United States v. Vargo

185 F. App'x 111
CourtCourt of Appeals for the Second Circuit
DecidedJune 27, 2006
DocketNo. 05-0617
StatusPublished
Cited by2 cases

This text of 185 F. App'x 111 (United States v. Vargo) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Vargo, 185 F. App'x 111 (2d Cir. 2006).

Opinion

[113]*113SUMMARY ORDER

Defendant-appellant James Vargo first argues that his trial counsel’s repeated failures to object to alleged trial errors constituted ineffective assistance of counsel. While Vargo’s allegations about trial counsel’s performance in this case are indeed serious, we decline to address his ineffective assistance claim on the merits at this time. “This court is generally disinclined to resolve ineffective assistance claims on direct review.” United States v. Gaskin, 364 F.3d 438, 467 (2d Cir.2004). “ ‘[I]n most cases a motion brought under [28 U.S.C.] § 2255 is preferable to direct appeal for deciding claims of ineffective assistance’” because the district court is “ ‘best suited to developing the facts necessary to determining the adequacy of representation during an entire trial.’” Id. at 467-68 (quoting Massaro v. United States, 538 U.S. 500, 123 S.Ct. 1690, 155 L.Ed.2d 714 (2003)); see also United States v. Doe, 365 F.3d 150, 155 (2d Cir.2004) (noting that although a habeas petitioner does not have a right to court-appointed counsel, the habeas court may appoint counsel under 18 U.S.C. § 3006A(a)(2)(B) if doing so is in “the interests of justice”).

Because Vargo’s counsel failed to object at trial (with few exceptions noted below) we evaluate most of Vargo’s remaining claims for plain error under Federal Rule of Criminal Procedure 52(b), a standard under which Vargo must show that any error affected his “substantial rights.”

Under that test, before an appellate court can correct an error not raised at trial, there must be (1) error, (2) that is plain, and (3) that affects substantial rights. If all three conditions are met, an appellate court may then exercise its discretion to notice a forfeited error, but only if (4) the error seriously affects the fairness, integrity, or public reputation of judicial proceedings.

Johnson v. United States, 520 U.S. 461, 466-67, 117 S.Ct. 1544, 137 L.Ed.2d 718 (1997) (internal quotation marks and citations omitted). Normally, “the defendant must make a specific showing of prejudice to satisfy the ‘affecting substantial rights’ prong of Rule 52(b).” United States v. Olano, 507 U.S. 725, 735, 113 S.Ct. 1770, 123 L.Ed.2d 508 (1993). We conclude that, on this record, Vargo is unable to demonstrate that it is more likely than not that any errors affected the outcome of his trial. We express no views as to whether Vargo could demonstrate “prejudice” for an ineffective assistance claim under Strickland v. Washington, 466 U.S. 668, 694, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984); see also Strickler v. Greene, 527 U.S. 263, 297-98, 119 S.Ct. 1936, 144 L.Ed.2d 286 (1999) (Souter, J., concurring).

I. Evidence of Vargo’s Robbery

Vargo argues that the government improperly introduced evidence that Vargo committed a violent robbery that was collateral to the conspiracy to distribute “Ecstasy.” Evidence of the defendant’s other bad acts may be admitted “ ‘for any purpose other than to show a defendant’s criminal propensity, as long as the evidence is relevant and satisfies the probative-prejudice balancing test of Rule 403 of the Federal Rules of Evidence.’ ” United States v. Carboni, 204 F.3d 39, 44 (2d Cir.2000) (quoting United States v. Inserra, 34 F.3d 83, 89 (2d Cir.1994)); see also Old Chief v. United States, 519 U.S. 172, 181, 117 S.Ct. 644, 136 L.Ed.2d 574 (1997). We think that in this case, there is a strong argument that the evidence of the robbery was unduly prejudicial and should not have been admitted. Vargo argues that, instead of focusing on the issue of a [114]*114conspiracy to distribute Ecstasy, the government was able to fix the jury’s attention on an unrelated violent robbery. In addition to presenting witnesses’ testimony, the government discussed the robbery in depth during its opening and closing arguments.

We nevertheless review Vargo’s claim for plain error, under which' Vargo must show that any error affected his “substantial rights.” In light of the totality of the evidence presented at trial indicating that Vargo conspired to distribute Ecstasy, we cannot say, on this record, that it is more likely than not that the error affected the outcome of the trial. See Olano, 507 U.S. at 734, 113 S.Ct. 1770.

II. Impeachment and Hearsay Issues

Vargo’s trial counsel preserved several claims related to impeachment hearsay by objecting at trial. Instead of plain error review, these claims are subject to harmless error analysis in which “[a]ny error, defect, irregularity, or variance that does not affect substantial rights must be disregarded.” Fed.R.Crim.P. 52(a). “An error in admitting evidence is harmless if the appellate court can conclude with fair assurance that the evidence did not substantially influence the jury.” , United States v. Edwards, 342 F.3d 168, 178 (2d Cir.2003) (internal quotation marks and citations omitted).

A. Impeachment

Vargo argues that on Agent Vecchione’s re-direct, the government impermissibly bolstered its cooperating witnesses’ testimony with prior statements that failed to satisfy the requirements of Federal Rule of Evidence 801(d)(l)(B)(l) because these statements were made during the proffer sessions and therefore were not made before the witnesses’ alleged motive to fabricate. The Rule 801 requirements do not apply to the statements at issue in this case because the government offered them for a different, non-substantive purpose: “to rehabilitate the credibility of a witness who has been impeached by a prior inconsistent statement.” Phoenix Assocs. III v. Stone, 60 F.3d 95, 103 (2d Cir.1995). “[T]he standard for admitting hearsay under this exception is less onerous than the standard used to determine whether testimony qualifies as nonhearsay under Fed.R.Evid. 801(d)(1)(B).”

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Bluebook (online)
185 F. App'x 111, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-vargo-ca2-2006.