United States v. Tito Juan Pino-Perez

870 F.2d 1230, 1989 U.S. App. LEXIS 3715, 1989 WL 25499
Court of Appeals for the Seventh Circuit·Decided March 10, 1989·No. 88-1507·Published·Cited by 75 cases

Opinions

POSNER, Circuit Judge.

We decided to hear this case en banc, pursuant to Circuit Rule 40(f), in order to decide whether violation of the federal “kingpin” statute, 21 U.S.C. § 848 (Continuing Criminal Enterprises, Title II, § 408, of the Organized Crime Control Act of 1970), is “an offense against the United States” within the meaning of the federal aider and abettor statute, 18 U.S.C. § 2(a). That statute provides: “Whoever commits an offense against the United States or aids, abets, counsels, commands, induces or procures its commission, is punishable as a principal.” A panel of this court had answered the question “yes” in United States v. Ambrose, 740 F.2d 505, 507-08 (7th Cir.1984), followed by a district judge in United States v. Vasta, 649 F.Supp. 974, 982 (S.D.N.Y.1986). Subsequently the Second Circuit, emphasizing legislative history not discussed in Ambrose, answered “no” in United States v. Amen, 831 F.2d 373, 381-82 (2d Cir.1987), followed in United States v. Benevento, 836 F.2d 60, 71-72 (2d Cir.1987). Oddly — when one considers that the kingpin statute has been on the books for almost twenty years — no other court has decided whether there can be liability for aiding and abetting a drug kingpin. The question is alluded to in United States v. O’Connell, 841 F.2d 1408, 1425 n. 9 (8th Cir.1988), but not decided.

A court of appeals has a responsibility to reexamine its decisions in light of new arguments, new evidence, new experience, especially when by doing so it may be able to eliminate a conflict between circuits and thereby lighten the Supreme Court’s burden of resolving such conflicts. In that spirit we have undertaken to reexamine Ambrose, but having done so we adhere to our view that there is aider and abettor liability for assisting a kingpin.

The kingpin statute imposes heavy penalties for the commission of a felony narcotics violation as part of a continuing series of violations from which the perpetrator obtains substantial income or resources and which he conducts in concert with five or more persons with respect to whom he “occupies a position of organizer, a supervisory position, or any other position of management.” 21 U.S.C. § 848(b)(2). (This section was renumbered to (d)(2)(A) pursuant to amendments made to the kingpin statute in 1986, but Pino-Perez was convicted under the original statute.) The minimum penalty is ten years in prison and the maximum is life in prison plus a $100,-000 fine (raised to $2 million in 1986). 21 U.S.C. § 848(a)(1). There is no parole, see § 848(c), although time off for good behavior and work in an industry or camp can cut the kingpin’s sentence by more than a third. See 18 U.S.C. §§ 4161, 4162. The new federal sentencing statute enacted in 1986 abolishes parole for all federal crimes committed after its effective date (and time off for good behavior has also been trimmed), but when the kingpin statute was originally enacted its provision disallowing parole was unusual. Suspension and probation are also disallowed. See 21 U.S.C. § 848(c). Congress imposed a stiff minimum mandatory prison sentence — and meant it.

As the government has rightly conceded in these cases, the persons supervised by the kingpin cannot be punished as aiders and abettors. See United States v. Ambrose, supra, 740 F.2d at 507-08; United States v. Amen, supra, 831 F.2d at 381-82. When a “crime is so defined that participation by another is necessary to its commission,” that other participant is not an aider and abettor. United States v. Southard, 700 F.2d 1, 20 (1st Cir.1983). “[B]y specifying the kind of individual who is to be found guilty when participating in a transaction necessarily involving one or more other persons, [the legislature] must not have intended to include the participation by others in the offense as a crime. This exception applies even though the statute was not intended to protect the other participants.” Id. The exception covers persons whom a kingpin supervises. [1232] If they were chargeable as his aiders and abettors, the purpose of the kingpin statute —to punish the kingpin more severely than other drug offenders — would be thwarted. Since the lowliest mixer, if punishable as an aider and abettor, would be subject to the same ten-year minimum as the kingpin himself, there would be no incremental deterrence of the kingpin in cases where the sentencing judge thought the statutory minimum adequate for the kingpin. Cf. United States v. Farrar, 281 U.S. 624, 50 S.Ct. 425, 74 L.Ed. 1078 (1930).

Southard describes two other exceptions to aider and abettor liability (see 700 F.2d at 19-20). The first concerns the victim of the crime. Even if, as in such crimes as extortion, blackmail, and bribery, his conduct significantly assisted in the commission of the crime, he cannot be charged as an aider and abettor. The second exception concerns members of a group that the criminal statute seeks to protect: a woman who is transported willingly across state lines for the purpose of prostitution cannot be charged as an aider and abettor of the transporter’s Mann Act violation. Gebardi v. United States, 287 U.S. 112, 123, 53 S.Ct. 35, 38, 77 L.Ed. 206 (1932).

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United States v. Tito Juan Pino-Perez, 870 F.2d 1230, 1989 U.S. App. LEXIS 3715, 1989 WL 25499 (7th Cir. 1989).

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