United States v. Tovis Richardson

Court of Appeals for the Fourth Circuit·Decided July 28, 2025·No. 23-4471·Published

Opinion

PUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

No. 23-4471

UNITED STATES OF AMERICA, Plaintiff - Appellee,

v.

TOVIS ATION RICHARDSON, Defendant - Appellant.

Appeal from the United States District Court for the Eastern District of North Carolina, at Raleigh. James C Dever, III, District Judge. (5:22-cr-00313-D-1)

Argued: December 11, 2024 Decided: July 28, 2025

Before WYNN and THACKER, Circuit Judges, and FLOYD, Senior Circuit Judge.

Affirmed by published opinion. Senior Judge Floyd wrote the opinion in which Judge Wynn and Judge Thacker joined.

ARGUED: Michelle Ann Liguori, ELLIS & WINTERS, LLP, Raleigh, North Carolina, for Appellant. Jacob D. Pugh, OFFICE OF THE UNITED STATES ATTORNEY, Raleigh, North Carolina, for Appellee. ON BRIEF: Chelsea A. Pieroni, ELLIS & WINTERS, LLP, Raleigh, North Carolina, for Appellant. Michael F. Easley, Jr., United States Attorney, David A. Bragdon, Assistant United States Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Raleigh, North Carolina, for Appellee.

FLOYD, Senior Circuit Judge:

In 2023, pursuant to a written plea agreement, Tovis Ation Richardson pled guilty to two counts: (1) conspiracy to distribute and possess with intent to distribute methamphetamine; (2) possession with intent to distribute methamphetamine. See 21 U.S.C. §§ 841(a)(1), 846. He later received a 240-month sentence.

In this direct appeal, Richardson raises two issues: (1) whether the district court erred in applying a sentencing enhancement for firearm possession; (2) whether counsel provided ineffective assistance by failing to object to this enhancement.

As to the first issue, we are unable to address its merits because Richardson waived his right to bring the argument. As to the second, we find that it does not conclusively appear in the record that counsel provided ineffective assistance, as is required on direct appeal. We therefore affirm the judgment of the district court.

I.

A.

In August 2021, police learned that Richardson and two co-conspirators were distributing narcotics in Johnston County, North Carolina. Between August 26, 2021 and October 14, 2021, a confidential informant purchased methamphetamine from Richardson eight times. On at least three of these occasions, Richardson dealt from his car.

On October 8, 2021, investigators pulled Richardson over. He agreed to accompany them to his home, where police executed a search warrant. Police recovered methamphetamine, marijuana, cell phones, $40,590 in cash, a digital scale, and a box of

ammunition of various calibers and gauges. Police also recovered a 12-gauge shotgun from the trunk of Richardson’s car, which was parked on the property. The shotgun was a gift from his father.

Richardson was subsequently charged in the Eastern District of North Carolina with (1) conspiracy to distribute and possess with intent to distribute methamphetamine and (2) possession with intent to distribute methamphetamine. See 21 U.S.C. §§ 841(a)(1), 846. He retained counsel and, pursuant to a written plea agreement, pled guilty to both counts.

Important here, Richardson’s plea agreement contains an appeal waiver. It states:

“The Defendant agrees: … To waive knowingly and expressly the right to appeal the conviction and whatever sentence is imposed on any ground … excepting an appeal or motion based upon grounds of ineffective assistance of counsel or prosecutorial misconduct not known to the Defendant at the time of [his] guilty plea.” J.A. 59.

B.

During Richardson’s sentencing, the district court relied on a presentence report (PSR). The PSR calculated zero criminal history points and a base offense level of 36. It then applied two sentencing enhancements: one under U.S.S.G. § 2D1.1(b)(1) for firearm possession; and another under § 2D1.1(b)(12) for “maintain[ing] a premises for the purpose of manufacturing or distributing a controlled substance.” Each enhancement increased the base offense level by two points.

The PSR also applied two sentencing reductions: one under § 3E1.1(a) for “acceptance of responsibility”; and another under § 3E1.1(b) for “timely notifying

authorities of his intention to enter a plea of guilty.” Together, they decreased the base offense level by three points. The PSR ultimately calculated a total offense level of 37. The corresponding Sentencing Guidelines range was 210-to-262 months.

Neither party objected to the PSR, and both recommended a 240-month sentence.

The district court adopted the PSR and imposed a 240-month sentence.

C.

This appeal followed. As previewed, Richardson raises two issues: (1) whether the district court erred in applying a sentencing enhancement under § 2D1.1(b)(1) for firearm possession; (2) whether counsel provided ineffective assistance by failing to object to this enhancement. The government responds: Richardson’s appeal waiver covers the first issue; and it does not conclusively appear in the record that counsel provided ineffective assistance, which defeats the second issue.

II.

We begin by determining whether Richardson’s appeal waiver is enforceable. We conduct this analysis de novo. United States v. Carter, 87 F.4th 217, 223–24 (4th Cir. 2023) (citing United States v. Boutcher, 998 F.3d 603, 608 (4th Cir. 2021)). When, as here, “the government seeks to enforce an appeal waiver and has not breached the plea agreement, we will enforce the waiver if it is valid and if the issue being appealed falls within its scope.” Id. (quoting United States v. Beck, 957 F.3d 440, 445 (4th Cir. 2020)).

A.

First, validity. “A waiver is valid if ‘the defendant knowingly and intelligently agreed to waive the right to appeal.’” United States v. Soloff, 993 F.3d 240, 243 (4th Cir. 2021) (quoting United States v. Blick, 408 F.3d 162, 169 (4th Cir. 2005)). To analyze these factors, “we consider ‘the totality of the circumstances,’ including the experience and conduct of the defendant, his educational background, and his knowledge of the plea agreement and its terms.” United States v. McCoy, 895 F.3d 358, 362 (4th Cir. 2018) (quoting United States v. Thornsbury, 670 F.3d 532, 537 (4th Cir. 2012)). “Generally though, ‘if a district court questions a defendant regarding the waiver of appellate rights during the Rule 11 colloquy and the record indicates that the defendant understood the full significance of the waiver, the waiver is valid.’” Id. (quoting Thornsbury, 670 F.3d at 537).

Here, Richardson does not contest that his waiver was knowing and intelligent. See Oral Arg. 0:45–2:32. Our review of the record supports this concession. His waiver is therefore valid.

B.

Next, scope. “We use traditional principles of contract law to determine whether an issue falls within the scope of a valid waiver.” Carter, 87 F.4th at 224 (citing United States v. Yooho Weon, 722 F.3d 583, 588 (4th Cir. 2013)). Under this framework, we must find the waiver “clearly and unambiguously applicable to the issues raised by the defendant on appeal.” Id. (quoting Yooho Weon, 722 F.3d at 588).

1.

The first issue that Richardson raises is the application of the firearm enhancement, § 2D.1.1(b)(1). Richardson’s waiver clearly and unambiguously applies to this issue. His waiver explicitly forecloses appeals “on any ground,” including appeals “pursuant to 18 U.S.C § 3742.” J.A. 59. § 3742(a)(2) would otherwise permit an appeal based on “an incorrect application of the sentencing guidelines.”

In light of this plain language, Richardson pivots to arguing that the “failure to correct [the firearm enhancement] would result in a miscarriage of justice.” Reply Br. 14. More specifically, he argues that the enhancement “could render [him] ineligible for a sentencing reduction” under § 4C1.1, which became effective after his plea and permits a two-point offense-level reduction for certain defendants with zero criminal history points. Id. at 14, 19–20 (discussing § 4C1.1 and its retroactive application).

Free access — add to your briefcase to read the full text and ask questions with AI

United States v. Tovis Richardson, (4th Cir. 2025).

United States v. Tovis Richardson (United States v. Tovis Richardson) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

United States v. Brown
217 F.3d 247 (Fifth Circuit, 2000)
United States v. Mike Linh Pham
463 F.3d 1239 (Eleventh Circuit, 2006)
Brady v. United States
397 U.S. 742 (Supreme Court, 1970)
Strickland v. Washington
466 U.S. 668 (Supreme Court, 1984)
Massaro v. United States
538 U.S. 500 (Supreme Court, 2003)
United States v. Pettiford
612 F.3d 270 (Fourth Circuit, 2010)
United States v. Martinez
77 F. App'x 490 (Tenth Circuit, 2003)
United States v. Hall
473 F.3d 1295 (Tenth Circuit, 2007)
United States v. Ronald Richard Fisher
477 F.2d 300 (Fourth Circuit, 1973)
United States v. Tony Burke
888 F.2d 862 (D.C. Circuit, 1989)
United States v. Thornsbury
670 F.3d 532 (Fourth Circuit, 2012)
United States v. Rodney Curtis Hamrick
43 F.3d 877 (Fourth Circuit, 1995)
United States v. Kendra L. Calhoun
49 F.3d 231 (Sixth Circuit, 1995)
United States v. Richard F. Harris
128 F.3d 850 (Fourth Circuit, 1997)
United States v. Roger Michael
220 F.3d 1075 (Ninth Circuit, 2000)
United States v. Keith Andre McAllister
272 F.3d 228 (Fourth Circuit, 2001)