United States v. Tommy Roberts

515 F.2d 642, 1975 U.S. App. LEXIS 15235
CourtCourt of Appeals for the Second Circuit
DecidedApril 9, 1975
Docket836, Docket 75-1052
StatusPublished
Cited by51 cases

This text of 515 F.2d 642 (United States v. Tommy Roberts) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Tommy Roberts, 515 F.2d 642, 1975 U.S. App. LEXIS 15235 (2d Cir. 1975).

Opinions

J. JOSEPH SMITH, Circuit Judge:

On January 20, 1975, the United States District Court for the Eastern [644]*644District of New York, John F. Dooling, Judge, dismissed an indictment charging Tommy Roberts with ten counts of possessing stolen mail in violation of 18 U.S.C. § 1708.1 The court rested its order on the defendant’s constitutional right to a speedy trial under the Sixth Amendment. On appeal, the United States challenges the dismissal on two grounds, each of which it contends offers an independent basis for reversal. First, since Roberts agreed shortly after his indictment to plead guilty to reduced charges and therefore had no expectation of actually going to trial, the Constitution’s speedy trial guarantee afforded him no protection. Secondly, assuming arguendo that the Sixth Amendment does ensure a speedy disposition to persons awaiting only the opportunity to plead guilty, its mandate was not violated in this instance. We find neither contention persuasive and affirm the order below.

Roberts was indicted on October 2, 1973, for unlawful possession of stolen mail “on or about” May 1, 1973. Along with related cases involving Alonzo and Henry Smith, Roberts’ case was assigned to United States District Judge Anthony J. Travia of the Eastern District of New York. Although the defendant pleaded not guilty when arraigned before Judge Travia on October 15, he had by then concluded an arrangement with the government to plead guilty to a misdemeanor information. The plea of not guilty at the arraignment is explained by the parties’ agreement to defer entry of the guilty plea until the Smith cases were resolved — a resolution not realized until February 14, 1975. About the time of Roberts’ arraignment, Judge Travia embarked upon a trial which required the court’s almost undivided attention for the next nine months. The Smith cases thus remained quiescent and, as a result, Roberts’ entry of a guilty plea was held in abeyance. During that nine-month period, moreover — specifically, on May 21, 1974 — Roberts’ 26th birthday passed and with it expired the defendant’s eligibility for the advantages (primarily, probation and the opportunity to have the conviction erased from his record) of a sentence imposed on him as a young adult offender under the Youth Corrections Act. 18 U.S.C. §§ 4209, 5010(a), 5021.2 Upon conclusion of the [645]*645lengthy trial, Judge Travia left for an extended vacation and, not long after, resigned from the bench. Both the defendant’s and the Smiths’ cases were then transferred to Judge Dooling, who on November 13, 1974, called a pretrial conference in Roberts’ case to set a date for trial. At the conference, the defendant raised for the first time his right to a speedy trial. One month later, Roberts formally moved to dismiss the indictment for undue delay and, after argument by counsel for both sides and an offer by the government to proceed with the plea bargain despite the still-unresolved status of the Smith cases, Judge Dooling granted the motion on Sixth Amendment grounds.3 Several weeks afterward, the government and the Smiths successfully concluded months of negotiation for a plea bargain covering postal offense charges related to Roberts’ case and possible future indictments for conspiracy to obtain by fraud federally-insured mortgage loans (see 18 U.S.C. §§ 371, 1010).

I.

The appellant’s attempt to limit the protection of the speedy trial clause to defendants awaiting trial adopts a too literal reading of that clause. The Sixth Amendment’s guarantee of a speedy trial gives recognition to an accused’s significant stakes — psychological, physical and financial — in the prompt termination of a proceeding which may ultimately deprive him of life, liberty or property. In Pollard v. United States, 352 U.S. 354, 361, 77 S.Ct. 481, 486, 1 L.Ed.2d 393 (1957), the Supreme Court was willing to assume arguendo “that sentence is part of the trial for purposes of the Sixth Amendment.” Since the case currently under review had not, at the time of Roberts’ motion to dismiss, even reached the stage at which a defendant must decide whether to plead guilty or proceed forthwith to trial, we need not construe “trial” as broadly as Pollard intimates may be appropriate. We hold, therefore, that the speedy trial clause applies with full force at least until a guilty plea has been entered by the defendant and accepted by the court.4

II.

In challenging the district court’s conclusion that Roberts was denied his constitutional right to a speedy trial, the government does not contend that Judge Dooling applied an incorrect standard. And obviously he did not, for in his memorandum opinion dated January 20, 1975,5 he adhered to the direction of Barker v. Wingo, 407 U.S. 514, 530, 92 S.Ct. 2182, 2192, 33 L.Ed.2d 101 (1972), to assess “[l]ength of delay, the reason for the delay, the defendant’s assertion of his right, and prejudice to the defendant.” The government takes issue, then, with the district court’s understanding of the application of this multi-factor balancing test to the circumstances of Roberts’ case. Close attention to the form assumed by these four variables in the context of Roberts’ case, however, fully supports Judge Dooling’s decision that the indictment must be dismissed.6

[646]*646At the time of Roberts’ motion to dismiss, the post-indictment delay was considerably shorter than others countenanced by this court. See, e. g., United States v. Fasanaro, 471 F.2d 717 (2d Cir. 1973) (per curiam) (over four years); United States v. Saglimbene, 471 F.2d 16 (2d Cir. 1972), cert. denied, 411 U.S. 966, 93 S.Ct. 2146, 36 L.Ed.2d 686 (1973) (six years). On the other hand, as the Court made clear in Barker v. Wingo, supra, 407 U.S. 514 at 530-31, 92 S.Ct. 2182 at 2192, 33 L.Ed.2d 101 a delay not patently unreasonable in length may nonetheless be intolerably long in light of “the peculiar circumstances of the case.” And a peculiarity of the instant case highly relevant in this regard was the government’s ability to predict with great certainty that Roberts would be seriously prejudiced in the event that he was not permitted to plead guilty prior to his 26th birthday. After that date, Roberts lost his right, see Dorszynski v. United States, 418 U.S. 424, 443-44, 94 S.Ct. 3042, 41 L.Ed.2d 855 (1974), to be considered by the sentencing judge for youthful offender treatment. Significantly, loss of the right to be considered for youthful offender treatment amounted in this case to little less than loss of the right to receive

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Cite This Page — Counsel Stack

Bluebook (online)
515 F.2d 642, 1975 U.S. App. LEXIS 15235, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-tommy-roberts-ca2-1975.