United States v. Williams

Court of Appeals for the Ninth Circuit·Decided November 6, 2008·No. 06-50599·Published

Opinion

FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

UNITED STATES OF AMERICA,  Plaintiff-Appellee, No. 06-50599 v.  D.C. No. DAVID DWIGHT WILLIAMS, CR-02-03171-IEG Defendant-Appellant. 

UNITED STATES OF AMERICA,  Plaintiff-Appellee, No. 06-50608 v.  D.C. No. WILLIAM A. STEEL, CR-02-03171-IEG Defendant-Appellant. 

UNITED STATES OF AMERICA,  No. 06-50612 Plaintiff-Appellee, v.  D.C. No. CR-02-03171-IEG TALFORD BROWN, OPINION Defendant-Appellant.  Appeal from the United States District Court for the Southern District of California Irma E. Gonzalez, District Judge, Presiding

Argued and Submitted April 8, 2008—Pasadena, California

Filed November 6, 2008 15167 15168 UNITED STATES v. WILLIAMS Before: William C. Canby, Jr., Andrew J. Kleinfeld, and Jay S. Bybee, Circuit Judges.

Opinion by Judge Bybee UNITED STATES v. WILLIAMS 15171

COUNSEL

Benjamin L. Coleman, Coleman & Balogh LLP, San Diego, California, for appellant David Williams.

Michael Edmund Burke, San Diego, California, for appellant William Steel. 15172 UNITED STATES v. WILLIAMS Brian J. White, San Diego, California, for appellant Talford Brown.

Stephen Frederick Miller, Assistant United States Attorney, San Diego, California, for appellee United States.

OPINION

BYBEE, Circuit Judge:

David Williams, William Steel, and Talford Brown appeal their convictions following a jury trial for conspiracy to inter- fere with interstate commerce by robbery, conspiracy to pos- sess cocaine with the intent to distribute, and possession of a firearm during a drug crime and crime of violence. Williams, Steel, and Brown argue, inter alia, that there was insufficient evidence to support their convictions, that their indictment should have been dismissed because of outrageous govern- ment conduct, and that the district court should have declared a mistrial because a juror revealed that she was the lone hold- out. We hold that there was sufficient evidence to support the convictions and that the government did not deny the defen- dants their due process rights by engaging in outrageous con- duct. Because the district court gave an Allen charge after a juror disclosed that she was a holdout, we reverse and remand for a new trial.

I

David Williams, Talford Brown, William Steel, and Evan Hollingsworth1 were indicted in the Southern District of Cali- fornia for one count of conspiracy to interfere with commerce by robbery, see 18 U.S.C. § 1951(a); one count of conspiracy 1 Hollingsworth pleaded guilty to a single count of carrying a firearm during a drug crime and crime of violence, in exchange for his testimony at trial and for dismissal of the remaining two counts. UNITED STATES v. WILLIAMS 15173 to possess cocaine with the intent to distribute, see 21 U.S.C. §§ 841(a)(1), 846; and one count of carrying a firearm during a drug crime and crime of violence, see 18 U.S.C. § 924(c)(1)(A), (c)(2).

The following account is taken from the evidence intro- duced at trial. Around August 2002, a man identified only as “Marty” introduced Williams as a drug dealer to a paid gov- ernment informant named Tony.2 During that month, Tony and Williams planned a marijuana sale in New Orleans. Tony was to provide the marijuana, and Williams was to put Tony in contact with a buyer. The deal did not go through, but Wil- liams and Tony continued to negotiate planned drug transac- tions, including one involving cocaine from Belize and one involving a ten to fifty kilogram cocaine purchase by Wil- liams. At some point during their association, Williams con- fessed to Tony that he had pleaded no contest to and was wanted for a bank robbery in Texas.

A few days before October 25, 2002, Williams told Tony about a bank robbery he had planned, and that he needed to sell a firearm to raise money to rent the getaway car. Williams already had planned the bank robbery in some detail, having identified the target bank and recruited someone on the inside of the bank to help. Williams tried to enlist Tony to be the getaway driver. Tony relayed this information to Floyd Mohler, an agent with the Bureau of Alcohol, Tobacco and Firearms (“ATF”), who proposed that Tony pitch the idea of robbing a fictitious drug stash house in lieu of robbing the bank. 2 At trial, Williams denied knowing anything about how to deal drugs and contended that he had been introduced to Tony in June 2002 because Williams needed money and Tony could provide him a loan. Many of the conversations between Williams and Tony were taped, though conversa- tions describing the drug deals other than the Jamaican marijuana deal, described infra, were destroyed prior to trial. 15174 UNITED STATES v. WILLIAMS On October 25, 2002, Tony met Williams and Andy Jauch, an undercover Drug Enforcement Administration (“DEA”) agent, at a restaurant and recorded the conversation. During that meeting, Williams sold a handgun to Tony. Tony told Williams that the gun was for a man named Enrique, who was involved in a drug smuggling operation in San Diego and who was interested in robbing a drug stash house. Williams informed Tony and Jauch about some Jamaicans in New York City who wanted to buy a significant quantity (between one thousand and two thousand pounds) of marijuana. Williams also supplied many details about his planned bank robbery.

On October 29, 2002, Williams and Tony met with a man named Wayne, who was affiliated with the Jamaicans in New York seeking to buy the marijuana. Williams flew to New York to meet Wayne on November 1, 2002, and had several recorded telephone conversations with Tony and Wayne. These conversations concerned only the New York City mari- juana transaction. Tony met with the Jamaicans later in November 2002; the Jamaicans were arrested when they arrived with the money to buy the marijuana.

On November 4, Tony introduced Williams to ATF agent Harry Penate, who was playing the undercover role of Enrique Romano. Penate told Williams that he had a job for Williams, but that Williams could decline it if he wanted. Penate told Williams that he operated drug stash houses for a drug smuggling organization, but some of the drug loads recently had been lost. To compensate for the lost loads, the drug organization was not paying Penate. Penate said that in a few days, the stash house would contain one hundred kilo- grams of cocaine and between fifty and sixty thousand dollars in currency, guarded only by the two women who count the money and a single guard with a sawed off shotgun. Penate told Williams that he wanted to hire someone with a crew to rob the money and the cocaine. He told Williams that if this robbery went well, there were two other stash houses that could be robbed. UNITED STATES v. WILLIAMS 15175 As the conversation progressed, Penate and Williams dis- cussed more details about how to conduct the robbery, includ- ing how to remove the drugs, how many people were in each house and how many were armed, and whether they would need to kill anyone. Williams indicated that he had two peo- ple with whom he could do the job, that he had worked with them before, and that he and his crew were ready to do the job immediately. They discussed how they would split the money and the drugs and how Williams would pay his crew. Wil- liams indicated that one of the people he planned to use had recently been involved in a home invasion robbery like the one Penate had proposed, but had been caught.

On November 5, Williams and Tyrone Sprewell met with Penate and sold him another gun.

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