United States v. Xavier Levar Smith

983 F.3d 1213
CourtCourt of Appeals for the Eleventh Circuit
DecidedDecember 21, 2020
Docket19-12686
StatusPublished
Cited by32 cases

This text of 983 F.3d 1213 (United States v. Xavier Levar Smith) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Xavier Levar Smith, 983 F.3d 1213 (11th Cir. 2020).

Opinion

USCA11 Case: 19-12686 Date Filed: 12/21/2020 Page: 1 of 20

[PUBLISH]

IN THE UNITED STATES COURT OF APPEALS

FOR THE ELEVENTH CIRCUIT ________________________

No. 19-12686 ________________________

D.C. Docket No. 9:18-cr-80217-RLR-1

UNITED STATES OF AMERICA,

Plaintiff-Appellee,

versus

XAVIER LEVAR SMITH,

Defendant-Appellant.

________________________

Appeal from the United States District Court for the Southern District of Florida ________________________

(December 21, 2020)

Before WILLIAM PRYOR, Chief Judge, HULL and MARCUS, Circuit Judges.

HULL, Circuit Judge:

After pleading guilty, Xavier Smith appeals his conviction and sentence for

being a felon in possession of a firearm, in violation of 18 U.S.C. §§ 922(g)(1) and USCA11 Case: 19-12686 Date Filed: 12/21/2020 Page: 2 of 20

924(e). On appeal, Smith argues that the district court erred: (1) in denying his

motion to dismiss his indictment based on his prior counsel’s alleged ineffective

assistance; and (2) in concluding his prior Florida felony convictions for sale of

cocaine qualified as serious drug offenses under the Armed Career Criminal Act

(“ACCA”), 18 U.S.C. § 924(e). After review, we affirm Smith’s § 922(g) firearm

conviction and sentence.

I. BACKGROUND FACTS

Smith’s firearm conviction at issue was initially the subject of state

proceedings recounted below.

A. State Court Charges and Plea Negotiations

In June 2018, members of the Palm Beach County Sheriff’s Office and

agents with the Drug Enforcement Administration executed a search warrant at

defendant Smith’s apartment, where they found drugs, drug paraphernalia, and a

semi-automatic handgun that was reported stolen. Video and audio recordings and

DNA evidence linked Smith to the gun.

Initially, the State of Florida charged Smith with multiple drug-related

offenses and being a felon in possession of a firearm, in violation of Fla. Stat.

§ 790.23(1)(a), (c), (e), and (3). The state prosecutor, John Parnofiello, served in a

dual role as a Special Assistant United States Attorney, and a state public defender

represented Smith.

2 USCA11 Case: 19-12686 Date Filed: 12/21/2020 Page: 3 of 20

The state offered Smith a plea deal for a three-year prison sentence, which

Smith rejected. Afterwards, two state charges were dropped because of negative

lab results. Then, in an October 1, 2018 email, Parnofiello (1) offered a plea deal

of a five-year prison sentence, (2) described Smith’s offense conduct and the

state’s evidence, and (3) listed Smith’s three prior Florida felony convictions for

sale of cocaine. Although Smith’s case was “currently filed with the State,”

Parnofiello advised Smith’s counsel that the three cocaine convictions were

controlled substance offenses under the federal Sentencing Guidelines and would

increase Smith’s base offense level under U.S.S.G. § 2K2.1. Parnofiello calculated

Smith’s federal advisory guidelines range as 92 to 115 months’ imprisonment “if

Mr. Smith was ONLY being charged with felon in possession of a firearm at the

federal level” and “if [Smith] were to plea immediately after indictment . . . .”

In an October 15, 2018 email to Smith’s counsel, prosecutor Parnofiello

stated that “[u]pon further review,” he had determined that Smith “qualifie[d] as an

Armed Career Criminal . . . subjecting him to a 15 year federal minimum

mandatory sentence.” Parnofiello repeated the October 1 offer stating, “My offer

to resolve the case without taking the case federally is a 5 year DOC [state]

sentence.” Parnofiello warned that the plea offer expired at the close of business,

and he was “in the process of preparing the federal indictment information.” At

counsel’s request, Parnofiello agreed to a one-week extension.

3 USCA11 Case: 19-12686 Date Filed: 12/21/2020 Page: 4 of 20

That same day, Smith’s counsel visited Smith at the jail and gave

Parnofiello’s emails to Smith to read. Smith rejected the five-year plea deal.

B. Federal Charge and Motion to Dismiss

On November 13, 2018, a federal grand jury charged Smith with being a

felon in possession of a firearm, in violation of 18 U.S.C. §§ 922(g)(1) and

924(e).1 The federal court appointed new counsel for Smith. Smith’s federal

counsel moved to dismiss the indictment, contending Smith’s state counsel, Perry

Thurston, rendered ineffective assistance during the state plea negotiations. Smith

admitted that Thurston showed him Parnofiello’s emails containing the state’s five-

year plea offer. Smith claimed, however, that Thurston was unable to advise Smith

“about the federal sentencing guidelines,” whether “a plea to state charges

completely prevent[ed] a federal indictment for the same set of facts,” or if Smith

was “truly an armed career criminal facing a mandatory minimum of 15 years

imprisonment under federal law if indicted in federal court.” Smith argued that

Thurston’s ineffective assistance required the district court to either dismiss the

federal indictment or compel the federal government to make the original plea

offer, after Smith had competent counsel, who practiced federal criminal law, to

advise him.

1 Shortly thereafter, the state charges were dismissed.

4 USCA11 Case: 19-12686 Date Filed: 12/21/2020 Page: 5 of 20

Opposing Smith’s motion, the government argued, among other things that:

(1) Smith’s Sixth Amendment right to counsel for his federal offense had not

attached during his state plea negotiations; and alternatively (2) Smith could not

establish ineffective counsel because Thurston’s performance was objectively

reasonable, and Smith could not show prejudice.

C. Evidentiary Hearing

A magistrate judge held an evidentiary hearing. Thurston testified about his

plea negotiations with prosecutor Parnofiello and his discussions with Smith.

Parnofiello told Thurston, “[W]e are looking at indicting [Smith] [f]ederally. If he

takes the five years we won’t do that.” In turn, Thurston “expressed that to Mr.

Smith specifically.” He and Smith had “lots of discussions” about the plea offer

and the possibility of a federal indictment, but Smith “did not think that would

happen” and never wanted to consider the five-year offer.

Thurston also asked Parnofiello to advise what Smith “would be looking at”

if Smith rejected the five-year plea and was indicted in federal court. Thurston

wanted to give Smith the potential alternatives, even though Smith did not want

them and already had given him “strict instruction to prepare for trial.” In

response, Parnofiello sent the two October 1 and 15 emails.

Thurston then met with Smith at the jail and gave him physical copies of

both emails. Thurston told Smith that the five-year offer was still pending and that

5 USCA11 Case: 19-12686 Date Filed: 12/21/2020 Page: 6 of 20

the emails were the prosecutor’s indication of what Smith faced if he were indicted

in federal court. Thurston tried to discuss the contents of the emails with Smith,

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Cite This Page — Counsel Stack

Bluebook (online)
983 F.3d 1213, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-xavier-levar-smith-ca11-2020.