United States v. Vega

398 F.3d 149, 2005 U.S. App. LEXIS 3211, 2005 WL 428237
CourtCourt of Appeals for the First Circuit
DecidedFebruary 24, 2005
Docket03-1584, 03-1617
StatusPublished
Cited by7 cases

This text of 398 F.3d 149 (United States v. Vega) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Vega, 398 F.3d 149, 2005 U.S. App. LEXIS 3211, 2005 WL 428237 (1st Cir. 2005).

Opinion

LYNCH, Circuit Judge.

Felix Vega and Manuel (“Jesús”) Fer-nández Carrera, were convicted after trial, along with two other co-defendants, for conspiracy to distribute cocaine in excess of five kilograms, in violation of 21 U.S.C. § 846. Vega was sentenced to 120 months’ imprisonment and a five year supervised release term. Fernández Carr-era was sentenced to seventy-eight months’ imprisonment and a five year supervised release term. In these consolidated appeals, Vega challenges his sentence while Fernández Carrera challenges both his conviction and a portion of his sentence. We consider each challenge in turn.

Vega’s Sentencing Appeal

Vega mounts two challenges to his sentence. First, he argues that neither the jury nor the district court made an individualized finding that more than five kilograms of cocaine were attributable to or foreseeable by him as part of his involvement in the conspiracy, and therefore the application of the statutory mandatory minimum of 120 months that attaches to such a finding was error. Second, he argues that it was error for the district court to adopt the findings of the Presentence Investigation Report (PSR) assigning him a Criminal History Category of II.

The trial for all four co-defendants lasted twelve days. At the close of evidence, on September 26, 2002, the court gave extensive instructions to the jury. The instructions relevant to Vega’s appeal were:

Now, it is alleged that the defendants and others conspired to knowingly and intentionally distribute a controlled substance. If you find beyond reasonable doubt that the defendants conspired to knowingly distribute the controlled substance — in this case the controlled substance alleged is cocaine — you shall then determine whether the government has proven beyond reasonable doubt that the conspiracy involved more than five kilograms of cocaine as charged in Count 1.
Please note that a defendant who knowingly and willingly participates in a drug conspiracy is accountable not only for his own acts, but he or she may also be held responsible for the acts of others, if those acts or actions of others were reasonably foreseeable by the individual de *151 fendant and those acts or actions were committed in furtherance of the conspiracy.

Vega has not challenged the correctness of the instructions.

The jurors were then given both a general verdict form and special verdict form for each defendant. The general verdict form asked the jury to state whether it found each defendant guilty or not guilty of Count I of the indictment: conspiracy to possess with intent to distribute a controlled substance. Vega’s special verdict form asked:

If you find the defendant Felix Vega guilty of the conspiracy charged in Count I, please answer the following question:
1) Do you unanimously agree, by proof beyond a reasonable doubt, that the quantity of cocaine which was distributed and/or intended to be distributed as part of the conspiracy was more than five (5) kilograms as charged in the indictment?

This instruction was consistent with the law of this circuit at the time, which allowed for the jury to make a finding as to the quantity of drugs attributable to the conspiracy as a whole, and allowed the district court to make individualized quantity determinations for each co-conspirator for sentencing purposes. See Derman v. United States, 298 F.3d 34, 42-43 (1st Cir.2002).

The following morning, September 27, 2002, during jury deliberation the jury submitted a note to the court asking for clarification:

If the evidence shows that an individual is part of a conspiracy and the conspiracy network has distributed in excess of 5 kilos of cocaine does it automatically make every single individual guilty of distributing in excess of 5 kilos of cocaine?

That question may well have been intended to explore the gap between the instructions and the special verdict form. After receiving the note, the district judge met in chambers with the attorneys for the defendants and the government. The judge said that she thought the jurors were confused as to whether they must consider the evidence against each defendant individually, and proposed an instruction in response that would clarify that issue. She asked the attorneys for the defendants if they objected to this clarifying instruction, and they did not object. 1 The court then responded to the jury in writing that the answer to their question was no, and that it would instruct the jury on “giving separate consideration to each individual defendant.” The court’s instruction stated:

Members of the jury, the case of each defendant and the evidence pertaining to that defendant should be considered separately and individually. The fact that you may find one of the defendants guilty or not guilty should not control your verdict as to any other defendant.

The jury then continued with its deliberation. That afternoon the jury reached a verdict of guilty for Vega, as well as all *152 three co-defendants, on Count I, and answered yes to Vega’s special verdict question that more than five kilograms of cocaine was attributable to the conspiracy. There was no request from defense counsel for clarification of the verdict.

Several months later, at Vega’s sentencing hearing, Vega’s counsel said that he discussed with Vega fully the findings of Vega’s PSR, and that there were no objections to the PSR. The PSR stated that Vega’s offense involved more than five kilograms but less than fifteen kilograms of cocaine, which triggers the mandatory minimum of 120 months under 21 U.S.C. § 841(b)(1)(A)(ii). Vega said that he understood his counsel’s explanation of the PSR. Neither Vega nor his counsel argued that more than 5 kilograms of cocaine could not be attributed to him. Vega’s counsel then argued that nothing in the PSR required the court to sentence Vega above the statutory mandatory minimum of 120 months, and that Vega should receive that minimum. The government also requested a sentence of the mandatory minimum. The court then sentenced Vega to the mandatory minimum of 120 months’ imprisonment.

For the first time on appeal, Vega challenges the application of the mandatory minimum sentence. Vega does not argue the jury was required to make this finding of drug quantity. See Blakely v. Washington, 542 U.S.-, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004); cf. United States v. Cotton, 535 U.S. 625, 634, 122 S.Ct. 1781, 152 L.Ed.2d 860 (2002). He argues that neither the jury nor the district court made an individualized determination as to drug quantity, but rather applied the conspiracy-wide drug quantity to him automatically, as did the probation office in his PSR. Relying on a subsequent decision in United States v.

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Bluebook (online)
398 F.3d 149, 2005 U.S. App. LEXIS 3211, 2005 WL 428237, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-vega-ca1-2005.