United States v. William H. Pflaumer

774 F.2d 1224
CourtCourt of Appeals for the Third Circuit
DecidedAugust 1, 1984
Docket83-1532
StatusPublished
Cited by48 cases

This text of 774 F.2d 1224 (United States v. William H. Pflaumer) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. William H. Pflaumer, 774 F.2d 1224 (3d Cir. 1984).

Opinions

OPINION OF THE COURT

SLOVITER, Circuit Judge.

The Supreme Court has vacated the judgment of this court which had reversed the convictions of William H. Pflaumer and remanded for a new trial for mail fraud, 18 U.S.C. § 1341 (1982), and conspiracy to commit mail fraud, 18 U.S.C. § 371 (1982), see United States v. Oxman, 740 F.2d 1298 (3d Cir.1984), vacated and remanded sub. nom. United States v. Pflaumer, — U.S. —, 105 S.Ct. 3550, 87 L.Ed.2d 673 (1985). The Court remanded the case to us for further consideration in light of United States v. Bagley, — U.S. —, 105 S.Ct. 3375, 87 L.Ed.2d 481 (1985). Our consideration must be in two parts, first as to the prior decision on the issue of Brady material, and second as to whether a jury instruction held erroneous in our prior decision also infected Pflaumer’s conviction on the substantive mail fraud charges.

I.

The Undisclosed Material

A.

When the matter was previously before us, the court, by a divided vote, concluded that Pflaumer was entitled to a new trial on his conviction of 21 counts of mail fraud and one count of conspiracy to commit mail fraud because, inter alia, “the government withheld specifically requested Brady [v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963) ] material.” 740 F.2d at 1319. The undisclosed information at issue was that a government witness, Ralph Wille, who was implicated in a check-kiting scheme, had been given a promise of use immunity for his information and testimony “relative to the federal investigation into certain activities of Charles Gillan [one of the co-defendants in this indictment] and others [conceded to include Pflaumer] during the period between June 2, 1978 and December 1979.” 740 F.2d at 1301-02 n. 3 (quoting agreement in full). Despite the government’s contention that this related to a separate investigation into check-kiting, and not mail fraud, we previously held the agreement did not, on its face, show that it applied only to the cheek-kiting investigation, and therefore the agreement was admissible to impeach Wille.

The majority held that this was “significant impeachment evidence” and determined its materiality under United States v. Agurs, 427 U.S. 97, 96 S.Ct. 2392, 49 L.Ed.2d 342 (1976), by applying a prospective analysis. The majority stated that “[t]he prosecutor should have appreciated that the disclosure of the existence of substantial benefits conferred on all of the government’s principal incriminatory witnesses might have led the jury to doubt their truthfulness,” and concluded that this gave rise to “a substantial basis for claiming materiality” of the use immunity agreement. 740 F.2d at 1317. We further held that this error was not harmless beyond a reasonable doubt. 740 F.2d at 1317-19. The government filed a petition for certio-rari on this issue.

Thereafter, in United States v. Bagley, — U.S. —, 105 S.Ct. 3375, 87 L.Ed.2d [1226]*1226481 (1985), the Supreme Court clarified the legal standard for determining whether the government’s failure to disclose impeaching evidence warrants reversal of a conviction. In Bagley, the prosecution failed to turn over evidence of the government’s agreement to pay the two prosecution witnesses for their cooperation. The district court found that the failure to disclose the agreements was harmless error and refused to vacate the sentence on defendant’s subsequent motion brought pursuant to 28 U.S.C. § 2255. The Ninth Circuit reversed. It treated failure to disclose impeachment evidence as “more egregious” than failure to disclose exculpatory evidence, which under its view required automatic reversal. Bagley v. Lumpkin, 719 F.2d 1462, 1464 (9th Cir.1983). In reversing the decision of the Ninth Circuit, the Supreme Court rejected any distinction between impeachment evidence and exculpatory evidence for purposes of the Brady rule. — U.S. at —, 105 S.Ct. at 3379.

The majority of the Court then reformulated the standard of materiality applicable to nondisclosed evidence, stating that “evidence is material only if there is a reasonable probability that, had the evidence been disclosed to the defense, the result of the proceeding would have been different.” Id. at —, 105 S.Ct. at 3385 (opinion of Blackmun, J.), see also id. (opinion of White, J., concurring in part and concurring in judgment). Justice Blackmun’s opinion further defined “a ‘reasonable probability’ as ‘a probability sufficient to undermine confidence in the outcome.’ ” Id. (quoting Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 2068, 80 L.Ed.2d 674 (1984)).

Although the Court in Agurs had distinguished the situations in which defendants had made no request for disclosure, had made a general request, or had made a specific request, the Court held in Bagley that the announced standard for materiality was “sufficiently flexible” to cover each of these situations. Bagley, — U.S. at —, 105 S.Ct. at 3385. The Court remanded the case to the Ninth Circuit to determine “whether there is a reasonable probability that, had the inducement offered by the Government [to the witnesses] been disclosed to the defense, the result of the trial would have been different.” Id.

Since the standard of “materiality” announced in Bagley is significantly different from the one that we previously applied in this case, we must review the record, the findings of the district court, and the contentions of the parties to determine whether, under the Bagley standard, the government’s disclosure that use immunity had been granted to Wille would have engendered a reasonable probability that the result of Pflaumer’s trial would have been different.

B.

The government’s case against Pflaumer was described in the prior opinion of the court, 740 F.2d at 1300-01, 1315-19. Pflaumer was the sole stockholder of Wm. H.P., Inc. (WHP), a Philadelphia, Pennsylvania trucking corporation that purchased diesel fuel in bulk. He also owned C. Schmidt & Sons, Inc. (Schmidt’s Brewery), a separate Philadelphia business. The indictment charged that Pflaumer participated in a scheme to falsify invoices to show that the trucks’ diesel fuel had been delivered to WHP in Maryland and New Jersey, rather than in Pennsylvania. This falsification permitted the mailing of underreported state fuel excise taxes to Pennsylvania, where the fuel was in fact delivered, and the mailing of false claims for road use credits to Maryland and New Jersey, where in fact the fuel was not delivered and used. Co-defendants with Pflaumer at trial were Harold Oxman, a salesman for Park Oil Co., and Raymond Hill, manager for WHP’s Philadelphia terminal.

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Bluebook (online)
774 F.2d 1224, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-william-h-pflaumer-ca3-1984.