moreover, the D.C. Circuit has continued to find informational standing predicated on notice statutes even after Summers was decided. Indeed, just last year, the Circuit found informational standing under circumstances very similar to those presented at bar. In Friends of Animals I , the D.C. Circuit held that a non-profit organization had standing under § 10(c) of the Endangered Species Act. See Friends of Animals I ,
The Secretary shall publish notice in the Federal Register of each application for an exemption or permit which is made under this section. Each notice shall invite the submission from interested parties within thirty days after the date of the notice, of written data, views, or arguments with respect to the application .... Information received by the Secretary as part of any application shall be available to the public as a matter of public record at every stage of the proceeding."
Here, like Ethyl Corp and Friends of Animals I, Plaintiffs' right to information may be based on a statute tied to notice and comment procedures, but they have sufficiently alleged that the deprivation of that particular information has caused them particularized and concrete injury in fact. Based on the foregoing, the Court is satisfied that, at this stage in the proceedings, Plaintiffs have adequately alleged a concrete and particularized informational injury. Consequently, the Court finds that Plaintiffs have standing to bring their claims.
B. Defendants' Motion to Dismiss
Although the Court finds that Plaintiffs have demonstrated standing, their claims ultimately do not withstand scrutiny under a motion to dismiss. The Federal Rules of Civil Procedure require that a complaint contain "a short and plain statement of the claim" in order to give the defendant fair notice of the claim and the grounds upon which it rests. Fed. R. Civ. P. 8(a)(2) ; accord Erickson v. Pardus ,
1. Claims against the Commission
The PRA does not provide for a private cause of action and, consequently, Plaintiffs seek relief from the Commission's actions under the Mandamus Act,
The critical question for Plaintiffs' claims is whether, in fact, the PRA applies to the Commission. If not, then the Commission cannot be found to have violated a "clear duty to act" and Plaintiffs' claim must necessarily be dismissed.
By its terms, the PRA only applies when an "agency" conducts or sponsors the collection of information. See
The parties fundamentally disagree, however, about whether or not the Commission actually falls within that group. Notably, the PRA does not specify what that category includes or excludes and no court has previously addressed whether the PRA may be interpreted to reach entities such as the Commission. Nevertheless, Plaintiffs argue that the text and purpose of the PRA suggest that the Commission should be considered an "agency" under the PRA. See Pls.' Mot. Prelim. Inj. at 21. Plaintiffs contend that the Commission is most certainly an establishment in the executive branch given that the Commission was established by Executive Order, is chaired by the Vice President, and is charged with producing a report for the President himself. See Pls.' Mot. Prelim. Inj. at 21. Plaintiffs also contend that the PRA's definition of agency should be viewed broadly given that Congress's overarching purpose in enacting the PRA was to reign in government collection activities, which the PRA sought to accomplish in part by extending its applicability to more agencies than its predecessor statute, the *112Federal Reports Act of 1942. See Pls.' Mot. Prelim. Inj. at 21-22. Defendants, on the other hand, point out that the PRA's definition of "agency" is nearly identical to the definition of "agency" under FOIA. Defs.' MTD at 17. For this reason, Defendants urge that the terms should be interpreted coextensively. Because FOIA has been interpreted not to include staff and units that serve solely to advise the President, Defendants argue that this limitation should apply equally to the PRA. The Court finds that Defendants have the better of the arguments.
"There is a presumption that Congress uses the same term consistently in different statutes." Nat'l Treasury Emps. Union v. Chertoff ,
Reading the PRA consistently with FOIA sheds light on the otherwise undefined contours of the term "other establishment in the executive branch of the Government (including the Executive Office of the President)." Indeed, it is well settled that, while the text itself does not admit of any limitations, it does not extend to "the President's immediate personal staff or units in the Executive Office [of the President] whose sole function it is to advise and assist the President." Kissinger v. Reporters Comm. for Freedom of the Press ,
Plaintiffs attempt to resist this conclusion by seizing on a single distinction between the PRA's definition of "agency" and FOIA's definition of that term. Specifically, Plaintiffs point out that FOIA's definition cross-references
*113under the PRA should not be read coextensively with the definition under FOIA, despite all other language being equal. To fully comprehend Plaintiffs' argument, one must first understand the history and relation between FOIA and the APA.
In 1966, Congress enacted FOIA as an amendment to the APA. See Pub. L. 89-487,
While Plaintiffs concede, as they must, that the definition of agency under the PRA is nearly identical to this amendment, Plaintiffs focus on the fact that the FOIA amendment, unlike the PRA, cross-references the APA's definition of "agency" under
Having found that the definition of agency in the PRA is to be construed conterminously with the definition of "agency" found in FOIA, the Court must determine whether the Commission constitutes an agency under that definition. In the years since the Supreme Court's decision in Kissinger , the D.C. Circuit has propounded various tests designed to answer the question of whether a unit within the Executive *115Office of the President ("EOP") is subject to FOIA. See Citizens for Responsibility and Ethics in Washington v. Office of Administration ,
Based on the present record and the relevant case law, the Court cannot conclude that the Commission constitutes an "agency" for purposes of the PRA. The Executive Order at issue indicates that the Commission is purely advisory in nature and that it shall disband shortly after it delivers a report to the President. Moreover, the Order does not grant the Commission any authority independent of the President and there is no evidence that it has ever exercised any such authority. The Commission's request for information from state officials is not a command for information that state officials must obey and there is no evidence that the Commission has sought to compel compliance by any means. This Court finds that these considerations lead to the inescapable conclusion that the Commission is not an "agency" for purposes of the PRA.7
Plaintiffs allege no additional facts in their complaint or provide any other information that would otherwise persuade this Court to reach a different result. Indeed, Plaintiffs all but concede this point, having made no argument that the Commission in fact exercises any authority independent of the President. Because the Court cannot conclude that the Commission is an "agency" for purposes of the PRA, it also cannot find that the Commission was under any "clear duty to act" in accordance with the PRA's mandates. Without the showing of such a duty, Plaintiffs' claims for mandamus relief must necessarily be dismissed. See, e.g., Baptist Mem'l Hosp. v. Sebelius ,
2. Claims against the OMB Defendants
Plaintiffs' claims against the OMB fare no better than their claims against the Commission. Indeed, the same finding that the Commission is not an agency pursuant *116to the PRA necessarily dooms these claims too. Plaintiffs' claims against the OMB Defendants rely upon
Plaintiffs bring suit against the OMB Defendants pursuant to § 706(1) of the APA and also seek judgment pursuant to
IV. CONCLUSION
Because the Court finds that it is appropriate to grant Defendants' motion to dismiss, there is therefore no need to reach Plaintiffs' Motion for Preliminary Injunction. Accordingly, for the foregoing reasons, the Court GRANTS Defendants' Motion to Dismiss (ECF No. 22) and DENIES AS MOOT Plaintiffs' Motion for a Preliminary Injunction (ECF No. 10). The Court also DENIES AS MOOT Plaintiffs' Motion for Leave to File a Declaration in support of its Motion for Preliminary Injunction (ECF No. 24). As discussed above, the basis for the Court's decision is that Plaintiffs have failed to adequately allege or otherwise show that the Commission constitutes an "agency" subject to the PRA. Plaintiffs have requested that, in the event that the Court makes just such a finding, that it be granted leave to file an amended complaint to demonstrate the reasons why the Commission meets the standard that the Court adopts today. See Pls.' Opp'n at 21, n.6. Plaintiffs also note that this very question is pending in parallel litigation in this Circuit. See Pls.' Opp'n at 21, n.6. Based on these representations, the Court is satisfied that leave should be given. Accordingly, the Court will GRANT Plaintiffs request for leave to amend their Complaint orders that they file their *117amended complaint within 30 days. An order consistent with this Memorandum Opinion is separately and contemporaneously issued.
Related
Cite This Page — Counsel Stack
288 F. Supp. 3d 99, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-to-protect-democracy-v-presidential-advisory-commn-on-election-cadc-2017.