United States v. Warren Brown, A/K/A Prince Asiel

823 F.2d 591, 262 U.S. App. D.C. 183, 1987 U.S. App. LEXIS 8746
CourtCourt of Appeals for the D.C. Circuit
DecidedJuly 7, 1987
Docket86-3065 to 86-3073 and 86-3075
StatusPublished
Cited by157 cases

This text of 823 F.2d 591 (United States v. Warren Brown, A/K/A Prince Asiel) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Warren Brown, A/K/A Prince Asiel, 823 F.2d 591, 262 U.S. App. D.C. 183, 1987 U.S. App. LEXIS 8746 (D.C. Cir. 1987).

Opinion

Opinion for the Court filed by Circuit Judge MIKVA.

MIKVA, Circuit Judge:

Appellants were convicted of a wide variety of criminal charges after thirteen weeks of trial and eight weeks of jury deliberations. We find that the district court’s dismissal of a juror in the midst of the jury’s lengthy deliberations deprived the appellants of their constitutional right to a unanimous jury. We must therefore reverse the convictions.

I. Background

All nine of the appellants in this case are members of a religious group formally titled the “Original Hebrew Israelite Nation of the Kingdom of Jerusalem” and commonly called the “Nation.” Members of the Nation are organized into congregations called “missions”; astride all of these missions are several “ministries” or governing bodies. Appellant Warren Brown is the head of one of the Nation’s ministries, which is located in Chicago; appellants James Stone and Gerald Bethea are members of Brown’s staff. Appellant J.C. Vor-tis leads the Nation’s Baltimore/Washington-area Mission. The remaining appellants in this case — Gregory Coles, Thomas Cavin, Cordell Debardelaben, Daryl Gris- *593 som, and Kenneth Robinson — belong to the Baltimore/Washington-area Mission.

In September of 1985, a grand jury returned a sixty-nine-count indictment against the nine appellants. Count 1 of the indictment charged each appellant with conspiring to conduct the affairs of an enterprise through a pattern of racketeering activity, in violation of section 1962(d) of the Racketeer Influenced and Corrupt Organizations Act (RICO), 18 U.S.C. § 1961 et seq. (1984). Count 2 of the indictment charged each appellant with actually conducting the affairs of an enterprise through a pattern of racketeering activity, in violation of section 1962(c) of RICO. The enterprise alleged in these two counts was “a group of individuals associated in fact which operated within the framework of a larger group ... [called] The Nation” and organized itself along similar hierarchical lines. The pattern of racketeering activity alleged in the two counts consisted of fifteen discrete acts, each of which fell within section 1961(l)’s definition of “racketeering activity.” Subsequent counts of the indictment listed these fifteen predicate acts as separate and independent offenses. Still other counts charged offenses that were not also listed as RICO predicate acts because they did not fall within section 1961(l)’s definition of “racketeering activity.”

The multitude of offenses charged in the indictment arose from a smaller number of alleged criminal schemes. The most common kind of scheme alleged was the so-called “shopping spree.” According to the indictment, in each of these sprees, a member of the enterprise, employing an assumed name and counterfeit identification, opened a checking account with a small cash deposit at a local bank. The member then deposited forged checks into the account, thereby artificially inflating its balance. A short time later, the member went shopping. In essence, the member wrote worthless checks as payment for valuable goods, using a counterfeit driving license and counterfeit credit cards as supporting identification. (Occasionally, the member simply used the counterfeit credit cards to pay for the desired goods.) When the bank discovered that the original deposit checks were forgeries and refused to honor a written check, the member abandoned the account. Another common kind of criminal scheme described in the indictment was the theft and use of blank airline ticket stock. According to the indictment, in each scheme of this kind, a member of the enterprise stole a large quantity of blank ticket stock from an airline company. Members of the enterprise then prepared counterfeit tickets from the stock and either used them for personal travel or sold them to individuals not associated with the enterprise. Finally, the indictment alleged that members of the enterprise had participated in two schemes to defraud the government. In one scheme, members of the enterprise allegedly obtained welfare benefits by fraud; in the other scheme, members allegedly planned to obtain social security benefits in a fraudulent manner.

Trial of the nine appellants commenced on March 10, 1986 and continued for thirteen weeks. In the government’s case-in-chief, prosecutors presented testimony from more than one hundred witnesses and introduced a mass of documentary and physical evidence, including handwriting analyses, fingerprint identifications, and stolen credit cards and checks. The prosecutors also played to the jury nearly one hundred hours of tape-recorded telephone conversations between members of the alleged enterprise. The appellants earlier had objected to the admission of these recordings on the ground that they had been illegally obtained, but the trial judge had refused to suppress the evidence.

Six of the nine appellants represented themselves for large portions of the trial. On March 24, 1986, after two weeks of trial, Stone, Bethea, Vortis, Cavin, and Robinson dismissed their court-appointed counsel; each of these appellants represented himself for the remainder of the trial. On May 27, the fourth day of the defense case, Brown discharged his retained counsel; he too represented himself for the duration of the trial. Prior to allowing any of these appellants to proceed pro se, the court questioned the voluntariness of their deci *594 sions and warned them of the hazards of self-representation present in all serious criminal cases.

On June 6, the jury began its deliberations. On July 8, after five weeks of deliberations, the jury sent a note to the judge asking: “When is a defendant not guilty? When all jurors give a unanimous verdict vote of not guilty or, at least, one gives a vote of not guilty?” VI Joint Appendix (J.A.) at 7246. The next morning, the court returned a note to the jury stating:

In response to your note of yesterday, I instruct you as follows: In order to return a verdict of either guilty or not guilty as to a defendant on any count, your decision must be unanimous. With respect to those counts and those defendants on which you have not yet reached agreement, please continue your deliberations in an effort to reach an unanimous verdict of either guilty or not guilty.

Id. at 7252. On the afternoon of the same day, one of the jurors sent a note to the court stating: “I Bernard Spriggs am not able to discharge my duties as a member of this jury.” Id. at 7257. After conferring with counsel, the court decided to call Spriggs into the courtroom and attempt to discover his reason for wanting to quit deliberations. When Spriggs entered the courtroom, the following discussion, quoted in its entirety, occurred:

COURT: I have your note which reads, “I Bernard Spriggs, am not able to discharge my duties as a member of this jury.” That is your note, is it?
SPRIGGS: Yes, it’s my note.
COURT: May I ask you this question: Does this have to do with your health?
SPRIGGS: No.
COURT: Up to this point have you been able to, as you say, discharge your duties?

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Corrine Brown
Eleventh Circuit, 2020
State v. Henderson
2020 Ohio 6 (Ohio Court of Appeals, 2020)
United States v. Lafrances O'Neal
844 F.3d 271 (D.C. Circuit, 2016)
United States v. Lafontaine
673 F. App'x 81 (Second Circuit, 2016)
United States v. Henry Williams
827 F.3d 1134 (D.C. Circuit, 2016)
United States v. Keith McGill
815 F.3d 846 (D.C. Circuit, 2016)
People v. Bolton CA6
California Court of Appeal, 2015
United States v. Spruill
808 F.3d 585 (Second Circuit, 2015)
Azariah Israel & Ronald Marquet Cheadle v. United States
109 A.3d 594 (District of Columbia Court of Appeals, 2014)
State Of Washington, V Clabon Terrel Berniard
Court of Appeals of Washington, 2014
United States v. Holland
District of Columbia, 2014
United States v. Diaz-Antunuez
930 F. Supp. 2d 103 (District of Columbia, 2013)
Scales, Courtney Jay
380 S.W.3d 780 (Court of Criminal Appeals of Texas, 2012)
United States v. Moore
651 F.3d 30 (D.C. Circuit, 2011)
United States v. Evanston
651 F.3d 1080 (Ninth Circuit, 2011)
Williams v. Cavazos
646 F.3d 626 (Ninth Circuit, 2011)
United States v. Bisong
645 F.3d 384 (D.C. Circuit, 2011)
People v. Lomax
234 P.3d 377 (California Supreme Court, 2010)
State v. Hopkins
232 P.3d 597 (Court of Appeals of Washington, 2010)
People v. Thompson
231 P.3d 289 (California Supreme Court, 2010)

Cite This Page — Counsel Stack

Bluebook (online)
823 F.2d 591, 262 U.S. App. D.C. 183, 1987 U.S. App. LEXIS 8746, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-warren-brown-aka-prince-asiel-cadc-1987.