United States v. Whitfield

25 F. App'x 93
CourtCourt of Appeals for the Fourth Circuit
DecidedOctober 16, 2001
Docket99-4587
StatusUnpublished
Cited by1 cases

This text of 25 F. App'x 93 (United States v. Whitfield) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Whitfield, 25 F. App'x 93 (4th Cir. 2001).

Opinion

OPINION

PER CURIAM.

Kendell Whitfield appeals from the sentence imposed by the district court after he pleaded guilty to conspiracy to possess cocaine base with the intent to distribute. For reasons stated below, we vacate his sentence and remand to the district court for a new sentence not to exceed 240 months.

I.

Whitfield waived indictment by grand jury and was charged with a criminal information alleging that he engaged in a conspiracy to distribute cocaine base and to possess cocaine base with the intent to distribute in violation of 21 U.S.C. § 846. The criminal information against Whitfield did not allege that he conspired to distribute or to possess with the intent to distribute any particular quantity of cocaine base. Whitfield agreed to cooperate with the ongoing investigation and to testify for the prosecution. Whitfield signed a plea agreement with the prosecution which specified that he would plead guilty to conspiracy to distribute cocaine base in violation of 21 U.S.C. § 846 and listed the elements of that crime without mentioning any specific amount of cocaine base. * The plea agreement specified that the defendant would face a maximum penalty of “not less than 10 years nor more than life.” Whitfield also agreed, pursuant to the plea agreement, to waive his rights to appeal “whatever sentence is imposed, including any issues that related to the establishment of the Guideline range” and to waive collateral review of the sentence.

In accordance with the plea agreement, Whitfield pleaded guilty on April 5, 1999. Before accepting Whitfield’s guilty plea, the district court specified the elements that the prosecution would have to prove if Whitfield did not plead guilty. At no point did the district court mention a specific quantity of drugs or indicate that the government would have to prove a specific quantity of drugs.

At the sentencing hearing conducted August 2,1999, the district court accepted the conclusion of the probation officer in the presentence report that over 8.8 kilograms of cocaine base and 10 kilograms of pow *95 der cocaine were attributable to Whitfield’s criminal activity. The district court also accepted the probation officer’s recommendations that Whitfield’s sentence be enhanced under the sentencing guidelines for his role as a leader in the conspiracy and for the involvement of minors in his drug operation. The defense objected to the enhancements for Whitfield’s role in the conspiracy and for the use of minors, but not to the calculation of drug amount. After allowing a downward adjustment for Whitfield’s acceptance of responsibility, the district court sentenced Whitfield to 300 months plus 5 years of supervised release.

Whitfield filed his notice of appeal on August 12, 1999. On a motion of the prosecution to reduce Whitfield’s sentence in light of his continued cooperation with the ongoing drug investigation, the district court subsequently amended its judgment against Whitfield on December 11, 2000, and reduced the sentence imposed to 283 months plus 5 years of supervised release.

II.

Since Whitfield filed this appeal, the United States Supreme Court issued its decision in Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000). The Apprendi Court created a new rule mandating that, “[ojther than the fact of a prior conviction, any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt.” Apprendi, 530 U.S. at 490, 120 S.Ct. 2348. We must apply the rule of Apprendi to Whitfield’s appeal because Apprendi was decided while this case was on direct review. See Griffith v. Kentucky, 479 U.S. 314, 322-23, 107 S.Ct. 708, 93 L.Ed.2d 649 (1987).

This court subsequently applied Apprendi in the context of the drug statutes in United States v. Promise, 255 F.3d 150 (4th Cir.2001). In Promise this court held that drug quantity “must be treated as [an] element of an aggravated drug trafficking offense” under 21 U.S.C. § 841(b)(1)(A) or (b)(1)(B) and not merely as a sentencing factor. Promise, 255 F.3d at 152. Accordingly, under the rule of Apprendi, a specific drug quantity must be alleged in the indictment against a defendant and submitted to the jury to allow a charge and conviction for violation of an aggravated drug offense under 21 U.S.C. § 841(b)(1)(A) or (b)(1)(B). If no specific drug quantity has been alleged in the indictment or submitted to the jury, the maximum penalty that may be imposed for conviction of conspiracy to possess with intent to distribute an unquantified amount of cocaine is no more than 240 months’ imprisonment, as provided by the fallback provision of the drug statute, 21 U.S.C. § 841(b)(1)(C). See Promise, 255 F.3d at 156-157. Promise concluded that, where a defendant is indicted and convicted of a drug crime involving an unquantified quantity of drugs, the conviction is for a violation of 21 U.S.C. § 841(b)(1)(C), and a sentence that exceeds the statutory maximum of that subsection is erroneous. See Promise, 255 F.3d at 160.

Whitfield’s plea agreement waived his right to appeal from errors in the sentence imposed against him. We have held, however, that “a defendant who waives his right to appeal does not subject himself to being sentenced entirely at the whim of the district court. For example, a defendant could not be said to have waived his right to appellate review of a sentence imposed in excess of the maximum penalty provided by statute.... ” United States v. Mann, 961 F.2d 493, 496 (4th Cir.1992). See also United States v. Broughton-Jones, 71 F.3d 1143, 1147 (4th Cir.1995) (allowing appeal despite waiver where penalty imposed exceeded sentencing court’s *96 statutory authority). Here, Whitfield was properly convicted for a violation of 21 U.S.C. § 841(b)(1)(C) and received a sentence in excess of the statutory maximum authorized by that subsection.

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29 F. App'x 132 (Fourth Circuit, 2002)

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Bluebook (online)
25 F. App'x 93, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-whitfield-ca4-2001.