United States v. Tony Lee Thompson

421 F.3d 278, 2005 U.S. App. LEXIS 19223, 2005 WL 2128957
CourtCourt of Appeals for the Fourth Circuit
DecidedSeptember 6, 2005
Docket04-4678
StatusPublished
Cited by292 cases

This text of 421 F.3d 278 (United States v. Tony Lee Thompson) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Tony Lee Thompson, 421 F.3d 278, 2005 U.S. App. LEXIS 19223, 2005 WL 2128957 (4th Cir. 2005).

Opinions

Affirmed by published opinion. Judge WILKINSON wrote the majority opinion, in which Judge WIDENER joined. Chief Judge WILKINS wrote a dissenting opinion.

[280]*280OPINION

WILKINSON, Circuit Judge.

Tony Lee Thompson was indicted as a felon in possession of firearms under 18 U.S.C. §§ 922(g)(1), 924(e) (2000 & Supp. II). He pleaded guilty. When a defendant has at least three prior convictions for “violent felon[ies]” that were “committed on occasions different from one another,” § 924(e)(1), the Armed Career Criminal Act (“ACCA”), imposes a minimum sentence of fifteen years. The district court found these statutory conditions satisfied and sentenced Thompson to that minimum sentence.

On appeal, Thompson disputes the applicability of ACCA to his case. He claims that the statutory predicates- — that his pri- or convictions were violent felonies committed on separate occasions — were facts improperly found by the judge in violation of his Sixth Amendment rights. Because we conclude that the statutory predicates have been demonstrated as a matter of law, there remain no disputed questions of fact about Thompson’s prior convictions. We therefore affirm.

I.

Tony Lee Thompson emerged from a residence- — not his own — on November 16, 2003, in High Point, North Carolina. He was carrying stolen items. The police department, having been alerted by a call complaining of a suspicious person, dispatched an officer who apprehended Thompson. The officer found him with a Jennings Bryco 9mm pistol and a Colt .38 caliber revolver. Since both firearms had moved in interstate commerce, Thompson was indicted as a felon-in-possession under § 922(g)(1).

Thompson’s criminal history supplied the predicates for an enhanced sentence under § 924(e).1 Thompson does not dispute that he has been convicted of felonies. The Presentence Investigation Report (“PSR”) — to which he raised no objection — details the extent of his criminal record. From the age of 16, Thompson (now 25) has been convicted of a string of crimes ranging from misdemeanor shoplifting and drug possession to a number of felonies.

Particularly relevant among the more than twenty convictions described in the PSR are several for “felony breaking and entering” under North Carolina law. The PSR records that Thompson pled guilty to felony breaking and entering of a residence in Trinity, North Carolina, on July 19, 2001; of another residence in Trinity on July 23, 2001; of a residence in Ashe-boro, North Carolina, on July 25, 2001; of a residence in Lexington, North Carolina, on October 1, 2001; of another residence in Lexington on June 18, 2002; and of yet two further residences in Lexington on November 7, 2002.

On the basis of these prior convictions and upon accepting the plea agreement Thompson reached with the government, the district court found the enhancement of § 924(e) — a mandatory minimum sentence of 15 years — to be applicable. The court thus sentenced Thompson to fifteen years imprisonment, five years of supervised release, and a $100 special assessment.

Thompson now appeals, arguing that his sentence was unconstitutionally imposed as a matter of law. We review legal determi[281]*281nations of the district court de novo. United States v. Blake, 81 F.3d 498, 503 (4th Cir.1996).

II.

Thompson believes that the Supreme Court’s recent Sixth Amendment rulings prohibit sentencing him under ACCA unless a jury finds (or he admits) the facts required by the statute.2 Two such facts — that three prior convictions were “violent felonies” and that they were “committed on occasions different from one another” — are predicates for ACCA enhancement. Thompson argues that since these facts were neither admitted by him nor found by a jury, they cannot justify the enhanced sentence.

Evaluating Thompson’s claims requires understanding the limitations the Supreme Court has placed on the use of judicial fact-finding in the sentencing context. In Blakely v. Washington, 542 U.S. 296, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004), the Supreme Court held that a sentencing regime violated the Sixth Amendment when judges found “factors” that increased a sentence beyond the maximum allowed by the jury findings alone. But by refusing to overturn its holding in Almendarez-Torres v. United States, 523 U.S. 224, 118 S.Ct. 1219, 140 L.Ed.2d 350 (1998), the Court explicitly excluded from this general rale “ ‘the fact of a prior conviction.’ ” Blakely, 124 S.Ct. at 2536 (quoting Apprendi v. New Jersey, 530 U.S. 466, 490, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000)). In United States v. Booker, — U.S. -, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005), the Court extended Blakely to the U.S. Sen-fencing Guidelines. But the Court repeated that only facts “other than a prior conviction” were subject to the jury requirements of the Sixth Amendment. Id. at 756.

Most recently, in Shepard v. United States, — U.S. -, 125 S.Ct. 1254, 161 L.Ed.2d 205 (2005), the Court addressed what was meant by the “fact of a prior conviction.” In Shepard, the Court considered a defendant situated much like Thompson. Shepard pleaded guilty to being a felon in possession under § 922(g)(1), and the government sought to use ACCA to enhance his sentence. But the text of the Massachusetts statute under which Shepard previously had been convicted did not clearly meet the requirement of ACCA that the conviction be a “violent felony.” To demonstrate compliance with ACCA, the government offered documents like police reports to show that even if some convictions under the state statute might not be “violent felonies,” Shepard’s own convictions were. Id. at 1257-58.

The Supreme Court refused the offer. It prohibited judges from resolving a “disputed fact ... about a prior conviction,” id. at 1262, if doing so required data — like that found in police reports — that was not inherent in that prior conviction. At the same time, however, Shepard explicitly affirmed that the prior conviction exception remained good law. Id. at 1262. To this end, the Court authorized judges to rely on a variety of conclusive court documents when determining the nature of a prior conviction. Approved sources include, for instance, the prior court’s jury instructions [282]*282or the “charging documents filed in the court of conviction.” Id. at 1259. When there was no jury in the prior case, judges may use not only charging documents but “a bench-trial judge’s formal rulings of law and findings of fact.” Id. For prior guilty pleas, “the terms of the charging document, the terms of a plea agreement or transcript of colloquy between judge and defendant in which the factual basis for the plea was confirmed by the defendant, or [ ] some comparable judicial record of this information,” are all also available for use. Id. at 1263.3

The common denominator of the approved sources is their prior validation by process comporting with the Sixth Amendment.

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Bluebook (online)
421 F.3d 278, 2005 U.S. App. LEXIS 19223, 2005 WL 2128957, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-tony-lee-thompson-ca4-2005.