United States v. Willie James Richardson, A/K/A Riz, A/K/A Raheem

195 F.3d 192, 1999 U.S. App. LEXIS 21026, 1999 WL 686892
CourtCourt of Appeals for the Fourth Circuit
DecidedSeptember 3, 1999
Docket98-4139
StatusPublished
Cited by427 cases

This text of 195 F.3d 192 (United States v. Willie James Richardson, A/K/A Riz, A/K/A Raheem) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Willie James Richardson, A/K/A Riz, A/K/A Raheem, 195 F.3d 192, 1999 U.S. App. LEXIS 21026, 1999 WL 686892 (4th Cir. 1999).

Opinion

Affirmed by published opinion. Judge NIEMEYER wrote the opinion, in which Chief Judge WILKINSON and Judge MOON joined.

OPINION

NIEMEYER, Circuit Judge:

Willie Richardson challenges his convictions for conspiring to distribute cocaine and for possession of cocaine with the intent to distribute, contending that the government’s testimony against him was improperly obtained from coconspirators by offering them leniency, immunity, and promises not to prosecute other crimes, in violation of 18 U.S.C. § 201(c)(2) (prohibiting a person from offering “anything of value” in exchange for testimony), and that the testimony so obtained therefore should *194 have been excluded. Because we conclude that § 201(c)(2) does not apply to the government when acting in accordance with its statutory authority and because we reject Richardson’s other assignments of error, we affirm.

I

In November 1997, Richardson was tried on one count of conspiracy to distribute and possess with the intent to distribute cocaine and cocaine base and eight counts of possession with the intent to distribute cocaine in violation of 21 U.S.C. §§ 841(a)(1), 846. The government’s case against Richardson consisted primarily of testimony from individuals who had participated in the cocaine distribution business with Richardson and who had entered into plea agreements with the government to give testimony.

Alonda Ervin testified that Richardson had hired her to transport cocaine between New York and Virginia Beach, paying her $1,000 per trip. After she was arrested by the police with approximately 12 “bricks” of cocaine, she entered into a plea agreement which required her, in her words, “to cooperate fully with the government on all bases.” She testified that she was hoping to have her sentence further reduced, at least in part as a reward for giving testimony in Richardson’s trial.

Michael McClean testified that, at the instruction of Richardson, he and Ervin transported approximately four to five kilograms of cocaine to South Carolina. McClean testified pursuant to a plea agreement that required Mm to give testimony in Richardson’s trial. He stated that he negotiated a plea agreement in order to obtain a lesser prison sentence and that he understood that the prosecutor could arrange for a further reduction in his sentence after Richardson’s trial.

Erica Lee testified that, while she had no knowledge of any drug activity, she had assisted Richardson in renting cars on multiple occasions and that she had later assisted him in buying a car which was put in her name. Lee signed an agreement with prosecutors providing that in exchange for her testimony, she would not be prosecuted for any past criminal violations.

Anthony Boddie testified that he was in the narcotics business with Richardson and that he made trips to pick up and deliver cocaine and money for Richardson. Bod-die testified pursuant to a plea agreement on the understanding that he would “get substantial assistance.”

Jonathan Cousar testified that he sold cocaine in Norfolk and that he frequently obtained his crack cocaine from Richardson. Cousar testified pursuant to a plea agreement which, in his words, required him “to testify against whoever didn’t plead guilty,” including Richardson. He received immunity for his testimony, and he believed that the United States Attorney would make a motion to reduce his sentence further after the Richardson trial.

Cynthia Pemberton testified, pursuant to a plea agreement, to drug activity with Cousar and others. At the time she testified, she had not yet been sentenced and understood that she was testifying in exchange for a potential reduction in her sentence.

At the close of the government’s case, the court dismissed two possession-with-intent-to-distribute counts and the jury convicted Richardson on all remaining counts. The court attributed over 137 kilograms of cocaine and over 4 kilograms of crack cocaine to Richardson and sentenced him to life imprisonment.

This appeal followed.

II

For his principal argument on appeal, Richardson contends that the government’s testimony against him was obtained from co-conspirators in exchange for the government’s promises to seek or to consider seeking more lenient sentences, for immunity, or for the promise not to prose *195 cute them for other crimes, in violation of 18 U.S.C. § 201(c)(2). He argues that without testimony so obtained, he would not have been convicted. Section 201(c)(2) provides:

Whoever ... directly or indirectly, gives, offers or promises anything of value to any person, for or because of the testimony under oath or affirmation given or to be given by such person as a witness upon a trial, hearing, or other proceeding, before any court ... authorized by the laws of the United States to hear evidence or take testimony ... shall be fined under this title or imprisoned for not more than two years, or both.

Richardson argues that when prosecutors offered witnesses leniency, immunity, and promises not to prosecute in return for testimony against him, the prosecutors offered something of value “for or because of’ sworn testimony before a federal court. Accordingly, he contends, the evidence should have been excluded. The question this argument raises is whether the term “whoever,” as used in the statute, includes the United States government when it acts through its agents pursuant to statutory authorization.

Richardson’s counsel ably argued that the word “whoever” in the statute is not qualified to exclude the government and that therefore the Supreme Court’s decision in Nardone v. United States, 302 U.S. 379, 58 S.Ct. 275, 82 L.Ed. 314 (1937), which held that “person” when used without qualification in a particular statute included the government, should govern this case. In Nardone, the Supreme Court interpreted § 605 of the Federal Communications Act of 1934, which prohibits any “person” from intercepting and divulging any communication, and concluded that the term “person” applied to the United States acting through its law enforcement agents. The Court reasoned that Congress, in enacting § 605, had chosen to restrict federal agents as a matter of policy: “Congress may have thought it less important that some offenders should go unwhipped of justice than that officers should resort to methods deemed inconsistent with ethical standards and destructive of personal liberty.” Nardone, 302 U.S. at 383, 58 S.Ct. 275. The Court noted, however, that while the Congressional policy evident in § 605 of the Federal Communications Act required that the general term “person” include the government acting through its agents, such general terms would be interpreted as excluding the government where the statute, “if not so limited, would deprive the sovereign of a recognized or established prerogative title or interest,” id.

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Bluebook (online)
195 F.3d 192, 1999 U.S. App. LEXIS 21026, 1999 WL 686892, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-willie-james-richardson-aka-riz-aka-raheem-ca4-1999.