United States v. William E. Klein, Jr.

560 F.2d 1236, 1977 U.S. App. LEXIS 11184
CourtCourt of Appeals for the Fifth Circuit
DecidedOctober 14, 1977
Docket75-2023, 76-3702
StatusPublished
Cited by48 cases

This text of 560 F.2d 1236 (United States v. William E. Klein, Jr.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. William E. Klein, Jr., 560 F.2d 1236, 1977 U.S. App. LEXIS 11184 (5th Cir. 1977).

Opinion

SIMPSON, Circuit Judge:

William Klein was convicted on charges of conspiracy, distribution, and possession arising out of a scheme to import cocaine from Colombia to the United States. In this appeal he makes several allegations of error, all of which we find to be without merit. We thus affirm his conviction on all counts. Two points warrant discussion.

I. THE FACTS

Eli Heilman and William Klein were indicted on three counts: 1 (1) conspiracy to import one kilogram of cocaine into the United States, in violation of Title 21, U.S.C. § 952(a); (2) distribution of 6.5 grams of cocaine, in violation of Title 21, U.S.C. § 841(a)(1); and (3) possession of 6.5 grams of cocaine with intent to distribute, in violation of Title 21, U.S.C. § 841(a)(1). The facts giving rise to these indictments as brought out at Klein’s trial are as follows.

On November 3, 1974, Klein called an acquaintance, John Paul Bommarito, to discuss a plan to bring cocaine into the United States. Bommarito was an underworld figure, had been convicted of four separate narcotics offenses, and, unknown to Klein, was a government informant. At Bommar-ito’s suggestion, the two met later that afternoon at Bommarito’s hotel. Klein brought his friend Heilman to the meeting. According to Bommarito, Heilman stated that he knew how to liquify cocaine, thus allowing it to be smuggled into the country in liquor bottles. Heilman also stated that he had a good connection to obtain cocaine “down there”. Klein stated that he and *1238 Heilman had contacted Bommarito because they needed financial backing to carry off their scheme. At this meeting, Bommarito asked if the two could furnish a sample of cocaine. Heilman and Klein agreed to deliver one quarter of an ounce of the substance, for which Bommarito paid $350.

On November 5, 1974, two days later, Bommarito had a dinner party in his hotel suite, attended by Klein and his date, Hellman and his wife, and two undercover agents, Gillis and Degaglia. The agents posed as large-scale narcotics operators employed by the underworld. After the men at the party discussed plans for smuggling cocaine into the country, Bommarito asked about the sample he had requested. Hellman then produced a small bag of cocaine which was “checked out” by agent Gillis.

On November 8, 1974, at Degaglia’s request, Klein, Heilman, Degaglia and Gillis met to discuss further details of the plan. The agents, borrowing from the then-popular film “The Godfather”, explained that they had to go up north to see their “father” and discuss the plan with him. One week later, on November 15, the agents again met with Klein and Heilman and stated that their “father” had given approval for someone to go to Colombia to purchase a kilo of cocaine for $9,000. De-gaglia stated that Gillis would accompany Heilman to Colombia to acquire the drug and that travel expenses would be paid by the “father”. Later that day, Gillis phoned Heilman to learn whether Heilman had been in touch with his contact in Colombia. Heilman stated that he had called “Jerry” and that “Jerry had the cocaine and all we had to do was go down there”.

Gillis and Heilman traveled to Cali, Colombia, on November 18, 1974, where they contacted Jerry. After much negotiation concerning the price of the kilo and the manner of payment, the parties were unable to agree and the deal fell through. Gillis and Heilman took the next flight back to the United States.

II. PROCEDURAL HISTORY

The joint trial of Klein and Heilman has complicated the procedural history of this case. On the first day of the trial, counsel for Heilman, while in the corridor outside the courtroom, loudly berated the Assistant United States Attorney who was handling the prosecution. Because of this incident, Klein moved for a severance. The district court denied Klein’s motion after holding a hearing to determine whether any juror had witnessed the incident 2 and having Heilman’s counsel examined by a court-appointed psychiatrist. Heilman was represented by the same lawyer throughout the trial.

The jury returned a verdict of guilty on all counts against both Klein and Heilman. Klein was sentenced to five years confinement on the conspiracy count and five years confinement on each of the substantive counts, all sentences to run concurrently and to be followed by concurrent three year special parole terms. He filed a timely notice of appeal from the judgment and sentence of the district court.

Heilman filed a motion for a new trial, alleging primarily that he did not receive effective assistance of counsel at trial. After an evidentiary hearing, the district court granted Heilman’s motion on the basis of a record which graphically detailed the irrational and unprofessional conduct of Heilman’s counsel.

On the basis of Heilman’s successful motion, Klein asked this Court to remand his case to the district court for consideration of his motion for a new trial. In an unpublished order, we granted the motion to remand. After a hearing, the district court *1239 denied Klein’s motion for a new trial, and Klein once again appealed to this Court. His two appeals have been consolidated and we consider them as one.

In the meantime, Heilman was convicted on all three counts by the jury at his second trial. He appealed and we have recently reversed his conviction following a government confession of error because of an erroneous instruction given by the district court. United States v. Hellman, 560 F.2d 1235 (5th Cir. 1977). As of this date, Hellman has not been retried for a third time.

Klein raises several points on appeal. We have considered each allegation of error and find none to be meritorious. 3 Two points require discussion: (1) whether the district court erred in ruling that if Klein took the stand he could be impeached with evidence of a prior jury verdict of guilty where no judgment or sentence had been entered on that verdict, and (2) whether the district court erred in denying Klein’s motion for a new trial after it had granted a new trial to Heilman, an alleged co-conspirator.

III. IMPEACHMENT BY A PRIOR JURY VERDICT

The trial in the instant case began on March 4,1975. Earlier the same day the jury in another case before a different judge returned a verdict of guilty against Klein on a separate indictment charging him with conspiracy to import cocaine and marijuana. 4 No judgment or sentence was entered on that jury verdict during the pendency of the instant trial. When Klein indicated, against the advice of counsel, that he wished to testify in his own defense, his counsel asked the district court to rule on whether Klein could be impeached with evidence of this jury verdict if he took the stand. The court, citing United States v. Franicevich, 471 F.2d 427 (5th Cir. 1973), noted that a witness can be impeached with evidence of a prior conviction even when an appeal of that conviction is pending.

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Cite This Page — Counsel Stack

Bluebook (online)
560 F.2d 1236, 1977 U.S. App. LEXIS 11184, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-william-e-klein-jr-ca5-1977.